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Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Feb 2, 2017 00:59 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,500 $70.73 $106,095.00
Disclosure

SEC source: 0001321732-17-000022 · wf-form4_148599715380307.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $71.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 00:55 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,098 $71.04 $78,001.92
Disclosure

SEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,649

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.85 to $71.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 00:55 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,600 $70.48 $112,768.00
Disclosure

SEC source: 0001321732-17-000018 · wf-form4_148599694605345.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,747

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $69.85 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 5,500 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · derivative · entry 14

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,500

Underlying: Common Stock · 5,500 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 600 $73.36 $44,016.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $73.15 to $73.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 4,900 $72.38 $354,662.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,438

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $71.95 to $72.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,500 $1.26 $6,930.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 200 $73.40 $14,680.00
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 7

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,347

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $73.15 to $73.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,432 $72.39 $103,662.48
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 6

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,547

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $72.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 200 $73.40 $14,680.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 7

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,307

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $73.10 to $73.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 900 $72.29 $65,061.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 6

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,507

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $71.95 to $72.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 5,500 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · derivative · entry 15

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,500

Underlying: Common Stock · 5,500 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 785 $73.32 $57,556.20
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 10

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F7 · security: These transactions occurred prior to the date on which the Reporting Person became subject to Section 16 and were reflected on the Reporting Person's Form 3.

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $73.15 to $73.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 4,715 $72.37 $341,224.55
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 9

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,976

F7 · security: These transactions occurred prior to the date on which the Reporting Person became subject to Section 16 and were reflected on the Reporting Person's Form 3.

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $72.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 5,500 $1.26 $6,930.00
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 8

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,500 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · derivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 9,500 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 100 $75.05 $7,505.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 3,598 $73.68 $265,100.64
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,938

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.45 to $74.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 5,802 $72.85 $422,675.70
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,536

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $73.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 9,500 $1.26 $11,970.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 100 $75.00 $7,500.00
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 5

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,979

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,407 $73.69 $103,681.83
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 4

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,079

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $73.45 to $74.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,808 $72.93 $131,857.44
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,486

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.45 to $73.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $75.05 $7,505.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 5

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,407

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 700 $73.70 $51,590.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,507

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $73.5 to $74.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,200 $72.91 $87,492.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,207

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.45 to $73.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:24 UTC SaleCommon Stock 100 $75.00 $7,500.00
Disclosure

SEC source: 0001321732-17-000010 · wf-form4_148556664436395.xml · nonDerivative · entry 5

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,500

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · ownership.nature: Shares are held by The Kassing Family Trust.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:24 UTC SaleCommon Stock 100 $74.05 $7,405.00
Disclosure

SEC source: 0001321732-17-000010 · wf-form4_148556664436395.xml · nonDerivative · entry 4

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,600

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · ownership.nature: Shares are held by The Kassing Family Trust.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:24 UTC SaleCommon Stock 800 $72.80 $58,240.00
Disclosure

SEC source: 0001321732-17-000010 · wf-form4_148556664436395.xml · nonDerivative · entry 3

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,700

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.45 to $73.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · ownership.nature: Shares are held by The Kassing Family Trust.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 9,500 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · derivative · entry 14

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 9,500 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 103 $75.04 $7,729.12
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $74.65 to $75.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 3,416 $73.70 $251,759.20
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,294

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.45 to $74.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 5,981 $72.85 $435,715.85
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,710

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $73.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 9,500 $1.26 $11,970.00
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · derivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

Underlying: Common Stock · 16,500 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

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January 25, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 6,002 $75.61 $453,811.22
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.25 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 25, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 10,498 $74.99 $787,245.02
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,840

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.25 to $75.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:26 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 16,500 $1.26 $20,790.00
Disclosure

SEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,901 $75.68 $143,867.68
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,294

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $75.50 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 25, 2017 Filed Jan 28, 2017 01:29 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 4,122 $75.04 $309,314.88
Disclosure

SEC source: 0001321732-17-000014 · wf-form4_148556694710416.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,195

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.45 to $75.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,400 $75.65 $105,910.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,407

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $75.25 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:31 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,500 $74.98 $187,450.00
Disclosure

SEC source: 0001321732-17-000016 · wf-form4_148556708576630.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.25 to $75.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:24 UTC SaleCommon Stock 666 $75.65 $50,382.90
Disclosure

SEC source: 0001321732-17-000010 · wf-form4_148556664436395.xml · nonDerivative · entry 2

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.50 to $75.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:24 UTC SaleCommon Stock 1,334 $74.95 $99,983.30
Disclosure

SEC source: 0001321732-17-000010 · wf-form4_148556664436395.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.75 to $75.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 16,500 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · derivative · entry 13

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

Underlying: Common Stock · 16,500 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 4,707 $75.68 $356,225.76
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.45 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 11,793 $75.02 $884,710.86
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,898

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.45 to $75.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2017 Filed Jan 28, 2017 01:22 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 16,500 $1.26 $20,790.00
Disclosure

SEC source: 0001321732-17-000008 · wf-form4_148556651472828.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2017 Filed Jan 13, 2017 19:32 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000006 · wf-form4_148435395909348.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · security: One quarter of the restricted stock units vest on each of March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:39 UTC
Davis Daniel DonenPresident, North America
Tax withholdingCommon Stock 4,809 $63.80 $306,814.20
Disclosure

SEC source: 0001321732-17-000002 · wf-form4_148366676868246.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,317

F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.