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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2017 Filed Jul 24, 2017 19:12 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 4,629 $22.04 $102,023.16
Disclosure

SEC source: 0001321732-17-000134 · wf-form4_150093793410783.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 20:47 UTC SaleCommon Stock 345 $86.10 $29,704.50
Disclosure

SEC source: 0001321732-17-000131 · wf-form4_150059800603846.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,103

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

Read SEC document
April 28, 2017 Filed May 1, 2017 23:16 UTC
Kosaraju SridharCFO and Head of Strategy
Tax withholdingCommon Stock 82,029 $85.45 $7,009,378.05
Disclosure

SEC source: 0001321732-17-000114 · wf-form4_149368054803380.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 407,578

F1 · kind: Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 18:14 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-17-000112 · wf-form4_149324487138123.xml · derivative · entry 4

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,463

Underlying: Common Stock · 5,000 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests over four years, with 25% of the option vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 18:14 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 5,000 $85.24 $426,200.00
Disclosure

SEC source: 0001321732-17-000112 · wf-form4_149324487138123.xml · nonDerivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 241,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 18:14 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 5,000 $85.24 $426,200.00
Disclosure

SEC source: 0001321732-17-000112 · wf-form4_149324487138123.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,075

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 18:14 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,000 $22.04 $110,200.00
Disclosure

SEC source: 0001321732-17-000112 · wf-form4_149324487138123.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2017 Filed Apr 26, 2017 00:23 UTC GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000109 · wf-form4_149316620336527.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245

F2 · security: Restricted stock units vest as to approximately 1/3 on each of June 30, 2017, September 30, 2017 and December 31, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.

Read SEC document
April 21, 2017 Filed Apr 26, 2017 00:23 UTC GrantCommon Stock 1,418 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000109 · wf-form4_149316620336527.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418

F1 · security: Restricted stock units vest as to 1/16 in approximately equal quarterly installments on the last day of each calendar quarter starting with the calendar quarter ending June 30, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.

Read SEC document
April 21, 2017 Filed Jul 25, 2017 23:16 UTC Amendment GrantCommon Stock 946 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000136 · wf-form4a_150102458236403.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364

F2 · security: Restricted stock units vest as to approximately 1/3 on each of June 30, 2017, September 30, 2017 and December 31, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.

F3 · shares: The original Form 4 filed on April 25th inadvertently understated the number of RSUs granted to the Reporting Person by 119. This amendment to the Form 4 is being filed solely to correct the error and reflect the total number of RSUs underlying the award.

F3 · balance_after: The original Form 4 filed on April 25th inadvertently understated the number of RSUs granted to the Reporting Person by 119. This amendment to the Form 4 is being filed solely to correct the error and reflect the total number of RSUs underlying the award.

Read SEC document
April 21, 2017 Filed Jul 25, 2017 23:16 UTC Amendment GrantCommon Stock 1,418 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000136 · wf-form4a_150102458236403.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418

F1 · security: Restricted stock units vest as to 1/16 in approximately equal quarterly installments on the last day of each calendar quarter starting with the calendar quarter ending June 30, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 19:31 UTC GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000095 · wf-form4_149264466898648.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,448

F1 · shares: Restricted stock units vest as to 1/4 on each of April 17, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, subject to Mr. Wilder's continued service as a director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:35 UTC GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000097 · wf-form4_149264488600563.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,587

F1 · shares: Restricted stock units vest as to 1/4 on each of April 17, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, subject to Mr. Grewal's continued service as a director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 23:25 UTC GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001321732-17-000093 · wf-form4_149264434035783.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

F1 · shares: Restricted stock units vest as to 1/4 on each of April 17, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, subject to Mr. Kassing's continued service as a director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:03 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 5,000 $80.03 $400,150.00
Disclosure

SEC source: 0001321732-17-000086 · wf-form4_148857861780393.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 246,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 18:43 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 5,000 $75.00 $375,000.00
Disclosure

SEC source: 0001321732-17-000063 · wf-form4_148711579253409.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 251,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:44 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 6,000 $75.00 $450,000.00
Disclosure

SEC source: 0001321732-17-000065 · wf-form4_148711588027794.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,307

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · derivative · entry 11

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 200 $74.30 $14,860.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 400 $73.45 $29,380.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,391

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.35 to $73.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 1,000 $72.49 $72,490.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,791

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $72.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 1,600 $1.26 $2,016.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 200 $74.33 $14,866.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $74.30 to $74.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 400 $73.44 $29,376.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,038

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.30 to $73.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,000 $72.50 $72,500.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,438

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $72.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 1,600 $1.26 $2,016.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:49 UTC
Pray James RobertPresident, International
SaleCommon Stock 200 $74.50 $14,900.00
Disclosure

SEC source: 0001321732-17-000069 · wf-form4_148711613409175.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,078

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $74.35 to $74.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:49 UTC
Pray James RobertPresident, International
SaleCommon Stock 500 $73.50 $36,750.00
Disclosure

SEC source: 0001321732-17-000069 · wf-form4_148711613409175.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,278

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $73.25 to $73.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:49 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,000 $72.52 $72,520.00
Disclosure

SEC source: 0001321732-17-000069 · wf-form4_148711613409175.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,778

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.05 to $73.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:47 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 200 $74.30 $14,860.00
Disclosure

SEC source: 0001321732-17-000067 · wf-form4_148711600828910.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 489,607

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:47 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 600 $73.28 $43,968.00
Disclosure

SEC source: 0001321732-17-000067 · wf-form4_148711600828910.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 489,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $72.95 to $73.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:47 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 800 $72.35 $57,880.00
Disclosure

SEC source: 0001321732-17-000067 · wf-form4_148711600828910.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 490,407

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.93 to $72.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 13, 2017 Filed Mar 1, 2018 00:45 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002705 · dp87501_4-davis.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,809

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · shares: On February 13, 2017, the Reporting Person was granted 20,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2018, subject to continued service by the Reporting Person on the applicable vesting date.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 10, 2017 Filed Feb 11, 2017 00:25 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 4,043 $72.14 $291,662.02
Disclosure

SEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 6

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 491,207

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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February 10, 2017 Filed Feb 11, 2017 00:25 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,357 $71.62 $97,188.34
Disclosure

SEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 495,250

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $71.00 to $71.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

F4 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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February 10, 2017 Filed Feb 11, 2017 00:19 UTC
Pray James RobertPresident, International
SaleCommon Stock 5,297 $72.12 $382,019.64
Disclosure

SEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 9

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,778

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $71.90 to $72.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 10, 2017 Filed Feb 11, 2017 00:19 UTC
Pray James RobertPresident, International
SaleCommon Stock 703 $71.30 $50,123.90
Disclosure

SEC source: 0001321732-17-000053 · wf-form4_148677236751105.xml · nonDerivative · entry 8

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,075

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $70.80 to $71.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 10, 2017 Filed Feb 14, 2017 23:54 UTC
Davis Daniel DonenPresident, North America
Exercise / conversionStock Option (right to buy) · Derivative 2,200 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · derivative · entry 5

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,376

Underlying: Common Stock · 2,200 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter.

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February 10, 2017 Filed Feb 14, 2017 23:54 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 2 $72.40 $144.80
Disclosure

SEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 4

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,941

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

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February 10, 2017 Filed Feb 14, 2017 23:54 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 1,998 $72.05 $143,955.90
Disclosure

SEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,943

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.60 to $72.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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February 10, 2017 Filed Feb 14, 2017 23:54 UTC
Davis Daniel DonenPresident, North America
SaleCommon Stock 200 $70.70 $14,140.00
Disclosure

SEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,941

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $71.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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February 10, 2017 Filed Feb 14, 2017 23:54 UTC
Davis Daniel DonenPresident, North America
Exercise / conversionCommon Stock 2,200 $12.36 $27,192.00
Disclosure

SEC source: 0001321732-17-000075 · wf-form4_148711645358976.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionStock Option (right to buy) · Derivative 6,100 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · derivative · entry 10

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 6,100 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

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February 10, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 5,600 $72.10 $403,760.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,191

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.60 to $72.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 10, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 500 $71.03 $35,515.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,791

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $71.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:52 UTC
Bose AraniDirector · Chief Innovator
Exercise / conversionCommon Stock 6,100 $1.26 $7,686.00
Disclosure

SEC source: 0001321732-17-000073 · wf-form4_148711634700059.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 6,100 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · derivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 6,100 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 5,700 $72.09 $410,913.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,838

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.40 to $72.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 23:51 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 400 $71.00 $28,400.00
Disclosure

SEC source: 0001321732-17-000071 · wf-form4_148711625119682.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,538

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.40 to $71.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.