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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2016 Filed Feb 14, 2017 23:56 UTC
Rothman LynnEVP and Chief Business Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000077 · wf-form5_148711656836345.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,307

F1 · kind: This was a bona fide gift with no payment in consideration.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 00:56 UTC
Pray James RobertPresident, International
GrantCommon Stock 131 $42.56 $5,575.36
Disclosure

SEC source: 0001321732-16-000098 · wf-form4_147986257147920.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,078

F1 · date: The reporting person is reporting the purchase of shares from the issuer pursuant to the issuer's Employee Stock Purchase Plan (ESPP), for the ESPP purchase period of May 20, 2016 to November 21, 2016.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:29 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 22,100 $65.08 $1,438,268.00
Disclosure

SEC source: 0001321732-16-000093 · wf-form4_147942895530533.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 514,607

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 00:39 UTC
Davis Daniel DonenPresident, North America
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-16-000091 · wf-form4_147925677463019.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,126

F1 · shares: On November 15, 2016, the Reporting Person was granted 30,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2017, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 00:29 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 2,900 $65.01 $188,529.00
Disclosure

SEC source: 0001321732-16-000093 · wf-form4_147942895530533.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 536,707

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 18:14 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 4,537 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-16-000083 · wf-form4_147622403734210.xml · derivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,463

Underlying: Common Stock · 4,537 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted by the Issuer prior to the date on which the Reporting Person became subject to Section 16. The original option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter and was previously reported on Form 3.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 18:14 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 4,537 $22.04 $99,995.48
Disclosure

SEC source: 0001321732-16-000083 · wf-form4_147622403734210.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 7,200 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · derivative · entry 14

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 3,524 $70.65 $248,970.60
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 9

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $70.44 to $70.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 400 $69.72 $27,888.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 8

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,715

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.57 to $69.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 3,276 $68.67 $224,962.92
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,115

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $68.38 to $69.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 7,200 $1.26 $9,072.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 7,200 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · derivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 3,500 $70.66 $247,310.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $70.37 to $70.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 400 $69.77 $27,908.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,338

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.57 to $69.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 3,300 $68.69 $226,677.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,738

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $68.38 to $69.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 7,200 $1.26 $9,072.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 36,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · derivative · entry 13

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 36,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 27,116 $71.59 $1,941,234.44
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.27 to $71.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 8,884 $70.71 $628,187.64
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,307

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.27 to $71.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 36,000 $1.26 $45,360.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 36,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · derivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 36,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 27,948 $71.58 $2,000,517.84
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.17 to $71.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 8,052 $70.65 $568,873.80
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263,786

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.15 to $71.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 08, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 36,000 $1.26 $45,360.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · derivative · entry 12

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 14,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 07, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 14,000 $70.98 $993,720.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.51 to $71.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2016 Filed Sep 10, 2016 00:32 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 14,000 $1.26 $17,640.00
Disclosure

SEC source: 0001321732-16-000081 · wf-form4_147346756408252.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · derivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 14,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 07, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 14,000 $70.99 $993,860.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.52 to $71.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2016 Filed Sep 10, 2016 00:30 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 14,000 $1.26 $17,640.00
Disclosure

SEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,400 $71.18 $99,652.00
Disclosure

SEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,947

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $71.07 to $71.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 800 $70.67 $56,536.00
Disclosure

SEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,347

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.06 to $71.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · derivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,200

Underlying: Common Stock · 35,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

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September 06, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 20,822 $71.26 $1,483,775.72
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $71.10 to $71.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 06, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 14,178 $70.88 $1,004,936.64
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,660

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $71.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 06, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 35,000 $1.26 $44,100.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · derivative · entry 13

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,200

Underlying: Common Stock · 35,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 24,656 $71.23 $1,756,246.88
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 8

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $71.04 to $71.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 06, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 10,344 $70.81 $732,458.64
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,847

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.04 to $71.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 35,000 $1.26 $44,100.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:11 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 8,500 $71.22 $605,370.00
Disclosure

SEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 5

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,126

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $71.07 to $71.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 01:11 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 2,200 $70.87 $155,914.00
Disclosure

SEC source: 0001321732-16-000065 · wf-form4_147321065387399.xml · nonDerivative · entry 4

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,626

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.06 to $71.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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September 02, 2016 Filed Sep 6, 2016 21:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 700 $70.25 $49,175.00
Disclosure

SEC source: 0001321732-16-000069 · wf-form4_147321093814069.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 266,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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September 02, 2016 Filed Sep 7, 2016 01:23 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 3,699 $70.42 $260,483.58
Disclosure

SEC source: 0001321732-16-000075 · wf-form4_147321141905255.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,307

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.04 to $70.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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September 02, 2016 Filed Sep 7, 2016 01:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 4,500 $70.47 $317,115.00
Disclosure

SEC source: 0001321732-16-000073 · wf-form4_147321127227133.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,147

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.04 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 15,300 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · derivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,200

Underlying: Common Stock · 15,300 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 15,300 $70.42 $1,077,426.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.97 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 01:19 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 15,300 $1.26 $19,278.00
Disclosure

SEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 01:13 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 15,300 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-16-000067 · wf-form4_147321082555868.xml · derivative · entry 12

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,200

Underlying: Common Stock · 15,300 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.