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Nasdaq · USD

PENN

PENN Entertainment, Inc.

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4436
SEC CIK
0000921738
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202531
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2018 Filed Feb 1, 2018 22:02 UTC Disposition to issuerCommon Stock 4,552 $32.26 $146,847.52
Disclosure

SEC source: 0001179110-18-001330 · edgar.xml · nonDerivative · entry 2

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,595

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:02 UTC Exercise / conversionCommon Stock 4,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001330 · edgar.xml · nonDerivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:02 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001329 · edgar.xml · derivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

Underlying: Common Stock · 4,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:02 UTC Disposition to issuerCommon Stock 4,552 $32.26 $146,847.52
Disclosure

SEC source: 0001179110-18-001329 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:02 UTC Exercise / conversionCommon Stock 4,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001329 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:01 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001328 · edgar.xml · derivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

Underlying: Common Stock · 4,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:01 UTC Disposition to issuerCommon Stock 4,552 $32.26 $146,847.52
Disclosure

SEC source: 0001179110-18-001328 · edgar.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:01 UTC Exercise / conversionCommon Stock 4,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001328 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2018. The remaining 4,552 phantom stock units will vest on January 30, 2019.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 22:38 UTC GiftCommon Stock 765 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001029 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,742

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionPhantom Stock Units · Derivative 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000695 · edgar.xml · derivative · entry 3

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

Underlying: Common Stock · 4,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Disposition to issuerCommon Stock 4,433 $30.33 $134,452.89
Disclosure

SEC source: 0001179110-18-000695 · edgar.xml · nonDerivative · entry 2

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,975

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionCommon Stock 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000695 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionPhantom Stock Units · Derivative 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000692 · edgar.xml · derivative · entry 3

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

Underlying: Common Stock · 4,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Disposition to issuerCommon Stock 4,433 $30.33 $134,452.89
Disclosure

SEC source: 0001179110-18-000692 · edgar.xml · nonDerivative · entry 2

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,595

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionCommon Stock 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000692 · edgar.xml · nonDerivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionPhantom Stock Units · Derivative 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000694 · edgar.xml · derivative · entry 3

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

Underlying: Common Stock · 4,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Disposition to issuerCommon Stock 4,433 $30.33 $134,452.89
Disclosure

SEC source: 0001179110-18-000694 · edgar.xml · nonDerivative · entry 2

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionCommon Stock 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000694 · edgar.xml · nonDerivative · entry 1

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC GrantPhantom Stock Units · Derivative 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000693 · edgar.xml · derivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

Underlying: Common Stock · 4,433 shares

Expires not disclosed

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Disposition to issuerCommon Stock 4,433 $30.33 $134,452.89
Disclosure

SEC source: 0001179110-18-000693 · edgar.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:20 UTC Exercise / conversionCommon Stock 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000693 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:19 UTC Exercise / conversionPhantom Stock Units · Derivative 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000691 · edgar.xml · derivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,297

Underlying: Common Stock · 4,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:19 UTC Disposition to issuerCommon Stock 4,433 $30.33 $134,452.89
Disclosure

SEC source: 0001179110-18-000691 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:19 UTC Exercise / conversionCommon Stock 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000691 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,433 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:19 UTC Exercise / conversionPhantom Stock Units · Derivative 6,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000690 · edgar.xml · derivative · entry 4

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,947

Underlying: Common Stock · 6,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,649 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follow: 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,649 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follow: 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,649 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follow: 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,649 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follow: 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:19 UTC Disposition to issuerCommon Stock 6,649 $30.33 $201,664.17
Disclosure

SEC source: 0001179110-18-000690 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,507

Read SEC document
January 04, 2018 Filed Jan 8, 2018 22:19 UTC Exercise / conversionCommon Stock 6,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000690 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,649 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follow: 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 6,649 units vested on January 4, 2018. The remaining phantom stock units are scheduled to vest as follow: 6,649 units on January 4, 2019; 6,649 units on January 4, 2020; and 6,649 units on January 4, 2021.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:31 UTC GrantPhantom Stock Units · Derivative 8,133 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000633 · edgar.xml · derivative · entry 1

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 8,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

F2 · derivative.expiration_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:30 UTC GrantPhantom Stock Units · Derivative 8,133 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000630 · edgar.xml · derivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 8,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

F2 · derivative.expiration_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:30 UTC GrantPhantom Stock Units · Derivative 8,133 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000632 · edgar.xml · derivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 8,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

F2 · derivative.expiration_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:31 UTC GrantPhantom Stock Units · Derivative 8,133 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000634 · edgar.xml · derivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 8,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

F2 · derivative.expiration_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:30 UTC GrantPhantom Stock Units · Derivative 8,133 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000631 · edgar.xml · derivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 8,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

F2 · derivative.expiration_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:29 UTC GrantPhantom Stock Units · Derivative 12,199 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000629 · edgar.xml · derivative · entry 5

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock · 12,199 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F3 · derivative.exercise_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

F3 · derivative.expiration_date: The phantom stock units vest ratably over four years on the anniversary date of grant, beginning January 3, 2019.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:29 UTC Exercise / conversionNon Qualified Stock Options (rights to buy) · Derivative 84,123 $0.00 Strike: $8.19 $0.00
Disclosure

SEC source: 0001179110-18-000629 · edgar.xml · derivative · entry 4

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,123 shares

Expires 2018-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:29 UTC Tax withholdingCommon Stock 49,251 $30.74 $1,513,975.74
Disclosure

SEC source: 0001179110-18-000629 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,507

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 3, 2018.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:29 UTC Exercise / conversionCommon Stock 84,123 $8.19 $688,967.37
Disclosure

SEC source: 0001179110-18-000629 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 3, 2018.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:29 UTC
WILMOTT TIMOTHY JDirector · Chief Executive Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 241,602 $0.00 Strike: $30.74 $0.00
Disclosure

SEC source: 0001179110-18-000628 · edgar.xml · derivative · entry 1

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,602

Underlying: Common Stock · 241,602 shares

Expires 2025-01-03

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 60,401 shares on January 3, 2019; 60,401 shares on January 3, 2020; 60,400 shares on January 3, 2021; and 60,400 shares on January 3, 2022.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:23 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantNon-Qualified Stock Options (right to buy) · Derivative 48,583 $0.00 Strike: $30.74 $0.00
Disclosure

SEC source: 0001179110-18-000624 · edgar.xml · derivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,583

Underlying: Common Stock · 48,583 shares

Expires 2025-01-03

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 12,146 shares on January 3, 2019; 12,146 shares on January 3, 2020; 12,146 shares on January 3, 2021; and 12,145 shares on January 3, 2022.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:28 UTC
Fair William JEVP and CFO
GrantNon-Qualified Stock Options (right to buy) · Derivative 58,381 $0.00 Strike: $30.74 $0.00
Disclosure

SEC source: 0001179110-18-000627 · edgar.xml · derivative · entry 1

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,381

Underlying: Common Stock · 58,381 shares

Expires 2025-01-03

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 14,596 shares on January 3, 2019; 14,595 shares on January 3, 2020; 14,595 shares on January 3,2021; and 14,595 shares on January 3, 2022.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:22 UTC
Snowden Jay APresident and COO
GrantNon-Qualified Stock Options (right to buy) · Derivative 105,769 $0.00 Strike: $30.74 $0.00
Disclosure

SEC source: 0001179110-18-000623 · edgar.xml · derivative · entry 1

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,769

Underlying: Common Stock · 105,769 shares

Expires 2025-01-03

F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 26,443 shares on January 3, 2019; 26,442 shares on January 3, 2020; 26,442 shares on January 3, 2021; and 26,442 shares on January 3, 2022.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:24 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000133 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
December 27, 2017 Filed Jan 5, 2018 22:21 UTC GiftCommon Stock 6,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000622 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,635

Read SEC document
December 27, 2017 Filed Feb 11, 2021 02:53 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009502 · doc5.xml · nonDerivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,646

F1 · balance_after: This Form 5 is being filed to report a gift of 50,000 shares of common stock made by the reporting person on December 27, 2017, which gift was inadvertently not previously reported on a Form 5. Forms 4 filed by the reporting person subsequent to December 27, 2017 inadvertently reported that these shares of common stock were directly held by the reporting person.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 21:24 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014522 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Read SEC document
October 19, 2017 Filed Oct 20, 2017 20:48 UTC
Snowden Jay APresident and COO
Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative 8,469 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001179110-17-013405 · edgar.xml · derivative · entry 9

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,469 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option award, representing a right to purchase 150,000 shares, became exercisable in four equal installments on the anniversary date of the grant, beginning October 11, 2012, and would have expired on October 11, 2018.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 20:48 UTC
Snowden Jay APresident and COO
SaleCommon Stock 8,469 $25.00 $211,725.00
Disclosure

SEC source: 0001179110-17-013405 · edgar.xml · nonDerivative · entry 6

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,281

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to rule 10b5-1.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.03. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 20:48 UTC
Snowden Jay APresident and COO
Exercise / conversionCommon Stock 8,469 $8.88 $75,204.72
Disclosure

SEC source: 0001179110-17-013405 · edgar.xml · nonDerivative · entry 5

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to rule 10b5-1.

Read SEC document
October 18, 2017 Filed Oct 18, 2017 21:57 UTC
WILMOTT TIMOTHY JDirector · Chief Executive Officer
Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative 2,344 $0.00 Strike: $8.19 $0.00
Disclosure

SEC source: 0001179110-17-013374 · edgar.xml · derivative · entry 9

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,344 shares

Expires 2018-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option award, representing a right to purchase 200,000 shares, became exercisable in four equal installments on the anniversary date of the grant, beginning January 3, 2012 and expiring on January 3, 2018.

Read SEC document
October 18, 2017 Filed Oct 18, 2017 21:57 UTC
WILMOTT TIMOTHY JDirector · Chief Executive Officer
SaleCommon Stock 2,344 $24.15 $56,607.60
Disclosure

SEC source: 0001179110-17-013374 · edgar.xml · nonDerivative · entry 6

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,700

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to rule 10b5-1. The options subject to the transactions reported on this Form 4 would have expired on January 3, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.08 to $24.25. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
October 18, 2017 Filed Oct 18, 2017 21:57 UTC
WILMOTT TIMOTHY JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,344 $8.19 $19,197.36
Disclosure

SEC source: 0001179110-17-013374 · edgar.xml · nonDerivative · entry 5

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to rule 10b5-1. The options subject to the transactions reported on this Form 4 would have expired on January 3, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.