Tapewire

Nasdaq · USD

PENN

PENN Entertainment, Inc.

Export transactions ↓
Tapewire entity
4436
SEC CIK
0000921738
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202531
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
WILMOTT TIMOTHY JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 114,942 $20.50 $2,356,311.00
Disclosure

SEC source: 0001179110-17-010657 · edgar.xml · nonDerivative · entry 2

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,700

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
WILMOTT TIMOTHY JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 114,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010657 · edgar.xml · nonDerivative · entry 1

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionPhantom Stock Units · Derivative 28,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010656 · edgar.xml · derivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Disposition to issuerCommon Stock 28,735 $20.50 $589,067.50
Disclosure

SEC source: 0001179110-17-010656 · edgar.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,831

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 28,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010656 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
Snowden Jay APresident and COO
Exercise / conversionPhantom Stock Units · Derivative 34,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010655 · edgar.xml · derivative · entry 3

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
Snowden Jay APresident and COO
Disposition to issuerCommon Stock 34,482 $20.50 $706,881.00
Disclosure

SEC source: 0001179110-17-010655 · edgar.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,281

Read SEC document
July 23, 2017 Filed Jul 25, 2017 20:28 UTC
Snowden Jay APresident and COO
Exercise / conversionCommon Stock 34,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010655 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 15:47 UTC Exercise / conversionPhantom Stock Unit · Derivative 634 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009100 · edgar.xml · derivative · entry 3

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 634 phantom stock units vested on June 12, 2017.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 634 phantom stock units vested on June 12, 2017.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 634 phantom stock units vested on June 12, 2017.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 634 phantom stock units vested on June 12, 2017.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 15:47 UTC Disposition to issuerCommon Stock 634 $21.43 $13,586.62
Disclosure

SEC source: 0001179110-17-009100 · edgar.xml · nonDerivative · entry 2

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 12, 2017 Filed Jun 15, 2017 15:47 UTC Exercise / conversionCommon Stock 634 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-009100 · edgar.xml · nonDerivative · entry 1

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 634 phantom stock units vested on June 12, 2017.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 634 phantom stock units vested on June 12, 2017.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 21:05 UTC Exercise / conversionPhantom Stock Unit · Derivative 3,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006108 · edgar.xml · derivative · entry 3

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Underlying: Common Stock · 3,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,981 units vested on April 17, 2017. The remaining phantom stock units will vest as follows: 3,981 units on each of April 17, 2018 and April 17, 2019.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,981 units vested on April 17, 2017. The remaining phantom stock units will vest as follows: 3,981 units on each of April 17, 2018 and April 17, 2019.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,981 units vested on April 17, 2017. The remaining phantom stock units will vest as follows: 3,981 units on each of April 17, 2018 and April 17, 2019.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,981 units vested on April 17, 2017. The remaining phantom stock units will vest as follows: 3,981 units on each of April 17, 2018 and April 17, 2019.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 21:05 UTC Disposition to issuerCommon Stock 3,981 $18.32 $72,931.92
Disclosure

SEC source: 0001179110-17-006108 · edgar.xml · nonDerivative · entry 2

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Read SEC document
April 17, 2017 Filed Apr 19, 2017 21:05 UTC Exercise / conversionCommon Stock 3,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006108 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,981 units vested on April 17, 2017. The remaining phantom stock units will vest as follows: 3,981 units on each of April 17, 2018 and April 17, 2019.

Read SEC document
March 18, 2017 Filed Mar 21, 2017 21:53 UTC
Snowden Jay AEVP-Chief Operating Officer
Tax withholdingCommon Stock 671 $15.82 $10,615.22
Disclosure

SEC source: 0001179110-17-005005 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,281

Read SEC document
March 18, 2017 Filed Mar 21, 2017 21:53 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Tax withholdingCommon Stock 461 $15.82 $7,293.02
Disclosure

SEC source: 0001179110-17-005004 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,831

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:33 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004647 · edgar.xml · derivative · entry 3

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:33 UTC Disposition to issuerCommon Stock 4,362 $14.94 $65,168.28
Disclosure

SEC source: 0001179110-17-004647 · edgar.xml · nonDerivative · entry 2

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:33 UTC Exercise / conversionCommon Stock 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004647 · edgar.xml · nonDerivative · entry 1

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:32 UTC Exercise / conversionPhantom Stock Unit · Derivative 6,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004646 · edgar.xml · derivative · entry 4

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,542

Underlying: Common Stock · 6,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,542 units vested on March 13, 2017. The remaining 6,542 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,542 units vested on March 13, 2017. The remaining 6,542 phantom stock units will vest on March 13, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,542 units vested on March 13, 2017. The remaining 6,542 phantom stock units will vest on March 13, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,542 units vested on March 13, 2017. The remaining 6,542 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:32 UTC Disposition to issuerCommon Stock 6,542 $14.94 $97,737.48
Disclosure

SEC source: 0001179110-17-004646 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,235

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:32 UTC Exercise / conversionCommon Stock 6,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004646 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,542 units vested on March 13, 2017. The remaining 6,542 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,542 units vested on March 13, 2017. The remaining 6,542 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:31 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004645 · edgar.xml · derivative · entry 3

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:31 UTC Disposition to issuerCommon Stock 4,362 $14.94 $65,168.28
Disclosure

SEC source: 0001179110-17-004645 · edgar.xml · nonDerivative · entry 2

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,595

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:31 UTC Exercise / conversionCommon Stock 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004645 · edgar.xml · nonDerivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:30 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004644 · edgar.xml · derivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:30 UTC Disposition to issuerCommon Stock 4,362 $14.94 $65,168.28
Disclosure

SEC source: 0001179110-17-004644 · edgar.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:30 UTC Exercise / conversionCommon Stock 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004644 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:29 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004643 · edgar.xml · derivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:29 UTC Disposition to issuerCommon Stock 4,362 $14.94 $65,168.28
Disclosure

SEC source: 0001179110-17-004643 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:29 UTC Exercise / conversionCommon Stock 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004643 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:29 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004642 · edgar.xml · derivative · entry 3

CRAMER HAROLD · CIK 0001217821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:29 UTC Disposition to issuerCommon Stock 4,362 $14.94 $65,168.28
Disclosure

SEC source: 0001179110-17-004642 · edgar.xml · nonDerivative · entry 2

CRAMER HAROLD · CIK 0001217821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,195

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:29 UTC Exercise / conversionCommon Stock 4,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-004642 · edgar.xml · nonDerivative · entry 1

CRAMER HAROLD · CIK 0001217821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:12 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionPhantom Stock Unit · Derivative 1,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003426 · edgar.xml · derivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008

Underlying: Common Stock · 1,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:12 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Disposition to issuerCommon Stock 1,008 $14.13 $14,243.04
Disclosure

SEC source: 0001179110-17-003426 · edgar.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,292

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:12 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Exercise / conversionCommon Stock 1,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003426 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:11 UTC
WILMOTT TIMOTHY JDirector · President & CEO
Exercise / conversionPhantom Stock Unit · Derivative 15,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003425 · edgar.xml · derivative · entry 3

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,592

Underlying: Common Stock · 15,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 15,592 units vested on February 24, 2017. The remaining 15,592 phantom stock units will vest on February 24, 2018.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 15,592 units vested on February 24, 2017. The remaining 15,592 phantom stock units will vest on February 24, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 15,592 units vested on February 24, 2017. The remaining 15,592 phantom stock units will vest on February 24, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 15,592 units vested on February 24, 2017. The remaining 15,592 phantom stock units will vest on February 24, 2018.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:11 UTC
WILMOTT TIMOTHY JDirector · President & CEO
Disposition to issuerCommon Stock 15,592 $14.13 $220,314.96
Disclosure

SEC source: 0001179110-17-003425 · edgar.xml · nonDerivative · entry 2

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,700

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:11 UTC
WILMOTT TIMOTHY JDirector · President & CEO
Exercise / conversionCommon Stock 15,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003425 · edgar.xml · nonDerivative · entry 1

WILMOTT TIMOTHY J · CIK 0001200753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 15,592 units vested on February 24, 2017. The remaining 15,592 phantom stock units will vest on February 24, 2018.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 15,592 units vested on February 24, 2017. The remaining 15,592 phantom stock units will vest on February 24, 2018.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:11 UTC
Snowden Jay AEVP-Chief Operating Officer
Exercise / conversionPhantom Stock Unit · Derivative 3,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003424 · edgar.xml · derivative · entry 3

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613

Underlying: Common Stock · 3,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,613 units vested on February 24, 2017. The remaining 3,613 phantom stock units will vest on February 24, 2018.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,613 units vested on February 24, 2017. The remaining 3,613 phantom stock units will vest on February 24, 2018.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,613 units vested on February 24, 2017. The remaining 3,613 phantom stock units will vest on February 24, 2018.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,613 units vested on February 24, 2017. The remaining 3,613 phantom stock units will vest on February 24, 2018.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:11 UTC
Snowden Jay AEVP-Chief Operating Officer
Disposition to issuerCommon Stock 3,613 $14.13 $51,051.69
Disclosure

SEC source: 0001179110-17-003424 · edgar.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,952

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:11 UTC
Snowden Jay AEVP-Chief Operating Officer
Exercise / conversionCommon Stock 3,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003424 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · EVP-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,613 units vested on February 24, 2017. The remaining 3,613 phantom stock units will vest on February 24, 2018.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 3,613 units vested on February 24, 2017. The remaining 3,613 phantom stock units will vest on February 24, 2018.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:17 UTC Exercise / conversionPhantom Stock Unit · Derivative 1,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002919 · edgar.xml · derivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:17 UTC Disposition to issuerCommon Stock 1,272 $14.04 $17,858.88
Disclosure

SEC source: 0001179110-17-002919 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:17 UTC Exercise / conversionCommon Stock 1,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002919 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:17 UTC Exercise / conversionPhantom Stock Unit · Derivative 1,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002918 · edgar.xml · derivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:17 UTC Disposition to issuerCommon Stock 1,272 $14.04 $17,858.88
Disclosure

SEC source: 0001179110-17-002918 · edgar.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:17 UTC Exercise / conversionCommon Stock 1,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002918 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:16 UTC Exercise / conversionPhantom Stock Unit · Derivative 1,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002917 · edgar.xml · derivative · entry 3

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.