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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2018 Filed Jul 31, 2018 00:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · derivative · entry 7

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,317

Underlying: Common Stock · 7,500 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:24 UTC SaleCommon Stock 196 $146.50 $28,714.00
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 6

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,287

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:24 UTC SaleCommon Stock 977 $146.03 $142,671.31
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 5

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,483

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:24 UTC SaleCommon Stock 2,080 $144.73 $301,038.40
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 4

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,460

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $144.50 to $145.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:24 UTC SaleCommon Stock 3,244 $144.10 $467,460.40
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,540

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $143.48 to $144.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:24 UTC SaleCommon Stock 1,003 $142.93 $143,358.79
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,784

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $142.48 to $143.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:24 UTC Exercise / conversionCommon Stock 7,500 $12.36 $92,700.00
Disclosure

SEC source: 0001321732-18-000096 · wf-form4_153299666755124.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 359 $144.25 $51,785.75
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 7

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 509,806

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $144.15 to $144.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,864 $143.56 $267,595.84
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 6

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 510,165

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $143.20 to $144.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 3,178 $142.78 $453,754.84
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 512,029

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $142.25 to $143.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 701 $141.42 $99,135.42
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 515,207

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $141.35 to $141.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 687 $140.49 $96,516.63
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 515,908

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $140.25 to $140.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 490 $139.48 $68,345.20
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 516,595

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $139.15 to $139.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 846 $136.46 $115,445.16
Disclosure

SEC source: 0001321732-18-000094 · wf-form4_153255889463510.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 517,085

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $136.15 to $136.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 23:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · derivative · entry 4

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,817

Underlying: Common Stock · 7,500 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 23:00 UTC SaleCommon Stock 4,925 $140.31 $691,026.75
Disclosure

SEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,287

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $139.95 to $140.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 23:00 UTC SaleCommon Stock 2,575 $139.18 $358,388.50
Disclosure

SEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,212

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $138.65 to $139.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 23:00 UTC Exercise / conversionCommon Stock 7,500 $12.36 $92,700.00
Disclosure

SEC source: 0001321732-18-000092 · wf-form4_153238683519053.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 18:40 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 26 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000090 · wf-form4_153195360828897.xml · derivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

Underlying: Common Stock · 26 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 18:40 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 26 $22.04 $573.04
Disclosure

SEC source: 0001321732-18-000090 · wf-form4_153195360828897.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2018 Filed Jul 13, 2018 18:59 UTC SaleCommon Stock 304 $138.50 $42,104.00
Disclosure

SEC source: 0001321732-18-000088 · wf-form4_153152272593773.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,324

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 19:56 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,537 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000084 · wf-form4_153014380199997.xml · derivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,297

Underlying: Common Stock · 2,537 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 19:56 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,537 $22.04 $55,915.48
Disclosure

SEC source: 0001321732-18-000084 · wf-form4_153014380199997.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:56 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000080 · wf-form4_152944896697980.xml · derivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,834

Underlying: Common Stock · 2,000 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:56 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,000 $22.04 $44,080.00
Disclosure

SEC source: 0001321732-18-000080 · wf-form4_152944896697980.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 31, 2018 00:28 UTC PurchaseCommon Stock 700 $156.40 $109,480.00
Disclosure

SEC source: 0001321732-18-000072 · wf-form4_152772651967522.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 09, 2018 Filed May 10, 2018 23:08 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 400 $151.15 $60,460.00
Disclosure

SEC source: 0001321732-18-000069 · wf-form4_152599371000660.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,319

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $151.05 to $151.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2018 Filed May 10, 2018 23:08 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 5,600 $150.32 $841,792.00
Disclosure

SEC source: 0001321732-18-000069 · wf-form4_152599371000660.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,719

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2018 Filed May 8, 2018 23:23 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,100 $135.07 $148,577.00
Disclosure

SEC source: 0001321732-18-000067 · wf-form4_152582172299089.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,319

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $135.00 to $135.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:23 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 4,900 $135.04 $661,696.00
Disclosure

SEC source: 0001321732-18-000067 · wf-form4_152582172299089.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,419

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $135.00 to $135.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000061 · wf-form4_152539292125308.xml · derivative · entry 7

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 5,000 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 900 $127.53 $114,777.00
Disclosure

SEC source: 0001321732-18-000061 · wf-form4_152539292125308.xml · nonDerivative · entry 5

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,225

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $127.15 to $127.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2018 Filed May 3, 2018 20:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 800 $126.68 $101,344.00
Disclosure

SEC source: 0001321732-18-000061 · wf-form4_152539292125308.xml · nonDerivative · entry 4

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $126.35 to $126.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2018 Filed May 3, 2018 20:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 1,300 $125.55 $163,215.00
Disclosure

SEC source: 0001321732-18-000061 · wf-form4_152539292125308.xml · nonDerivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,925

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from 125.15 to $125.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2018 Filed May 3, 2018 20:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,000 $124.56 $249,120.00
Disclosure

SEC source: 0001321732-18-000061 · wf-form4_152539292125308.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,225

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.10 to $125.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2018 Filed May 3, 2018 20:15 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,000 $22.04 $110,200.00
Disclosure

SEC source: 0001321732-18-000061 · wf-form4_152539292125308.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 28, 2018 Filed May 2, 2018 00:07 UTC
Kosaraju SridharCFO and Head of Strategy
Tax withholdingCommon Stock 79,612 $126.45 $10,066,937.40
Disclosure

SEC source: 0001321732-18-000059 · wf-form4_152521961086197.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,819

F1 · kind: Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person.

F2 · balance_after: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3 · balance_after: A portion of these shares is subject to vesting.

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March 15, 2018 Filed Mar 19, 2018 20:39 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 6,000 $125.02 $750,120.00
Disclosure

SEC source: 0001321732-18-000048 · wf-form4_152149191296033.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,319

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $125.00 to $125.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 12, 2018 Filed Mar 14, 2018 17:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 10,000 $121.03 $1,210,300.00
Disclosure

SEC source: 0001321732-18-000046 · wf-form4_152106158300910.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 160,775

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $121.00 to $121.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

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March 06, 2018 Filed Mar 8, 2018 01:38 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,836 $115.01 $326,168.36
Disclosure

SEC source: 0001321732-18-000044 · wf-form4_152047308973575.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,319

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 05, 2018 Filed Mar 8, 2018 01:38 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 891 $115.00 $102,465.00
Disclosure

SEC source: 0001321732-18-000044 · wf-form4_152047308973575.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,155

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000042 · wf-form4_152030200370350.xml · derivative · entry 9

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,834

Underlying: Common Stock · 5,000 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

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March 01, 2018 Filed Mar 5, 2018 21:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $110.00 $22,000.00
Disclosure

SEC source: 0001321732-18-000042 · wf-form4_152030200370350.xml · nonDerivative · entry 6

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,225

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: The totals in column 5 have been adjusted from prior reports to accurately reflect certain transactions as involving directly owned shares, which were previously reported as having involved indirectly owned shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 822 $109.58 $90,074.76
Disclosure

SEC source: 0001321732-18-000042 · wf-form4_152030200370350.xml · nonDerivative · entry 5

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,425

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $109.00 to $109.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The totals in column 5 have been adjusted from prior reports to accurately reflect certain transactions as involving directly owned shares, which were previously reported as having involved indirectly owned shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,678 $108.40 $290,295.20
Disclosure

SEC source: 0001321732-18-000042 · wf-form4_152030200370350.xml · nonDerivative · entry 4

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,247

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $108.00 to $108.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The totals in column 5 have been adjusted from prior reports to accurately reflect certain transactions as involving directly owned shares, which were previously reported as having involved indirectly owned shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 1,300 $107.55 $139,815.00
Disclosure

SEC source: 0001321732-18-000042 · wf-form4_152030200370350.xml · nonDerivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

F3 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $106.95 to $107.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The totals in column 5 have been adjusted from prior reports to accurately reflect certain transactions as involving directly owned shares, which were previously reported as having involved indirectly owned shares.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:06 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,000 $22.04 $110,200.00
Disclosure

SEC source: 0001321732-18-000042 · wf-form4_152030200370350.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The totals in column 5 have been adjusted from prior reports to accurately reflect certain transactions as involving directly owned shares, which were previously reported as having involved indirectly owned shares.

Read SEC document
February 28, 2018 Filed Mar 3, 2018 00:02 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 2,273 $115.00 $261,395.00
Disclosure

SEC source: 0001321732-18-000040 · wf-form4_152003535777163.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,046

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
February 26, 2018 Filed Mar 1, 2018 00:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 13,478 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0000950103-18-002705 · dp87501_4-davis.xml · derivative · entry 3

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,478

Underlying: Common Stock · 13,478 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are vested and exercisable.

Read SEC document
February 26, 2018 Filed Mar 1, 2018 00:45 UTC Exercise / conversionCommon Stock 13,478 $3.98 $53,642.44
Disclosure

SEC source: 0000950103-18-002705 · dp87501_4-davis.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.