Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative | 1,386 | $0.00 Strike: $84.53 | $0.00 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · derivative · entry 13 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,386 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2015. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 2,103 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · derivative · entry 12 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,207 Underlying: Common Stock · 2,103 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 9, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 3,369 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · derivative · entry 11 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685 Underlying: Common Stock · 3,369 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversion3/11/2014 Employee Stock Option (right to buy) · Derivative | 1,003 | $0.00 Strike: $87.45 | $0.00 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · derivative · entry 10 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502 Underlying: Common Stock · 1,003 shares Expires 2024-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 11, 2015. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
SaleCommon Stock | 2,015 | $111.97 | $225,619.55 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 8 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831 F2 · balance_after: Following the transactions reported on this Form 4, Mr. Axel continues to hold 831 shares directly and 961 shares indirectly in a 401(k) account. Mr. Axel also holds an additional 8,419 unvested stock options and 5,468 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
SaleCommon Stock | 2,937 | $112.01 | $328,973.37 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 7 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
SaleCommon Stock | 5,861 | $112.04 | $656,666.44 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.04 to $112.06, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 1,551 | $57.00 | $88,407.00 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 1,386 | $84.53 | $117,158.58 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 2,103 | $63.59 | $133,729.77 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 3 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 3,369 | $78.08 | $263,051.52 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:51 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 1,003 | $87.45 | $87,712.35 |
DisclosureSEC source: 0001127602-17-007347 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative | 12,988 | $0.00 Strike: $84.53 | $0.00 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · derivative · entry 10 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,988 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2015. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 26,950 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · derivative · entry 9 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,475 Underlying: Common Stock · 26,950 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 18,927 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · derivative · entry 8 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,856 Underlying: Common Stock · 18,927 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 9, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversion4/7/2014 Employee Stock Option (Right to Buy) · Derivative | 8,909 | $0.00 Strike: $81.17 | $0.00 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · derivative · entry 7 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,455 Underlying: Common Stock · 8,909 shares Expires 2024-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning April 7, 2015. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
SaleCommon Stock | 71,334 | $112.02 | $7,990,834.68 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · nonDerivative · entry 5 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,469 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.88 to $112.11, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 6,469 shares directly and 582 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 31,847 deferred compensation shares, 88,911 unvested stock options, and 46,103 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversionCommon Stock | 12,988 | $84.53 | $1,097,875.64 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · nonDerivative · entry 4 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversionCommon Stock | 26,950 | $78.08 | $2,104,256.00 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · nonDerivative · entry 3 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversionCommon Stock | 18,927 | $63.59 | $1,203,567.93 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · nonDerivative · entry 2 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:55 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversionCommon Stock | 8,909 | $81.17 | $723,143.53 |
DisclosureSEC source: 0001127602-17-007353 · form4.xml · nonDerivative · entry 1 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
TAYLOR SHARON CSenior Vice President
|
Grant2017 Performance Shares · Derivative | 5,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006690 · form4.xml · derivative · entry 6 TAYLOR SHARON C · CIK 0001193806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,121 Underlying: Common Stock · 5,121 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
TAYLOR SHARON CSenior Vice President
|
Grant2017 Employee Stock Option (Right to Buy) · Derivative | 6,625 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006690 · form4.xml · derivative · entry 5 TAYLOR SHARON C · CIK 0001193806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 Underlying: Common Stock · 6,625 shares Expires 2027-02-14 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
TAYLOR SHARON CSenior Vice President
|
Exercise / conversion2014 Performance Shares · Derivative | 4,245 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006690 · form4.xml · derivative · entry 4 TAYLOR SHARON C · CIK 0001193806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
TAYLOR SHARON CSenior Vice President
|
Tax withholdingCommon Stock | 1,663 | $110.45 | $183,678.35 |
DisclosureSEC source: 0001127602-17-006690 · form4.xml · nonDerivative · entry 2 TAYLOR SHARON C · CIK 0001193806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,731 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
TAYLOR SHARON CSenior Vice President
|
Exercise / conversionCommon Stock | 5,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006690 · form4.xml · nonDerivative · entry 1 TAYLOR SHARON C · CIK 0001193806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
Sleyster ScottSenior Vice President
|
Grant2017 Performance Shares · Derivative | 7,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006689 · form4.xml · derivative · entry 6 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,397 Underlying: Common Stock · 7,397 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
Sleyster ScottSenior Vice President
|
Grant2017 Employee Stock Option (Right to Buy) · Derivative | 9,570 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006689 · form4.xml · derivative · entry 5 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,570 Underlying: Common Stock · 9,570 shares Expires 2027-02-14 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
Sleyster ScottSenior Vice President
|
Exercise / conversion2014 Performance Shares · Derivative | 3,396 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006689 · form4.xml · derivative · entry 4 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
Sleyster ScottSenior Vice President
|
Tax withholdingCommon Stock | 1,337 | $110.45 | $147,671.65 |
DisclosureSEC source: 0001127602-17-006689 · form4.xml · nonDerivative · entry 2 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,714.12 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:04 UTC |
Sleyster ScottSenior Vice President
|
Exercise / conversionCommon Stock | 4,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006689 · form4.xml · nonDerivative · entry 1 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,051.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:02 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Exercise / conversion2014 Performance Shares · Derivative | 28,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006688 · form4.xml · derivative · entry 7 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:02 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Grant2017 Performance Shares · Derivative | 28,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006688 · form4.xml · derivative · entry 6 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,450 Underlying: Common Stock · 28,450 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F7 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:02 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Grant2017 Employee Stock Option (Right to Buy) · Derivative | 73,611 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006688 · form4.xml · derivative · entry 5 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,611 Underlying: Common Stock · 73,611 shares Expires 2027-02-14 F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:02 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Tax withholdingCommon Stock | 15,076 | $110.45 | $1,665,144.20 |
DisclosureSEC source: 0001127602-17-006688 · form4.xml · nonDerivative · entry 2 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,673 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:02 UTC |
STRANGFELD JOHN R JRDirector · Chief Executive Officer · Chairman of the Board
|
Exercise / conversionCommon Stock | 36,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006688 · form4.xml · nonDerivative · entry 1 STRANGFELD JOHN R JR · CIK 0001184679 · Director · Chief Executive Officer · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:01 UTC |
Silitch Nicholas CSenior Vice President
|
Grant2017 Performance Shares · Derivative | 7,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006687 · form4.xml · derivative · entry 6 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,397 Underlying: Common Stock · 7,397 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:01 UTC |
Silitch Nicholas CSenior Vice President
|
Grant2017 Employee Stock Option (Right to Buy) · Derivative | 9,570 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006687 · form4.xml · derivative · entry 5 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,570 Underlying: Common Stock · 9,570 shares Expires 2027-02-14 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:01 UTC |
Silitch Nicholas CSenior Vice President
|
Exercise / conversion2014 Performance Shares · Derivative | 5,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006687 · form4.xml · derivative · entry 4 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:01 UTC |
Silitch Nicholas CSenior Vice President
|
Tax withholdingCommon Stock | 2,648 | $110.45 | $292,471.60 |
DisclosureSEC source: 0001127602-17-006687 · form4.xml · nonDerivative · entry 2 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,940 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:01 UTC |
Silitch Nicholas CSenior Vice President
|
Exercise / conversionCommon Stock | 6,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006687 · form4.xml · nonDerivative · entry 1 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014, and originally reported on a Form 4 filed with the SEC on February 13, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Harris Timothy PEVP and General Counsel
|
Grant2017 Employee Stock Option (Right to Buy) · Derivative | 9,202 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006686 · form4.xml · derivative · entry 7 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,202 Underlying: Common Stock · 9,202 shares Expires 2027-02-14 F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Harris Timothy PEVP and General Counsel
|
Exercise / conversion2014 Performance Shares · Derivative | 906 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006686 · form4.xml · derivative · entry 6 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Harris Timothy PEVP and General Counsel
|
Grant2017 Performance Shares · Derivative | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006686 · form4.xml · derivative · entry 5 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,113 Underlying: Common Stock · 7,113 shares Expires not disclosed F3 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F4 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Harris Timothy PEVP and General Counsel
|
Exercise / conversion4/15/2014 Performance Shares · Derivative | 525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006686 · form4.xml · derivative · entry 4 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Harris Timothy PEVP and General Counsel
|
Tax withholdingCommon Stock | 551 | $110.45 | $60,857.95 |
DisclosureSEC source: 0001127602-17-006686 · form4.xml · nonDerivative · entry 2 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,488 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Harris Timothy PEVP and General Counsel
|
Exercise / conversionCommon Stock | 1,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006686 · form4.xml · nonDerivative · entry 1 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 15, 2014, respectively, and originally reported on a Form 3 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversion4/7/2014 Performance Shares · Derivative | 5,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006685 · form4.xml · derivative · entry 8 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 7, 2014, respectively, and originally reported on a Form 3 and Form 4 filed with the SEC on April 9, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 7, 2014, respectively, and originally reported on a Form 3 and Form 4 filed with the SEC on April 9, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 11, 2014 and April 7, 2014, respectively, and originally reported on a Form 3 and Form 4 filed with the SEC on April 9, 2014, based upon performance relative to the average Return On Equity (ROE) goals during the 2014 through 2016 performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Pelletier StephenExecutive Vice President
|
Grant2017 Performance Shares · Derivative | 12,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006685 · form4.xml · derivative · entry 7 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,803 Underlying: Common Stock · 12,803 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2020. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:59 UTC |
Pelletier StephenExecutive Vice President
|
Grant2017 Employee Stock Option (Right to Buy) · Derivative | 33,125 | $0.00 Strike: $110.45 | $0.00 |
DisclosureSEC source: 0001127602-17-006685 · form4.xml · derivative · entry 6 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,125 Underlying: Common Stock · 33,125 shares Expires 2027-02-14 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.