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PFE

PFIZER INC

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2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2017 Filed Apr 14, 2017 19:15 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $33.88 $135.52
Disclosure

SEC source: 0001225208-17-008051 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 13, 2017 Filed Apr 14, 2017 19:15 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 12 $33.88 $406.56
Disclosure

SEC source: 0001225208-17-008052 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 22:31 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 239 $33.93 $8,109.27
Disclosure

SEC source: 0001225208-17-008017 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,259

Underlying: Common Stock · 239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 22:31 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 52 $33.93 $1,764.36
Disclosure

SEC source: 0001225208-17-008018 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,097

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 22:31 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 239 $33.93 $8,109.27
Disclosure

SEC source: 0001225208-17-008019 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,445

Underlying: Common Stock · 239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:58 UTC GrantPhantom Stock Units · Derivative 1,004.82 $34.21 $34,374.89
Disclosure

SEC source: 0001225208-17-007192 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,603.342

Underlying: Common Stock · 1,004.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:58 UTC GrantPhantom Stock Units · Derivative 1,004.82 $34.21 $34,374.89
Disclosure

SEC source: 0001225208-17-007193 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,973.697

Underlying: Common Stock · 1,004.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:58 UTC GrantPhantom Stock Units · Derivative 1,004.82 $34.21 $34,374.89
Disclosure

SEC source: 0001225208-17-007194 · doc4.xml · derivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,821.464

Underlying: Common Stock · 1,004.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:58 UTC GrantPhantom Stock Units · Derivative 1,187.52 $34.21 $40,625.06
Disclosure

SEC source: 0001225208-17-007195 · doc4.xml · derivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,860.446

Underlying: Common Stock · 1,187.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 22:58 UTC GrantPhantom Stock Units · Derivative 1,187.52 $34.21 $40,625.06
Disclosure

SEC source: 0001225208-17-007196 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,608.772

Underlying: Common Stock · 1,187.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 23:28 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 21 $34.21 $718.41
Disclosure

SEC source: 0001225208-17-007197 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,019

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 23:28 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $34.21 $136.84
Disclosure

SEC source: 0001225208-17-007198 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 23:28 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $34.21 $376.31
Disclosure

SEC source: 0001225208-17-007199 · doc4.xml · derivative · entry 4

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,206

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 23:28 UTC
YOUNG JOHN DGroup President
GiftCommon Stock 8,732 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007199 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,992

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:48 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 406 $34.63 $14,059.78
Disclosure

SEC source: 0001225208-17-006446 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

Underlying: Common Stock · 406 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:48 UTC
BOURLA ALBERTGroup President
GrantPhantom Stock Units SSP · Derivative 760 $34.63 $26,318.80
Disclosure

SEC source: 0001225208-17-006444 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,998

Underlying: Common Stock · 760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 17:48 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 64 $34.63 $2,216.32
Disclosure

SEC source: 0001225208-17-006445 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:36 UTC
JOHNSON RADY AExecutive Vice President
SaleCommon Stock 4,500 $34.19 $153,855.00
Disclosure

SEC source: 0001225208-17-006171 · doc4.xml · nonDerivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,963

Read SEC document
March 09, 2017 Filed Mar 10, 2017 20:59 UTC
JOHNSON RADY AExecutive Vice President
OtherCommon Stock 4,405 $34.05 $149,990.25
Disclosure

SEC source: 0001225208-17-006070 · doc4.xml · nonDerivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rule 16b-3 Plan

Disclosed balance after: 4,821

F1 · shares: This transaction constitutes an intra-plan transfer involving the Pfizer stock fund under the Company's Qualified Savings Plan.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 20:59 UTC
HILL CHARLES HExecutive Vice President
SaleCommon Stock 36,000 $34.07 $1,226,520.00
Disclosure

SEC source: 0001225208-17-006071 · doc4.xml · nonDerivative · entry 1

HILL CHARLES H · CIK 0001508517 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,329

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:06 UTC
Dolsten MikaelPresident R&D
SaleCommon Stock 15,401 $34.55 $532,104.55
Disclosure

SEC source: 0001225208-17-005518 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,318

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:06 UTC
LANKLER DOUGLAS MExecutive Vice President
SaleCommon Stock 20,000 $34.66 $693,200.00
Disclosure

SEC source: 0001225208-17-005519 · doc4.xml · nonDerivative · entry 1

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,793

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:06 UTC
Dolsten MikaelPresident R&D
SaleCommon Stock 15,569 $34.48 $536,819.12
Disclosure

SEC source: 0001225208-17-005518 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,719

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 1,907 $34.28 $65,371.96
Disclosure

SEC source: 0001225208-17-005100 · doc4.xml · nonDerivative · entry 3

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,895

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 1,805 $34.28 $61,875.40
Disclosure

SEC source: 0001225208-17-005100 · doc4.xml · nonDerivative · entry 2

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,802

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
GrantCommon Stock 5,157 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005100 · doc4.xml · nonDerivative · entry 1

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,607

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
HILL CHARLES HExecutive Vice President
Tax withholdingCommon Stock 8,621 $34.28 $295,527.88
Disclosure

SEC source: 0001225208-17-005103 · doc4.xml · nonDerivative · entry 3

HILL CHARLES H · CIK 0001508517 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,329

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
HILL CHARLES HExecutive Vice President
Tax withholdingCommon Stock 8,319 $34.28 $285,175.32
Disclosure

SEC source: 0001225208-17-005103 · doc4.xml · nonDerivative · entry 2

HILL CHARLES H · CIK 0001508517 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,950

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
HILL CHARLES HExecutive Vice President
GrantCommon Stock 16,716 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005103 · doc4.xml · nonDerivative · entry 1

HILL CHARLES H · CIK 0001508517 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,269

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
BOURLA ALBERTGroup President
Tax withholdingCommon Stock 5,839 $34.28 $200,160.92
Disclosure

SEC source: 0001225208-17-005099 · doc4.xml · nonDerivative · entry 2

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,860

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
BOURLA ALBERTGroup President
GrantCommon Stock 12,891 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005099 · doc4.xml · nonDerivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,699

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Dolsten MikaelPresident R&D
SaleCommon Stock 27,523 $34.26 $942,937.98
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 6

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,288

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Dolsten MikaelPresident R&D
SaleCommon Stock 24,668 $34.27 $845,372.36
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 5

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,811

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Dolsten MikaelPresident R&D
Tax withholdingCommon Stock 16,581 $34.28 $568,396.68
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 4

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,479

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Dolsten MikaelPresident R&D
Tax withholdingCommon Stock 16,400 $34.28 $562,192.00
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 3

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,060

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Dolsten MikaelPresident R&D
SaleCommon Stock 6,655 $34.25 $227,933.75
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 2

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,460

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Dolsten MikaelPresident R&D
GrantCommon Stock 31,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005102 · doc4.xml · nonDerivative · entry 1

Dolsten Mikael · CIK 0001437590 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,115

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
DAMELIO FRANK AExecutive Vice President
Tax withholdingCommon Stock 19,046 $34.28 $652,896.88
Disclosure

SEC source: 0001225208-17-005101 · doc4.xml · nonDerivative · entry 3

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,798

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
DAMELIO FRANK AExecutive Vice President
Tax withholdingCommon Stock 18,838 $34.28 $645,766.64
Disclosure

SEC source: 0001225208-17-005101 · doc4.xml · nonDerivative · entry 2

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,844

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC
DAMELIO FRANK AExecutive Vice President
GrantCommon Stock 36,528 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005101 · doc4.xml · nonDerivative · entry 1

DAMELIO FRANK A · CIK 0001194004 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,682

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
JOHNSON RADY AExecutive Vice President
Tax withholdingCommon Stock 2,225 $34.28 $76,273.00
Disclosure

SEC source: 0001225208-17-005104 · doc4.xml · nonDerivative · entry 3

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,463

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
JOHNSON RADY AExecutive Vice President
Tax withholdingCommon Stock 2,106 $34.28 $72,193.68
Disclosure

SEC source: 0001225208-17-005104 · doc4.xml · nonDerivative · entry 2

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,688

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
JOHNSON RADY AExecutive Vice President
GrantCommon Stock 6,016 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005104 · doc4.xml · nonDerivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,794

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
LUND-JURGENSEN KIRSTENExecutive Vice President
Tax withholdingCommon Stock 1,050 $34.28 $35,994.00
Disclosure

SEC source: 0001225208-17-005107 · doc4.xml · nonDerivative · entry 3

LUND-JURGENSEN KIRSTEN · CIK 0001693493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,730

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
LUND-JURGENSEN KIRSTENExecutive Vice President
Tax withholdingCommon Stock 989 $34.28 $33,902.92
Disclosure

SEC source: 0001225208-17-005107 · doc4.xml · nonDerivative · entry 2

LUND-JURGENSEN KIRSTEN · CIK 0001693493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,780

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
LUND-JURGENSEN KIRSTENExecutive Vice President
GrantCommon Stock 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005107 · doc4.xml · nonDerivative · entry 1

LUND-JURGENSEN KIRSTEN · CIK 0001693493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,769

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Lewis-Hall Freda CExecutive Vice President
Tax withholdingCommon Stock 8,515 $34.28 $291,894.20
Disclosure

SEC source: 0001225208-17-005105 · doc4.xml · nonDerivative · entry 3

Lewis-Hall Freda C · CIK 0001437909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,623

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Lewis-Hall Freda CExecutive Vice President
Tax withholdingCommon Stock 8,421 $34.28 $288,671.88
Disclosure

SEC source: 0001225208-17-005105 · doc4.xml · nonDerivative · entry 2

Lewis-Hall Freda C · CIK 0001437909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,138

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
Lewis-Hall Freda CExecutive Vice President
GrantCommon Stock 16,329 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005105 · doc4.xml · nonDerivative · entry 1

Lewis-Hall Freda C · CIK 0001437909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,559

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2017 Filed Mar 1, 2017 22:10 UTC
LANKLER DOUGLAS MExecutive Vice President
Tax withholdingCommon Stock 6,648 $34.28 $227,893.44
Disclosure

SEC source: 0001225208-17-005106 · doc4.xml · nonDerivative · entry 3

LANKLER DOUGLAS M · CIK 0001488270 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,793

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.