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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 15,300 $70.42 $1,077,426.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.97 to $70.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 15,300 $1.26 $19,278.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 01:11 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 4,500 $70.47 $317,115.00
Disclosure

SEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,826

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,400 $70.06 $168,144.00
Disclosure

SEC source: 0001321732-16-000069 · wf-form4_147321093814069.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 266,996

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:23 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $70.36 $7,036.00
Disclosure

SEC source: 0001321732-16-000075 · wf-form4_147321141905255.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,006

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:23 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,300 $69.90 $160,770.00
Disclosure

SEC source: 0001321732-16-000075 · wf-form4_147321141905255.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,106

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.28 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 100 $70.36 $7,036.00
Disclosure

SEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,647

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,300 $69.89 $160,747.00
Disclosure

SEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,747

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.27 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 10,700 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

Underlying: Common Stock · 10,700 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 600 $70.24 $42,144.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.22 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 10,100 $69.85 $705,485.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,438

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.21 to $70.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 10,700 $1.26 $13,482.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 10,700 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · derivative · entry 11

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

Underlying: Common Stock · 10,700 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 700 $70.24 $49,168.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.22 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 10,000 $69.84 $698,400.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,891

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.21 to $70.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 10,700 $1.26 $13,482.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:11 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 100 $70.39 $7,039.00
Disclosure

SEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,326

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:11 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 2,300 $69.90 $160,770.00
Disclosure

SEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,426

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.28 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 31, 2016 Filed Sep 7, 2016 21:44 UTC SaleCommon Stock 1,000 $70.38 $70,380.00
Disclosure

SEC source: 0001321732-16-000077 · wf-form4_147329908559853.xml · nonDerivative · entry 1

Sullivan Kevin James · CIK 0001668314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,449

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.36 to $70.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.