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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2017 Filed Feb 11, 2017 00:19 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,700 $68.61 $116,637.00
Disclosure

SEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,978

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.10 to $69.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:21 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,100 $70.11 $147,231.00
Disclosure

SEC source: 0001321732-17-000055 · wf-form4_148677247125861.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,907

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:12 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 1 $70.00 $70.00
Disclosure

SEC source: 0001321732-17-000042 · wf-form4_148660636498404.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 261,195

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 02:09 UTC
Pray James RobertPresident, International
SaleCommon Stock 895 $69.46 $62,166.70
Disclosure

SEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,678

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $69.25 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 02:09 UTC
Pray James RobertPresident, International
SaleCommon Stock 3,204 $68.99 $221,043.96
Disclosure

SEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,573

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $68.25 to $69.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:43 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 300 $69.58 $20,874.00
Disclosure

SEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,941

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.45 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:43 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,000 $68.90 $68,900.00
Disclosure

SEC source: 0001321732-17-000051 · wf-form4_148668740291394.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,241

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.35 to $69.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:42 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000049 · wf-form4_148668732035939.xml · derivative · entry 14

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 4,000 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:42 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 954 $69.44 $66,245.76
Disclosure

SEC source: 0001321732-17-000049 · wf-form4_148668732035939.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.25 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:42 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 3,046 $68.98 $210,113.08
Disclosure

SEC source: 0001321732-17-000049 · wf-form4_148668732035939.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,792

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.25 to $69.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:42 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 4,000 $1.26 $5,040.00
Disclosure

SEC source: 0001321732-17-000049 · wf-form4_148668732035939.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · derivative · entry 15

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 4,000 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 604 $69.57 $42,020.28
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.40 to $69.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 3,396 $68.99 $234,290.04
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,795

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.35 to $69.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 07, 2017 Filed Feb 10, 2017 00:39 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 4,000 $1.26 $5,040.00
Disclosure

SEC source: 0001321732-17-000046 · wf-form4_148668718022865.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 4,600 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · derivative · entry 14

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 4,600 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 2,260 $69.65 $157,409.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · nonDerivative · entry 9

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $69.45 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 2,340 $69.04 $161,553.60
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · nonDerivative · entry 8

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,451

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $68.45 to $69.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 4,600 $1.26 $5,796.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 4,600 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · derivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 4,600 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,400 $69.63 $167,112.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $69.45 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,200 $69.01 $151,822.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,238

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $68.45 to $69.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 4,600 $1.26 $5,796.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:56 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $70.00 $7,000.00
Disclosure

SEC source: 0001321732-17-000034 · wf-form4_148643257981026.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,007

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:53 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 500 $69.73 $34,865.00
Disclosure

SEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 6

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,241

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $69.65 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 01:53 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,100 $69.22 $76,142.00
Disclosure

SEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 5

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,741

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $68.65 to $69.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:12 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $70.00 $7,000.00
Disclosure

SEC source: 0001321732-17-000042 · wf-form4_148660636498404.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 261,196

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 02:17 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 100 $70.00 $7,000.00
Disclosure

SEC source: 0001321732-17-000044 · wf-form4_148660663259558.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 506,707

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 02:09 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,401 $69.63 $167,181.63
Disclosure

SEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,777

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.45 to $70.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 02:09 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,300 $69.03 $158,769.00
Disclosure

SEC source: 0001321732-17-000040 · wf-form4_148660617010143.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,178

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.45 to $69.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 20:20 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 886 $70.63 $62,578.18
Disclosure

SEC source: 0001321732-17-000028 · wf-form4_148617122157522.xml · nonDerivative · entry 6

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 261,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 20:20 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 1,000 $69.74 $69,740.00
Disclosure

SEC source: 0001321732-17-000028 · wf-form4_148617122157522.xml · nonDerivative · entry 5

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 262,182

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $70.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 03, 2017 Filed Feb 4, 2017 01:16 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 3,699 $70.45 $260,594.55
Disclosure

SEC source: 0001321732-17-000026 · wf-form4_148617096237123.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 506,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 03, 2017 Filed Feb 4, 2017 01:23 UTC
Pray James RobertPresident, International
SaleCommon Stock 5,089 $70.59 $359,232.51
Disclosure

SEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 6

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,478

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 4, 2017 01:23 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,511 $69.78 $175,217.58
Disclosure

SEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,567

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $70.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · derivative · entry 13

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,600

Underlying: Common Stock · 8,000 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 5,500 $70.61 $388,355.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 2,500 $69.77 $174,425.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,691

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $70.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:02 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 8,000 $1.26 $10,080.00
Disclosure

SEC source: 0001321732-17-000038 · wf-form4_148643296154602.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · derivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,600

Underlying: Common Stock · 8,000 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 5,500 $70.61 $388,355.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $71.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,500 $69.77 $174,425.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,338

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $71.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:59 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 8,000 $1.26 $10,080.00
Disclosure

SEC source: 0001321732-17-000036 · wf-form4_148643274800598.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:56 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,786 $70.48 $125,877.28
Disclosure

SEC source: 0001321732-17-000034 · wf-form4_148643257981026.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,107

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:53 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,497 $70.64 $105,748.08
Disclosure

SEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 4

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,841

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $70.30 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 01:53 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,211 $69.83 $84,564.13
Disclosure

SEC source: 0001321732-17-000032 · wf-form4_148643238082752.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,338

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $69.20 to $70.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:20 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 400 $70.54 $28,216.00
Disclosure

SEC source: 0001321732-17-000028 · wf-form4_148617122157522.xml · nonDerivative · entry 4

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 263,182

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $70.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:20 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 1,104 $69.81 $77,070.24
Disclosure

SEC source: 0001321732-17-000028 · wf-form4_148617122157522.xml · nonDerivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 263,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $69.40 to $70.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 01:16 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,812 $70.36 $127,492.32
Disclosure

SEC source: 0001321732-17-000026 · wf-form4_148617096237123.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 510,506

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 01:23 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,654 $70.55 $116,689.70
Disclosure

SEC source: 0001321732-17-000030 · wf-form4_148617138573464.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,078

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.25 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.