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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2025 Filed Feb 19, 2025 19:39 UTC
Shiu LambertChief Accounting Officer
GrantCommon Stock 1,510 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 3

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,653

F3 · shares: On February 18, 2025, the Reporting Person was granted 1,510 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 19:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 81 $271.14 $21,962.34
Disclosure

SEC source: 0001321732-25-000023 · wk-form4_1740011920.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,539

F4 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 19:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
GrantCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000023 · wk-form4_1740011920.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,620

F3 · shares: On February 18, 2025, the Reporting Person was granted 1,840 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 00:39 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 81 $271.14 $21,962.34
Disclosure

SEC source: 0001321732-25-000027 · wk-form4_1740011965.xml · nonDerivative · entry 3

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,243

F4 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 00:39 UTC
Yuen MaggieChief Financial Officer
GrantCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000027 · wk-form4_1740011965.xml · nonDerivative · entry 2

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,324

F3 · shares: On February 18, 2025, the Reporting Person was granted 1,840 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:39 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,525 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · derivative · entry 6

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 4,525 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:39 UTC
Shiu LambertChief Accounting Officer
GrantCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 2

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,143

F2 · shares: On February 14, 2025, the Reporting Person was granted 640 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 18, 2025, February 15, 2026, February 15, 2027 and February 15, 2028, subject to continued service by the Reporting Person on the applicable vesting date.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:39 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionCommon Stock 4,525 $22.04 $99,731.00
Disclosure

SEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:39 UTC
Sarna SurbhiDirector
GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000029 · wk-form4_1740011984.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,704

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Ms. Sarna's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
GrantCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000023 · wk-form4_1740011920.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,780

F1 · shares: On February 14, 2025, the Reporting Person was granted 780 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 18, 2025, February 15, 2026, February 15, 2027 and February 15, 2028, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 19:40 UTC GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000031 · wk-form4_1740012006.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,077

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Mr. Wilder's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:39 UTC GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000025 · wk-form4_1740011942.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,274

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Mr. Grewal's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:40 UTC
Bose AraniDirector
GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000032 · wk-form4_1740012016.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,819

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Dr. Bose's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:40 UTC
Leeds JanetDirector
GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000030 · wk-form4_1740011995.xml · nonDerivative · entry 1

Leeds Janet · CIK 0001765394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,050

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Ms. Leeds' continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:39 UTC GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000028 · wk-form4_1740011975.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,409

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Mr. Kassing's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:39 UTC
Yuen MaggieChief Financial Officer
GrantCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000027 · wk-form4_1740011965.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,484

F1 · shares: On February 14, 2025, the Reporting Person was granted 780 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 18, 2025, February 15, 2026, February 15, 2027 and February 15, 2028, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 00:38 UTC GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001321732-25-000024 · wk-form4_1740011930.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,623

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2025, June 30, 2025, September 30, 2025, and December 31, 2025, subject to Ms. O'Rourke's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 01:03 UTC SaleCommon Stock 167 $241.28 $40,293.76
Disclosure

SEC source: 0001321732-25-000004 · wk-form4_1736211812.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,530

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 01:03 UTC SaleCommon Stock 170 $238.84 $40,602.80
Disclosure

SEC source: 0001321732-25-000003 · wk-form4_1736211801.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 665

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 20:02 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,350 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-24-000140 · wk-form4_1735347757.xml · derivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,798

Underlying: Common Stock · 1,350 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 20:02 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,350 $22.04 $29,754.00
Disclosure

SEC source: 0001321732-24-000140 · wk-form4_1735347757.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 00:37 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,029 $244.75 $251,847.75
Disclosure

SEC source: 0001321732-24-000138 · wk-form4_1735000636.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 837,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $244.49 to $245.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 00:37 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,698 $243.91 $901,979.18
Disclosure

SEC source: 0001321732-24-000138 · wk-form4_1735000636.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 838,611

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $243.48 to $244.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 00:37 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 5,435 $242.94 $1,320,378.90
Disclosure

SEC source: 0001321732-24-000138 · wk-form4_1735000636.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 842,309

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $242.48 to $243.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 00:37 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 4,038 $242.10 $977,599.80
Disclosure

SEC source: 0001321732-24-000138 · wk-form4_1735000636.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 847,744

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $241.54 to $242.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 20, 2024 Filed Dec 24, 2024 00:37 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 800 $240.79 $192,632.00
Disclosure

SEC source: 0001321732-24-000138 · wk-form4_1735000636.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 851,782

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $240.48 to $241.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 19:35 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 300 $245.55 $73,665.00
Disclosure

SEC source: 0001321732-24-000136 · wk-form4_1734482146.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,978

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 794 $245.55 $194,966.70
Disclosure

SEC source: 0001321732-24-000134 · wk-form4_1734482121.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,650

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 15, 2024 Filed Dec 18, 2024 00:35 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 599 $245.55 $147,084.45
Disclosure

SEC source: 0001321732-24-000135 · wk-form4_1734482134.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,704

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 7 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2024.

Read SEC document
December 03, 2024 Filed Dec 3, 2024 20:27 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · derivative · entry 5

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
December 03, 2024 Filed Dec 3, 2024 20:27 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionCommon Stock 5,250 $12.36 $64,890.00
Disclosure

SEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · nonDerivative · entry 3

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:27 UTC
Shiu LambertChief Accounting Officer
SaleCommon Stock 654 $243.01 $158,928.54
Disclosure

SEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · nonDerivative · entry 2

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,028

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 281 $245.15 $68,887.15
Disclosure

SEC source: 0001321732-24-000130 · wk-form4_1733275626.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,444

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $244.92 to $245.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 177 $244.61 $43,295.97
Disclosure

SEC source: 0001321732-24-000130 · wk-form4_1733275626.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,725

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $243.92 to $244.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 106 $243.24 $25,783.44
Disclosure

SEC source: 0001321732-24-000130 · wk-form4_1733275626.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,902

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $242.93 to $243.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 36 $242.50 $8,730.00
Disclosure

SEC source: 0001321732-24-000130 · wk-form4_1733275626.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,008

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $241.92 to $242.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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November 29, 2024 Filed Dec 3, 2024 20:27 UTC
Shiu LambertChief Accounting Officer
SaleCommon Stock 1,798 $242.56 $436,122.88
Disclosure

SEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,682

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,281 $238.51 $782,551.31
Disclosure

SEC source: 0001321732-24-000126 · wk-form4_1732325880.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 852,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $238.29 to $238.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 4,330 $237.69 $1,029,197.70
Disclosure

SEC source: 0001321732-24-000126 · wk-form4_1732325880.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 855,863

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $237.29 to $238.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 5,250 $236.69 $1,242,622.50
Disclosure

SEC source: 0001321732-24-000126 · wk-form4_1732325880.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 860,193

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $236.29 to $237.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,139 $236.00 $504,804.00
Disclosure

SEC source: 0001321732-24-000126 · wk-form4_1732325880.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 865,443

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $235.29 to $236.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 13 $241.69 $3,141.97
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,044

F4 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $241.53 to $241.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 112 $240.82 $26,971.84
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,057

F4 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $240.40 to $241.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 376 $239.93 $90,213.68
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,169

F4 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $239.40 to $240.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 45 $238.90 $10,750.50
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,545

F4 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $238.60 to $239.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 36 $236.59 $8,517.24
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,590

F4 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $236.48 to $236.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 18 $235.98 $4,247.64
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,626

F4 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $235.40 to $236.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:05 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 504 $237.84 $119,871.36
Disclosure

SEC source: 0001321732-24-000123 · wk-form4_1732064745.xml · nonDerivative · entry 2

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,480

F4 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 107 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:05 UTC
Shiu LambertChief Accounting Officer
GrantCommon Stock 2,570 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000123 · wk-form4_1732064745.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,984

F1 · shares: On November 15, 2024, the Reporting Person was granted 2,570 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2025, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 107 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 20:04 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 134 $237.84 $31,870.56
Disclosure

SEC source: 0001321732-24-000122 · wk-form4_1732064691.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,644

F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.