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PEN

Penumbra Inc

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Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2017 Filed Nov 21, 2017 01:35 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 2,308 $103.81 $239,593.48
Disclosure

SEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,024

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $103.40 to $104.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:35 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 4,986 $102.74 $512,261.64
Disclosure

SEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $102.20 to $103.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:33 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 2,422 $104.48 $253,050.56
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,337

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $104.20 to $104.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:33 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 2,000 $103.79 $207,580.00
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,759

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $103.40 to $104.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:33 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 3,711 $102.70 $381,119.70
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,759

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $102.20 to $103.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:32 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,100 $104.52 $114,972.00
Disclosure

SEC source: 0001321732-17-000175 · wf-form4_151122791398163.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,581

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $104.40 to $104.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:32 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,200 $103.92 $124,704.00
Disclosure

SEC source: 0001321732-17-000175 · wf-form4_151122791398163.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 84,681

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $103.50 to $104.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 01:32 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 1,990 $102.73 $204,432.70
Disclosure

SEC source: 0001321732-17-000175 · wf-form4_151122791398163.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,881

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $102.35 to $103.15 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:35 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 4,569 $105.44 $481,755.36
Disclosure

SEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,318

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.20 to $105.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:35 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 19,507 $104.82 $2,044,723.74
Disclosure

SEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,887

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $104.20 to $105.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:33 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 1,345 $105.60 $142,032.00
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,470

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.30 to $105.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:33 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 14,924 $104.76 $1,563,438.24
Disclosure

SEC source: 0001321732-17-000177 · wf-form4_151122800015991.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,815

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $104.25 to $105.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:32 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 555 $105.44 $58,519.20
Disclosure

SEC source: 0001321732-17-000175 · wf-form4_151122791398163.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 87,871

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $105.30 to $105.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 16, 2017 Filed Nov 21, 2017 01:32 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 5,821 $104.80 $610,040.80
Disclosure

SEC source: 0001321732-17-000175 · wf-form4_151122791398163.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,426

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $104.30 to $105.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:48 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 300 $106.37 $31,911.00
Disclosure

SEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,394

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $106.05 to $106.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:48 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,800 $105.36 $189,648.00
Disclosure

SEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,694

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $104.95 to $105.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:48 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 10,467 $104.61 $1,094,952.87
Disclosure

SEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,494

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:42 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 200 $106.54 $21,308.00
Disclosure

SEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 6

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 94,247

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $106.18 to $106.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:42 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 277 $105.61 $29,253.97
Disclosure

SEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 5

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 94,447

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:42 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 4,823 $104.64 $504,678.72
Disclosure

SEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 94,724

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $104.00 to $104.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 100 $106.45 $10,645.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,739

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 1,000 $105.60 $105,600.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,839

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:40 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 6,900 $104.60 $721,740.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,839

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $104.00 to $104.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:36 UTC Tax withholdingCommon Stock 3,914 $104.70 $409,795.80
Disclosure

SEC source: 0001321732-17-000173 · wf-form4_151095459353166.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,586

F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:48 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 1,700 $108.14 $183,838.00
Disclosure

SEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223,961

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $107.75 to $108.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:48 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 5,677 $107.29 $609,085.33
Disclosure

SEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225,661

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $106.75 to $107.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:48 UTC
Elsesser AdamDirector · Chairman, CEO and President
SaleCommon Stock 4,500 $106.12 $477,540.00
Disclosure

SEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,338

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.75 to $106.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:42 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 405 $108.28 $43,853.40
Disclosure

SEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,547

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $107.95 to $108.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:42 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 3,195 $107.32 $342,887.40
Disclosure

SEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,952

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $106.70 to $107.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:42 UTC
Kosaraju SridharCFO and Head of Strategy
SaleCommon Stock 2,000 $106.09 $212,180.00
Disclosure

SEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 103,147

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.70 to $106.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 23:40 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 500 $108.16 $54,080.00
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,739

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $107.90 to $108.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 14, 2017 Filed Nov 16, 2017 23:40 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 4,441 $107.40 $476,963.40
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,239

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $107.08 to $107.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 14, 2017 Filed Nov 16, 2017 23:40 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 3,511 $106.25 $373,043.75
Disclosure

SEC source: 0001321732-17-000167 · wf-form4_151087558963971.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,680

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.90 to $106.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 05, 2017 Filed Oct 10, 2017 20:39 UTC SaleCommon Stock 500 $92.90 $46,450.00
Disclosure

SEC source: 0001321732-17-000161 · wf-form4_150766793344666.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,587

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

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October 02, 2017 Filed Oct 4, 2017 16:42 UTC SaleCommon Stock 345 $90.20 $31,119.00
Disclosure

SEC source: 0001321732-17-000159 · wf-form4_150714975909703.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,758

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

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September 29, 2017 Filed Sep 29, 2017 18:50 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 16,323 $90.04 $1,469,722.92
Disclosure

SEC source: 0001321732-17-000157 · wf-form4_150672542859398.xml · nonDerivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 206,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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September 28, 2017 Filed Sep 29, 2017 18:50 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,108 $90.00 $189,720.00
Disclosure

SEC source: 0001321732-17-000157 · wf-form4_150672542859398.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 222,619

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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September 27, 2017 Filed Sep 29, 2017 18:50 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 1,586 $90.00 $142,740.00
Disclosure

SEC source: 0001321732-17-000157 · wf-form4_150672542859398.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 224,727

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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September 21, 2017 Filed Sep 22, 2017 18:01 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,124 $90.00 $191,160.00
Disclosure

SEC source: 0001321732-17-000153 · wf-form4_150611768931889.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 226,313

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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September 20, 2017 Filed Sep 22, 2017 18:01 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,859 $90.00 $257,310.00
Disclosure

SEC source: 0001321732-17-000153 · wf-form4_150611768931889.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 228,437

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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August 21, 2017 Filed Aug 23, 2017 20:06 UTC SaleCommon Stock 4,500 $82.65 $371,925.00
Disclosure

SEC source: 0001321732-17-000147 · wf-form4_150351874882069.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.30 to $83.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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August 09, 2017 Filed Aug 11, 2017 18:09 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 700 $86.35 $60,445.00
Disclosure

SEC source: 0001321732-17-000145 · wf-form4_150248936786069.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 231,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $86.00 to $86.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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August 09, 2017 Filed Aug 11, 2017 18:09 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 9,300 $85.06 $791,058.00
Disclosure

SEC source: 0001321732-17-000145 · wf-form4_150248936786069.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 231,996

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.65 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 22:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,559 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · derivative · entry 6

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,817

Underlying: Common Stock · 30,559 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The original option grant vests over four years, with 25% of the options vesting on January 26, 2016 and 1/48 vesting each month thereafter.

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August 01, 2017 Filed Aug 3, 2017 22:00 UTC SaleCommon Stock 2,763 $80.98 $223,747.74
Disclosure

SEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 5

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $80.75 to $81.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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August 01, 2017 Filed Aug 3, 2017 22:00 UTC SaleCommon Stock 7,954 $80.19 $637,831.26
Disclosure

SEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 4

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,263

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $79.75 to $80.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 22:00 UTC SaleCommon Stock 14,433 $79.22 $1,143,382.26
Disclosure

SEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,217

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $78.75 to $79.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 22:00 UTC SaleCommon Stock 6,850 $78.31 $536,423.50
Disclosure

SEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,650

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $77.75 to $78.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 22:00 UTC Exercise / conversionCommon Stock 30,559 $12.36 $377,709.24
Disclosure

SEC source: 0001321732-17-000138 · wf-form4_150179763807411.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 21, 2017 Filed Jul 24, 2017 19:12 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 4,629 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-17-000134 · wf-form4_150093793410783.xml · derivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,834

Underlying: Common Stock · 4,629 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.