Last 12 months
Inside the activity.
43 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 21 | 0 |
| Dec 2025 | 13 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2024 Filed Sep 19, 2024 23:42 UTC |
Lai JohnDirector · CEO and President
|
GrantCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-037208 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,343,592 F1 · shares: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. F1 · price: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 23:39 UTC |
Meyer Randall A.Chief Operating Officer
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-037204 · ownership.xml · nonDerivative · entry 1 Meyer Randall A. · CIK 0001602552 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 631,952 F1 · shares: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. F1 · price: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 23:44 UTC |
DOLAN JOHN FitzgeraldChief Business Dev Officer
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-037210 · ownership.xml · nonDerivative · entry 1 DOLAN JOHN Fitzgerald · CIK 0001602553 · Chief Business Dev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 591,239 F1 · shares: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. F1 · price: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. Read SEC document |
| September 17, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 9,498 | $0.54 | $5,128.92 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 11 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,768,787 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| September 13, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 16,030 | $0.53 | $8,495.90 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 10 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,759,289 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| September 12, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 60,116 | $0.55 | $33,063.80 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 9 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,743,259 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| September 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
ConversionCommon Stock | 331,644 | $0.45 | $149,239.80 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 8 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,683,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| July 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 1,250,000 | $0.90 Strike: $0.90 | $1,125,000.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 36 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · FN Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2027-07-09 F2 · ownership.nature: Held by Mr. Sarnoff's spouse, Eileen Sarroff. Read SEC document |
| July 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 1,250,000 | $0.90 Strike: $0.90 | $1,125,000.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 35 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2027-07-09 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| July 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
ConversionCommon Stock | 1,250,000 | $0.40 | $500,000.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 7 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · FN Disclosed balance after: 5,351,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Held by Mr. Sarnoff's spouse, Eileen Sarroff. Read SEC document |
| July 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
ConversionCommon Stock | 1,250,000 | $0.40 | $500,000.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 6 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,101,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| June 20, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 70 | $0.56 | $39.20 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 5 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,851,499 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| June 10, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 75,000 | $0.75 Strike: $0.75 | $56,250.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 34 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-06-10 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| May 15, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 142,858 | $1.50 Strike: $1.50 | $214,287.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 33 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,858 Underlying: Common Stock · 142,858 shares Expires 2027-05-15 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| May 15, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 142,858 | $0.70 | $100,000.60 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 4 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,851,429 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| April 29, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 430,798 | $1.50 Strike: $1.50 | $646,197.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 32 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,798 Underlying: Common Stock · 430,798 shares Expires 2027-04-29 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| April 29, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
ConversionCommon Stock | 430,798 | $0.70 | $301,558.60 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 3 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,708,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:28 UTC |
Lai JohnDirector · CEO and President
|
PurchaseCommon Stock | 150,000 | $0.60 | $90,000.00 |
DisclosureSEC source: 0001493152-24-015062 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288,592 F1 · shares: Represents a grant of restricted stock as a bonus for past performance. Read SEC document |
| April 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 428,572 | $1.50 Strike: $1.50 | $642,858.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 31 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,572 Underlying: Common Stock · 428,572 shares Expires 2027-04-09 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| April 09, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 418,310 | $0.72 | $301,183.20 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 2 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,277,773 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| April 05, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 100 | $1.06 | $106.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · nonDerivative · entry 1 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,859,463 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:49 UTC |
LOWENTHAL GARRY NChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-012980 · ownership.xml · derivative · entry 1 LOWENTHAL GARRY N · CIK 0001258622 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Restricted Stock Unit · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of PetVivo Holdings, Inc. F2 · derivative.exercise_date: The restricted stock units ("RSU's) vest in two equal installments, with 45,000 RSU's vesting on January 28, 2025 and 45,000 RSU's vesting on January 28, 2026, subject to the terms and conditions of the PetVivo Holdings, Inc. Restricted Stock Award Agreement effective as of April 1, 2024 between the Company and the Reporting Person. F2 · derivative.expiration_date: The restricted stock units ("RSU's) vest in two equal installments, with 45,000 RSU's vesting on January 28, 2025 and 45,000 RSU's vesting on January 28, 2026, subject to the terms and conditions of the PetVivo Holdings, Inc. Restricted Stock Award Agreement effective as of April 1, 2024 between the Company and the Reporting Person. F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of common stock of PetVivo Holdings, Inc. Read SEC document |
| February 13, 2024 Filed Jan 16, 2026 21:38 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrant (Right to Buy) · Derivative | 150,000 | $0.90 Strike: $0.90 | $135,000.00 |
DisclosureSEC source: 0001099910-26-000033 · ownership.xml · derivative · entry 30 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · FN Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-02-13 F2 · ownership.nature: Held by Mr. Sarnoff's spouse, Eileen Sarroff. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:06 UTC |
Levitan Diane MDirector
|
GrantStock Option (right to buy) · Derivative | 35,954 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-24-000171 · ownership.xml · derivative · entry 1 Levitan Diane M · CIK 0002001808 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,954 Underlying: Common Stock · 35,954 shares Expires 2030-12-28 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:07 UTC |
Martin James RudolphDirector
|
GrantStock Option (right to buy) · Derivative | 33,898 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-24-000172 · ownership.xml · derivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,898 Underlying: Common Stock · 33,898 shares Expires 2030-12-28 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 02:07 UTC |
Rudelius Robert JamesDirector
|
GrantStock Option (right to buy) · Derivative | 31,780 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-24-000173 · ownership.xml · derivative · entry 1 Rudelius Robert James · CIK 0001403679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,780 Underlying: Common Stock · 31,780 shares Expires 2030-12-28 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:06 UTC |
Costantino Robert JDirector
|
GrantStock Option (right to buy) · Derivative | 31,780 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-24-000169 · ownership.xml · derivative · entry 1 Costantino Robert J · CIK 0001326882 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,780 Underlying: Common Stock · 31,780 shares Expires 2030-12-28 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 02:06 UTC |
Jasper Joseph WilliamDirector
|
GrantStock Option (right to buy) · Derivative | 31,780 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-24-000170 · ownership.xml · derivative · entry 1 Jasper Joseph William · CIK 0001753636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,780 Underlying: Common Stock · 31,780 shares Expires 2030-12-28 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 02:06 UTC |
Breithaupt John SpencerDirector
|
GrantStock Option (right to buy) · Derivative | 30,508 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001493152-24-000168 · ownership.xml · derivative · entry 1 Breithaupt John Spencer · CIK 0001567207 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,508 Underlying: Common Stock · 30,508 shares Expires 2030-12-28 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| December 15, 2023 Filed Jan 16, 2026 21:37 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseWarrants (Right to Buy) · Derivative | 111,112 | $1.50 Strike: $1.50 | $166,668.00 |
DisclosureSEC source: 0001099910-26-000032 · ownership.xml · derivative · entry 3 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,112 Underlying: Common Stock · 111,112 shares Expires 2026-12-15 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| December 15, 2023 Filed Jan 16, 2026 21:37 UTC |
A.L. Sarroff Fund, LLC10% owner
|
PurchaseCommon Stock | 111,112 | $0.90 | $100,000.80 |
DisclosureSEC source: 0001099910-26-000032 · ownership.xml · nonDerivative · entry 2 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,859,363 F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| October 26, 2023 Filed Jan 16, 2026 21:37 UTC |
A.L. Sarroff Fund, LLC10% owner
|
ConversionCommon Stock | 164,340 | $0.73 | $119,968.20 |
DisclosureSEC source: 0001099910-26-000032 · ownership.xml · nonDerivative · entry 1 A.L. Sarroff Fund, LLC · CIK 0001553209 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,748,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 4,482 | $2.21 | $9,905.22 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 12 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,041 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 300 | $2.18 | $654.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 11 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,559 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 218 | $2.20 | $479.60 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 10 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,259 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 1,850 | $2.29 | $4,236.50 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 9 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,041 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 7,300 | $2.35 | $17,155.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 8 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,191 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 850 | $2.27 | $1,929.50 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 7 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,891 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 200 | $2.32 | $464.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 6 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,041 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 24 | $2.15 | $51.60 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 5 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,841 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 2,600 | $2.33 | $6,058.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 4 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,817 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 1,000 | $2.24 | $2,240.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 3 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,217 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 2,100 | $2.28 | $4,788.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,217 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 11:01 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 1,300 | $2.34 | $3,042.00 |
DisclosureSEC source: 0001493152-23-029909 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,117 Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 23:43 UTC |
Jasper Joseph WilliamDirector
|
Exercise / conversionCommon Stock Warrant · Derivative | 22,500 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-23-030010 · ownership.xml · derivative · entry 3 Jasper Joseph William · CIK 0001753636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2023-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 23:43 UTC |
Jasper Joseph WilliamDirector
|
Tax withholdingCommon Stock | 12,212 | $1.33 | $16,241.96 |
DisclosureSEC source: 0001493152-23-030010 · ownership.xml · nonDerivative · entry 1 Jasper Joseph William · CIK 0001753636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,754 F1 · shares: Represents a cashless exercise of outstanding warrants to purchase 22,500 shares of common stock. The Reporting Person received 12,212 shares of common stock and surrendered 10,288 shares of common stock underlying the warrants. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 10:06 UTC |
Breithaupt John SpencerDirector
|
GrantStock Option (right to buy) · Derivative | 10,239 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0001493152-23-012427 · ownership.xml · derivative · entry 2 Breithaupt John Spencer · CIK 0001567207 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,239 shares Expires not disclosed F2 · derivative.exercise_date: The Options were granted under the Amended 2020 Plan and will vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. F2 · derivative.expiration_date: The Options were granted under the Amended 2020 Plan and will vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 10:06 UTC |
Breithaupt John SpencerDirector
|
GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0001493152-23-012427 · ownership.xml · derivative · entry 1 Breithaupt John Spencer · CIK 0001567207 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan ("Amended 2020 Plan") and will vest on April 13, 2024, subject to the Reporting Person's continued service as director through the vesting date. F1 · derivative.expiration_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan ("Amended 2020 Plan") and will vest on April 13, 2024, subject to the Reporting Person's continued service as director through the vesting date. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 16:35 UTC |
Costantino Robert JDirector
|
PurchaseCommon Stock | 350 | $3.04 | $1,062.25 |
DisclosureSEC source: 0001493152-23-007939 · ownership.xml · nonDerivative · entry 3 Costantino Robert J · CIK 0001326882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,703 F1 · ownership.direct: All of the securities are owned by the Reporting Person and his wife as joint tenants with right of survivorship. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 16:35 UTC |
Costantino Robert JDirector
|
PurchaseCommon Stock | 1,000 | $3.03 | $3,030.00 |
DisclosureSEC source: 0001493152-23-007939 · ownership.xml · nonDerivative · entry 2 Costantino Robert J · CIK 0001326882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,353 F1 · ownership.direct: All of the securities are owned by the Reporting Person and his wife as joint tenants with right of survivorship. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.