Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 16, 2019 21:16 UTC |
Lighte Peter RDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018788 · form4.xml · derivative · entry 1 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
SCOVANNER DOUGLAS ADirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018799 · form4.xml · derivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2022 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
TODMAN MICHAELDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018797 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:18 UTC |
POON CHRISTINE ADirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018794 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:17 UTC |
Pianalto SandraDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018792 · form4.xml · derivative · entry 1 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:15 UTC |
KRAPEK KARL JDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018787 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2022 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:16 UTC |
Paz GeorgeDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018789 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:14 UTC |
HUNDMEJEAN MARTINADirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018785 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:12 UTC |
Baltimore Thomas J JrDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018781 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:13 UTC |
CASELLAS GILBERT FDirector
|
Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018783 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020. Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:21 UTC |
POON CHRISTINE ADirector
|
Exercise / conversion2018 Restricted Stock Units · Derivative | 1,558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018118 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:21 UTC |
POON CHRISTINE ADirector
|
Disposition to issuerCommon Stock | 1,558 | $100.80 | $157,046.40 |
DisclosureSEC source: 0001127602-19-018118 · form4.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,583 Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:21 UTC |
POON CHRISTINE ADirector
|
Exercise / conversionCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018118 · form4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:18 UTC |
CASELLAS GILBERT FDirector
|
Exercise / conversion2018 Restricted Stock Units · Derivative | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018116 · form4.xml · derivative · entry 3 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:18 UTC |
CASELLAS GILBERT FDirector
|
Disposition to issuerCommon Stock | 1,558 | $100.80 | $157,046.40 |
DisclosureSEC source: 0001127602-19-018116 · form4.xml · nonDerivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:18 UTC |
CASELLAS GILBERT FDirector
|
Exercise / conversionCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018116 · form4.xml · nonDerivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 18:43 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Optional · Derivative | 489 | $91.88 Strike: $0.00 | $44,929.32 |
DisclosureSEC source: 0001127602-19-014028 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,722 Underlying: Common Stock · 489 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 18:39 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 624 | $91.88 Strike: $0.00 | $57,333.12 |
DisclosureSEC source: 0001127602-19-014026 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,309 Underlying: Common Stock · 624 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:22 UTC |
STRANGFELD JOHN R JRDirector · NON-EXEC CHAIRMAN OF THE BOARD
|
GrantDeferred Compensation Shares · Derivative | 112 | $95.27 Strike: $0.00 | $10,670.24 |
DisclosureSEC source: 0001127602-19-011820 · form4.xml · derivative · entry 1 STRANGFELD JOHN R JR · CIK 0001184679 · Director · NON-EXEC CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,046 Underlying: Common Stock · 112 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:27 UTC |
Silitch Nicholas CSenior Vice President
|
SaleCommon Stock | 13,000 | $95.25 | $1,238,250.00 |
DisclosureSEC source: 0001127602-19-011824 · form4.xml · nonDerivative · entry 1 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,174 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.21 to $95.28 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Silitch continues to hold 12,174 shares directly and 385 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 39,828 vested stock options, 22,869 unvested stock options, and 22,794 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:18 UTC |
Axel RobertSVP and Controller
|
GrantDeferred Compensation Shares · Derivative | 12 | $95.27 Strike: $0.00 | $1,143.24 |
DisclosureSEC source: 0001127602-19-011806 · form4.xml · derivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:19 UTC |
Sleyster ScottExecutive Vice President
|
GrantDeferred Compensation Shares · Derivative | 824 | $95.27 Strike: $0.00 | $78,502.48 |
DisclosureSEC source: 0001127602-19-011813 · form4.xml · derivative · entry 1 Sleyster Scott · CIK 0001555872 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,936 Underlying: Common Stock · 824 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:37 UTC |
Paz GeorgeDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011769 · form4.xml · derivative · entry 2 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:37 UTC |
Paz GeorgeDirector
|
GrantNotional Shares - Mandatory · Derivative | 62 | $95.27 Strike: $0.00 | $5,906.74 |
DisclosureSEC source: 0001127602-19-011769 · form4.xml · derivative · entry 1 Paz George · CIK 0001235682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,992 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:16 UTC |
Pelletier StephenExecutive Vice President
|
GrantDeferred Compensation Shares · Derivative | 351 | $95.27 Strike: $0.00 | $33,439.77 |
DisclosureSEC source: 0001127602-19-011802 · form4.xml · derivative · entry 1 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,518 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:42 UTC |
Pianalto SandraDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011771 · form4.xml · derivative · entry 2 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:42 UTC |
Pianalto SandraDirector
|
GrantNotional Shares - Mandatory · Derivative | 57 | $95.27 Strike: $0.00 | $5,430.39 |
DisclosureSEC source: 0001127602-19-011771 · form4.xml · derivative · entry 1 Pianalto Sandra · CIK 0001614199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:36 UTC |
Lighte Peter RDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011767 · form4.xml · derivative · entry 2 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:36 UTC |
Lighte Peter RDirector
|
GrantNotional Shares - Mandatory · Derivative | 62 | $95.27 Strike: $0.00 | $5,906.74 |
DisclosureSEC source: 0001127602-19-011767 · form4.xml · derivative · entry 1 Lighte Peter R · CIK 0001667309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:35 UTC |
TODMAN MICHAELDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011766 · form4.xml · derivative · entry 2 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:35 UTC |
TODMAN MICHAELDirector
|
GrantNotional Shares - Mandatory · Derivative | 62 | $95.27 Strike: $0.00 | $5,906.74 |
DisclosureSEC source: 0001127602-19-011766 · form4.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:24 UTC |
POON CHRISTINE ADirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 Strike: $0.00 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011754 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:24 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Optional · Derivative | 30 | $95.27 Strike: $0.00 | $2,858.10 |
DisclosureSEC source: 0001127602-19-011754 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891 Underlying: Common Stock · 30 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:24 UTC |
POON CHRISTINE ADirector
|
GrantNotional Shares - Mandatory · Derivative | 97 | $95.27 Strike: $0.00 | $9,241.19 |
DisclosureSEC source: 0001127602-19-011754 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,421 Underlying: Common Stock · 97 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:33 UTC |
SCOVANNER DOUGLAS ADirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011765 · form4.xml · derivative · entry 3 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2021 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:33 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Optional · Derivative | 85 | $95.27 Strike: $0.00 | $8,097.95 |
DisclosureSEC source: 0001127602-19-011765 · form4.xml · derivative · entry 2 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,197 Underlying: Common Stock · 85 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:33 UTC |
SCOVANNER DOUGLAS ADirector
|
GrantNotional Shares - Mandatory · Derivative | 59 | $95.27 Strike: $0.00 | $5,620.93 |
DisclosureSEC source: 0001127602-19-011765 · form4.xml · derivative · entry 1 SCOVANNER DOUGLAS A · CIK 0001205002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,755 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_price: Notional Shares convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:23 UTC |
KRAPEK KARL JDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011750 · form4.xml · derivative · entry 3 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2021 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:23 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Optional · Derivative | 230 | $95.27 Strike: $0.00 | $21,912.10 |
DisclosureSEC source: 0001127602-19-011750 · form4.xml · derivative · entry 2 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,232 Underlying: Common Stock · 230 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:23 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Mandatory · Derivative | 207 | $95.27 Strike: $0.00 | $19,720.89 |
DisclosureSEC source: 0001127602-19-011750 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,019 Underlying: Common Stock · 207 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:21 UTC |
HUNDMEJEAN MARTINADirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011748 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:21 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Optional · Derivative | 79 | $95.27 Strike: $0.00 | $7,526.33 |
DisclosureSEC source: 0001127602-19-011748 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,718 Underlying: Common Stock · 79 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:21 UTC |
HUNDMEJEAN MARTINADirector
|
GrantNotional Shares - Mandatory · Derivative | 109 | $95.27 Strike: $0.00 | $10,384.43 |
DisclosureSEC source: 0001127602-19-011748 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,506 Underlying: Common Stock · 109 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:19 UTC |
Baltimore Thomas J JrDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011746 · form4.xml · derivative · entry 3 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:19 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 381 | $95.27 Strike: $0.00 | $36,297.87 |
DisclosureSEC source: 0001127602-19-011746 · form4.xml · derivative · entry 2 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,685 Underlying: Common Stock · 381 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:19 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Mandatory · Derivative | 102 | $95.27 Strike: $0.00 | $9,717.54 |
DisclosureSEC source: 0001127602-19-011746 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,892 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:20 UTC |
CASELLAS GILBERT FDirector
|
Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011747 · form4.xml · derivative · entry 2 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:20 UTC |
CASELLAS GILBERT FDirector
|
GrantNotional Shares - Mandatory · Derivative | 310 | $95.27 Strike: $0.00 | $29,533.70 |
DisclosureSEC source: 0001127602-19-011747 · form4.xml · derivative · entry 1 CASELLAS GILBERT F · CIK 0001184660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,921 Underlying: Common Stock · 310 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:31 UTC |
Pelletier StephenExecutive Vice President
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Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 18,928 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-19-007479 · form4.xml · derivative · entry 6 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,928 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 9, 2017. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:31 UTC |
Pelletier StephenExecutive Vice President
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SaleCommon Stock | 17,489 | $94.05 | $1,644,840.45 |
DisclosureSEC source: 0001127602-19-007479 · form4.xml · nonDerivative · entry 4 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,971 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.71 to $94.40, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F5 · balance_after: Following the transaction reported on this Form 4, Mr. Pelletier continues to hold 7,971 shares directly and 625 shares indirectly in a 401(k) account. Mr. Pelletier also holds an additional 32,378 vested stock options, 126,918 unvested stock options, 34,166 deferred compensation shares, and 39,757 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.