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Nasdaq · USD

PENN

PENN Entertainment, Inc.

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Tapewire entity
4436
SEC CIK
0000921738
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202531
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2020 Filed Oct 16, 2020 21:49 UTC Exercise / conversionStock Appreciation Right · Derivative 2,546 $0.00 Strike: $29.92 $0.00
Disclosure

SEC source: 0001209191-20-055137 · doc4.xml · derivative · entry 3

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,091

Underlying: Common Stock · 2,546 shares

Expires 2028-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four installments on October 15, 2019, October 15, 2020, October 15, 2021 and October 15, 2022.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:49 UTC Disposition to issuerCommon Stock 2,546 $67.37 $171,524.02
Disclosure

SEC source: 0001209191-20-055137 · doc4.xml · nonDerivative · entry 2

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:49 UTC Exercise / conversionCommon Stock 2,546 $29.92 $76,176.32
Disclosure

SEC source: 0001209191-20-055137 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 22:45 UTC SaleCommon Stock 13,400 $66.36 $889,224.00
Disclosure

SEC source: 0001209191-20-054726 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.

Read SEC document
October 02, 2020 Filed Dec 12, 2020 02:03 UTC
HANDLER DAVID ADirector · Chairman of the Board
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063104 · doc4.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,906

Read SEC document
September 25, 2020 Filed Feb 11, 2021 02:53 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009502 · doc5.xml · nonDerivative · entry 3

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,646

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:07 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-20-051683 · doc4.xml · derivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,543

Underlying: Common Stock · 20,000 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019, and February 9, 2020.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:07 UTC SaleCommon Stock 20,000 $69.55 $1,391,000.00
Disclosure

SEC source: 0001209191-20-051683 · doc4.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.35 to $69.85, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:07 UTC Exercise / conversionCommon Stock 20,000 $12.87 $257,400.00
Disclosure

SEC source: 0001209191-20-051683 · doc4.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:29 UTC SaleCommon Stock 5,759 $70.02 $403,245.18
Disclosure

SEC source: 0001209191-20-051665 · doc4.xml · nonDerivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,581

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.23, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:29 UTC SaleCommon Stock 2,050 $69.65 $142,782.50
Disclosure

SEC source: 0001209191-20-051665 · doc4.xml · nonDerivative · entry 3

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,340

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.02 to $69.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:29 UTC SaleCommon Stock 1,653 $68.52 $113,263.56
Disclosure

SEC source: 0001209191-20-051665 · doc4.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,390

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.05 to $68.89, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 20:29 UTC SaleCommon Stock 538 $67.62 $36,379.56
Disclosure

SEC source: 0001209191-20-051665 · doc4.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,043

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.37 to $67.88, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 11, 2020 Filed Feb 11, 2021 02:53 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009502 · doc5.xml · nonDerivative · entry 2

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,646

Read SEC document
August 13, 2020 Filed Aug 13, 2020 22:38 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · derivative · entry 10

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,543

Underlying: Common Stock · 6,000 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019, and February 9, 2020.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 22:38 UTC SaleCommon Stock 6,000 $52.52 $315,120.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · nonDerivative · entry 6

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.43 to $52.70, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 22:38 UTC Exercise / conversionCommon Stock 6,000 $12.87 $77,220.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · nonDerivative · entry 5

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:38 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · derivative · entry 9

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,543

Underlying: Common Stock · 5,000 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019, and February 9, 2020.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:38 UTC SaleCommon Stock 5,000 $50.19 $250,950.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · nonDerivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.15 to $50.24, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 22:38 UTC Exercise / conversionCommon Stock 5,000 $12.87 $64,350.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · nonDerivative · entry 3

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 21:10 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionStock Options (Right to Buy) · Derivative 26,056 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-20-046398 · doc4.xml · derivative · entry 6

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,056 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019 and February 9, 2020.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 21:10 UTC
Sottosanti CarlEVP, General Counsel and Sec.
SaleCommon Stock 26,056 $47.14 $1,228,279.84
Disclosure

SEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 4

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.45, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 21:10 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionCommon Stock 26,056 $12.87 $335,340.72
Disclosure

SEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:38 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · derivative · entry 8

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,543

Underlying: Common Stock · 25,000 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019, and February 9, 2020.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:38 UTC SaleCommon Stock 25,000 $48.82 $1,220,500.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.28 to $49.31, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:38 UTC Exercise / conversionCommon Stock 25,000 $12.87 $321,750.00
Disclosure

SEC source: 0001209191-20-046662 · doc4.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:20 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,540 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001209191-20-046656 · doc4.xml · derivative · entry 6

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618

Underlying: Common Stock · 6,540 shares

Expires 2029-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vest in four installments on January 3, 2020, January 3, 2021, January 3, 2022 and January 3, 2023.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:20 UTC Exercise / conversionStock Appreciation Rights · Derivative 2,546 $0.00 Strike: $29.92 $0.00
Disclosure

SEC source: 0001209191-20-046656 · doc4.xml · derivative · entry 5

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,637

Underlying: Common Stock · 2,546 shares

Expires 2028-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vest in four installments on October 15, 2019, October 15, 2020, October 15, 2021 and October 15, 2022.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:20 UTC SaleCommon Stock 6,540 $49.03 $320,656.20
Disclosure

SEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 4

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,452

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.07, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:20 UTC Exercise / conversionCommon Stock 6,540 $19.45 $127,203.00
Disclosure

SEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 3

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:20 UTC Disposition to issuerCommon Stock 2,546 $49.10 $125,008.60
Disclosure

SEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 2

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,452

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:20 UTC Exercise / conversionCommon Stock 2,546 $29.92 $76,176.32
Disclosure

SEC source: 0001209191-20-046656 · doc4.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC SaleCommon Stock 5,000 $45.43 $227,150.00
Disclosure

SEC source: 0001209191-20-046413 · doc4.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,581

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.43 to $45.45, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:10 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionStock Options (Right to Buy) · Derivative 66,281 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001209191-20-046398 · doc4.xml · derivative · entry 5

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,056

Underlying: Common Stock · 66,281 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019 and February 9, 2020.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:10 UTC
Sottosanti CarlEVP, General Counsel and Sec.
SaleCommon Stock 66,281 $47.09 $3,121,172.29
Disclosure

SEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.24, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:10 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionCommon Stock 66,281 $12.87 $853,036.47
Disclosure

SEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 21:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 33,636 $0.00 Strike: $13.19 $0.00
Disclosure

SEC source: 0001209191-20-042908 · doc4.xml · derivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,636 shares

Expires 2022-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in four installments on January 6, 2016, January 6, 2017, January 6, 2018, and January 6, 2019.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 21:16 UTC SaleCommon Stock 33,636 $35.07 $1,179,614.52
Disclosure

SEC source: 0001209191-20-042908 · doc4.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.16, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 21:16 UTC Exercise / conversionCommon Stock 33,636 $13.19 $443,658.84
Disclosure

SEC source: 0001209191-20-042908 · doc4.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionStock Options (Right to Buy) · Derivative 74,686 $0.00 Strike: $13.19 $0.00
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · derivative · entry 8

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,686 shares

Expires 2022-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vested in four installments on January 6, 2016, January 6, 2017, January 6, 2018 and January 6, 2019.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionStock Options (Right to Buy) · Derivative 57,955 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · derivative · entry 7

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,955 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in four installments on February 24, 2015, February 24, 2016, February 24, 2017 and February 24, 2018.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionStock Appreciation Right · Derivative 6,439 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · derivative · entry 6

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,439 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vested in four installments on February 24, 2015, February 24, 2016, February 24, 2017 and February 24, 2018.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
SaleCommon Stock 132,641 $31.94 $4,236,553.54
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 5

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $32.37, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionCommon Stock 74,686 $13.19 $985,108.34
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 4

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionCommon Stock 57,955 $11.61 $672,857.55
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Disposition to issuerCommon Stock 6,439 $31.30 $201,540.70
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020.

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July 15, 2020 Filed Jul 17, 2020 20:55 UTC
Sottosanti CarlEVP, General Counsel and Sec.
Exercise / conversionCommon Stock 6,439 $11.61 $74,756.79
Disclosure

SEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2020 Filed May 15, 2020 17:51 UTC PurchaseCommon Stock 2,777 $18.00 $49,986.00
Disclosure

SEC source: 0001179110-20-006081 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,140

F1 · shares: The Reporting Person purchased the shares from the Underwriters in an underwritten registered public offering at the public offering price.

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May 13, 2020 Filed May 15, 2020 12:55 UTC
HANDLER DAVID ADirector · Chairman of the Board
PurchaseCommon Stock 27,777 $18.00 $499,986.00
Disclosure

SEC source: 0001179110-20-006070 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,906

F1 · shares: The Reporting Person purchased the shares from the Underwriters in an underwritten registered public offering at the public offering price.

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May 13, 2020 Filed May 15, 2020 12:06 UTC
Snowden Jay ADirector · President and CEO
PurchaseCommon Stock 27,777 $18.00 $499,986.00
Disclosure

SEC source: 0001179110-20-006068 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,520

F1 · shares: The Reporting Person purchased the shares from the Underwriters in an underwritten registered public offering at the public offering price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.