PENN

SEC source: 0001179110-20-000384 · edgar.xml · nonDerivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,783

F2 · security: The securities reported are shares of restricted stock that vest in one installment on January 3, 2021. The reporting person elected to receive payment of fees for 2020 board service in shares of restricted stock.

SEC source: 0001179110-20-000384 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,870

SEC source: 0001179110-20-000384 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

SEC source: 0001179110-19-009777 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 4,730,923

F1 · kind: Shares distributed to a beneficiary under the Carlino Family Trust.

F2 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Includes 4,365,711 shares held by the Carlino Family Trust, as to which Peter M. Carlino has sole voting power for certain matters. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001179110-19-009583 · edgar.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,886

SEC source: 0001179110-19-009581 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,870

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.98 to $17.01. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001179110-19-009376 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,356

SEC source: 0001179110-19-009328 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,870

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.54 to $17.81. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001179110-19-009307 · edgar.xml · derivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,706

Underlying: Common Stock · 1,032,706 shares

Expires 2029-08-06

F1 · derivative.exercise_date: Award of stock options pursuant to the Employment Agreement between the reporting person and the Issuer entered into on July 30, 2019. The award vests over 4 years on the anniversary date of grant as follows: 258,177 shares on August 6, 2020; 258,177 shares on August 6, 2021; 258,176 shares on August 6, 2022; and 258,176 shares on August 6, 2023.

SEC source: 0001179110-19-008753 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 4,830,923

F1 · kind: Shares distributed to a beneficiary under the Carlino Family Trust.

F2 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Includes 4,465,711 shares held by the Carlino Family Trust, as to which Peter M. Carlino has sole voting power for certain matters. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001179110-19-008589 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 4,930,923

F1 · kind: Shares distributed to a beneficiary under the Carlino Family Trust.

F2 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Includes 4,565,711 shares held by the Carlino Family Trust, as to which Peter M. Carlino has sole voting power for certain matters. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001179110-19-007700 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 5,030,923

F2 · kind: Shares distributed to Mr. Carlino under the Carlino Family Trust.

F3 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F4 · ownership.nature: Includes 4,665,711 shares held by the Carlino Family Trust, as to which Peter M. Carlino has sole voting power for certain matters. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

SEC source: 0001179110-19-007700 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,926

F1 · kind: Shares acquired by Peter M. Carlino as a beneficiary under the Carlino Family Trust in connection with estate planning for Mr. Carlino.

SEC source: 0001179110-19-007699 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,870

F1 · security: Restricted Stock Award granted in connection with Mr. Handler's election as Chairman of the Board, with forfeiture restrictions lapsing in installments as follows: 1,311 shares on June 12, 2020; 1,311 shares on June 12, 2021 and 1,310 shares on June 12, 2022.

SEC source: 0001179110-19-006102 · edgar.xml · nonDerivative · entry 1

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,998

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.51 to $19.55. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001179110-19-006101 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,433

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.50 to $19.54. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001179110-19-005107 · edgar.xml · derivative · entry 3

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 3,981 units vested on April 17, 2019.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 3,981 units vested on April 17, 2019.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 3,981 units vested on April 17, 2019.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 3,981 units vested on April 17, 2019.

SEC source: 0001179110-19-005107 · edgar.xml · nonDerivative · entry 2

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,856

SEC source: 0001179110-19-005107 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, the remaining 3,981 units vested on April 17, 2019.

SEC source: 0001179110-19-004416 · edgar.xml · derivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,151

Underlying: Common Stock · 2,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

SEC source: 0001179110-19-004416 · edgar.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,886

SEC source: 0001179110-19-004416 · edgar.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Of the original award of phantom stock units, 2,384 units vested on March 28, 2019. The remaining phantom stock units are scheduled to vest as follows: 2,384 units on March 28, 2020; 2,384 units on March 28, 2021 and 2,383 units on March 28, 2022.

SEC source: 0001179110-20-004229 · edgar.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

SEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 4

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,400

F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,201

F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,750

SEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,853

F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the third year performance goal. The forfeiture restrictions for all earned and credited restricted stock pursuant to the performance shares award granted in 2016 lapsed on February 14, 2019, the date the achievement of the performance goal for the third performance period was determined.

SEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 4

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,049

F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 3

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,600

F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 2

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,822

SEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 1

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,305

F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the third year performance goal. The forfeiture restrictions for all earned and credited restricted stock pursuant to the performance shares award granted in 2016 lapsed on February 14, 2019, the date the achievement of the performance goal for the third performance period was determined.

SEC source: 0001179110-19-002099 · edgar.xml · nonDerivative · entry 3

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,176

F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002099 · edgar.xml · nonDerivative · entry 2

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,354

F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002099 · edgar.xml · nonDerivative · entry 1

WILMOTT TIMOTHY J · CIK 0001200753 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,920

F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the third year performance goal. The forfeiture restrictions for all earned and credited restricted stock pursuant to the performance shares award granted in 2016 lapsed on February 14, 2019, the date the achievement of the performance goal for the third performance period was determined.

SEC source: 0001179110-19-002100 · edgar.xml · nonDerivative · entry 4

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,558

F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002100 · edgar.xml · nonDerivative · entry 3

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,064

F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

SEC source: 0001179110-19-002100 · edgar.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,618

SEC source: 0001179110-19-002100 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,741

F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the third year performance goal. The forfeiture restrictions for all earned and credited restricted stock pursuant to the performance shares award granted in 2016 lapsed on February 14, 2019, the date the achievement of the performance goal for the third performance period was determined.

SEC source: 0001179110-19-002259 · edgar.xml · nonDerivative · entry 3

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,998

F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

F1 · balance_after: This Form 4 corrects the amount of shares reported in the original Form 4.

SEC source: 0001179110-19-002259 · edgar.xml · nonDerivative · entry 2

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,549

F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

F1 · balance_after: This Form 4 corrects the amount of shares reported in the original Form 4.

SEC source: 0001179110-19-002259 · edgar.xml · nonDerivative · entry 1

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,771

F1 · shares: This Form 4 corrects the amount of shares reported in the original Form 4.

F1 · balance_after: This Form 4 corrects the amount of shares reported in the original Form 4.

SEC source: 0001179110-19-001780 · edgar.xml · derivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest February 9, 2020.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest February 9, 2020.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest February 9, 2020.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest February 9, 2020.

SEC source: 0001179110-19-001780 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,938

SEC source: 0001179110-19-001780 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest February 9, 2020.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest February 9, 2020.

SEC source: 0001179110-19-001784 · edgar.xml · derivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

SEC source: 0001179110-19-001784 · edgar.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,017

SEC source: 0001179110-19-001784 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the Fair Market Value (as defined under the Company's 2008 Long Term Incentive Compensation Plan) on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

SEC source: 0001179110-19-001783 · edgar.xml · derivative · entry 3

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

SEC source: 0001179110-19-001783 · edgar.xml · nonDerivative · entry 2

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,856

SEC source: 0001179110-19-001783 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.

F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,856 units vested on February 9, 2019. The remaining 4,856 phantom stock units will vest on February 9, 2020.