Tapewire

NYSE · USD

PEN

Penumbra Inc

Export transactions ↓
Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2019 Filed Jan 4, 2019 23:45 UTC SaleCommon Stock 304 $122.09 $37,115.36
Disclosure

SEC source: 0001321732-19-000002 · wf-form4_154664552336966.xml · nonDerivative · entry 2

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,943

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:47 UTC SaleCommon Stock 152 $120.59 $18,329.68
Disclosure

SEC source: 0001321732-19-000004 · wf-form4_154664566201395.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,021

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:45 UTC SaleCommon Stock 362 $120.59 $43,653.58
Disclosure

SEC source: 0001321732-19-000002 · wf-form4_154664552336966.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,247

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 22:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 292 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · derivative · entry 4

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708

Underlying: Common Stock · 292 shares

Expires 2022-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All options are vested and exercisable.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 22:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,647 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · derivative · entry 3

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,375

Underlying: Common Stock · 1,647 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All options are vested and exercisable.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 22:42 UTC Exercise / conversionCommon Stock 292 $4.49 $1,311.08
Disclosure

SEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 22:42 UTC Exercise / conversionCommon Stock 1,647 $3.98 $6,555.06
Disclosure

SEC source: 0001321732-18-000144 · wf-form4_154629615889300.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:40 UTC SaleCommon Stock 200 $144.84 $28,968.00
Disclosure

SEC source: 0001321732-18-000142 · wf-form4_154413600795614.xml · nonDerivative · entry 6

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $144.79 to $144.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:40 UTC SaleCommon Stock 200 $143.55 $28,710.00
Disclosure

SEC source: 0001321732-18-000142 · wf-form4_154413600795614.xml · nonDerivative · entry 5

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $143.50 to $143.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:40 UTC SaleCommon Stock 100 $142.87 $14,287.00
Disclosure

SEC source: 0001321732-18-000142 · wf-form4_154413600795614.xml · nonDerivative · entry 4

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:40 UTC SaleCommon Stock 400 $141.64 $56,656.00
Disclosure

SEC source: 0001321732-18-000142 · wf-form4_154413600795614.xml · nonDerivative · entry 3

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $141.28 to $142.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:40 UTC SaleCommon Stock 100 $140.79 $14,079.00
Disclosure

SEC source: 0001321732-18-000142 · wf-form4_154413600795614.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:40 UTC SaleCommon Stock 200 $139.65 $27,930.00
Disclosure

SEC source: 0001321732-18-000142 · wf-form4_154413600795614.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $139.25 to $140.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 30, 2018 Filed Apr 16, 2019 00:20 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,500 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-19-000047 · wf-form4_155537398377413.xml · derivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Common Stock · 4,500 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are vested and exercisable.

Read SEC document
November 30, 2018 Filed Apr 16, 2019 00:20 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 4,500 $3.98 $17,910.00
Disclosure

SEC source: 0001321732-19-000047 · wf-form4_155537398377413.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 136,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · ownership.direct: The Reporting Person previously held shares directly. Changes between direct holdings and indirect holdings through a family revocable trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3 · ownership.nature: Trust of Richard E. Koch and Lynn D. Rothman

Read SEC document
November 15, 2018 Filed Nov 20, 2018 00:29 UTC Tax withholdingCommon Stock 3,949 $134.26 $530,192.74
Disclosure

SEC source: 0001321732-18-000140 · wf-form4_154267374793239.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,338

F1 · kind: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 18:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1,000 $150.00 $150,000.00
Disclosure

SEC source: 0001321732-18-000138 · wf-form4_154180645546664.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,556

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 00:41 UTC SaleCommon Stock 303 $146.96 $44,528.88
Disclosure

SEC source: 0001321732-18-000128 · wf-form4_153861367847030.xml · nonDerivative · entry 2

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 21:03 UTC SaleCommon Stock 151 $146.96 $22,190.96
Disclosure

SEC source: 0001321732-18-000130 · wf-form4_153870137328544.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,173

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · ownership.nature: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.

Read SEC document
October 01, 2018 Filed Oct 4, 2018 00:41 UTC SaleCommon Stock 362 $149.94 $54,278.28
Disclosure

SEC source: 0001321732-18-000128 · wf-form4_153861367847030.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,912

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 00:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-18-000126 · wf-form4_153688339796883.xml · derivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,022

Underlying: Common Stock · 8,500 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All options are vested and exercisable.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 00:03 UTC Exercise / conversionCommon Stock 8,500 $3.98 $33,830.00
Disclosure

SEC source: 0001321732-18-000126 · wf-form4_153688339796883.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 20:22 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,371 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000118 · wf-form4_153576134632781.xml · derivative · entry 7

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

Underlying: Common Stock · 2,371 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 20:22 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 2,371 $135.10 $320,322.10
Disclosure

SEC source: 0001321732-18-000118 · wf-form4_153576134632781.xml · nonDerivative · entry 4

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $135.00 to $135.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 20:22 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,371 $22.04 $52,256.84
Disclosure

SEC source: 0001321732-18-000118 · wf-form4_153576134632781.xml · nonDerivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Sep 5, 2018 00:40 UTC
Pray James RobertPresident, International
SaleCommon Stock 6,287 $135.59 $852,454.33
Disclosure

SEC source: 0001321732-18-000122 · wf-form4_153610802070933.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 485,431

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $135.35 to $136.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 30, 2018 Filed Sep 5, 2018 00:40 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,440 $134.69 $193,953.60
Disclosure

SEC source: 0001321732-18-000122 · wf-form4_153610802070933.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 491,718

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $134.25 to $135.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 30, 2018 Filed Sep 5, 2018 00:40 UTC
Pray James RobertPresident, International
SaleCommon Stock 398 $133.82 $53,260.36
Disclosure

SEC source: 0001321732-18-000122 · wf-form4_153610802070933.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 493,158

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $133.25 to $134.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:22 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 629 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000118 · wf-form4_153576134632781.xml · derivative · entry 6

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,242

Underlying: Common Stock · 629 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:22 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 629 $135.00 $84,915.00
Disclosure

SEC source: 0001321732-18-000118 · wf-form4_153576134632781.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 20:22 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 629 $22.04 $13,863.16
Disclosure

SEC source: 0001321732-18-000118 · wf-form4_153576134632781.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 00:59 UTC SaleCommon Stock 400 $129.80 $51,920.00
Disclosure

SEC source: 0001321732-18-000116 · wf-form4_153559073129769.xml · nonDerivative · entry 2

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,274

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 00:59 UTC SaleCommon Stock 1,128 $129.17 $145,703.76
Disclosure

SEC source: 0001321732-18-000116 · wf-form4_153559073129769.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,674

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.80 to $129.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 00:32 UTC SaleCommon Stock 3,814 $130.76 $498,718.64
Disclosure

SEC source: 0001321732-18-000112 · wf-form4_153558914375124.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,787

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $130.50 to $131.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 00:32 UTC SaleCommon Stock 3,686 $129.98 $479,106.28
Disclosure

SEC source: 0001321732-18-000112 · wf-form4_153558914375124.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,601

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.50 to $130.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 00:54 UTC
Pray James RobertPresident, International
SaleCommon Stock 274 $131.01 $35,896.74
Disclosure

SEC source: 0001321732-18-000114 · wf-form4_153559042724564.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 493,556

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.00 to $131.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 27, 2018 Filed Aug 30, 2018 00:54 UTC
Pray James RobertPresident, International
SaleCommon Stock 5,651 $130.35 $736,607.85
Disclosure

SEC source: 0001321732-18-000114 · wf-form4_153559042724564.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 493,830

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 23, 2018 Filed Aug 28, 2018 00:48 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,200 $130.27 $286,594.00
Disclosure

SEC source: 0001321732-18-000110 · wf-form4_153541728554966.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 499,481

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:20 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · derivative · entry 4

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,817

Underlying: Common Stock · 7,500 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option grant vests over four years, with 25% of the shares vesting on January 26, 2016 and 1/48 vesting each month thereafter.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:20 UTC SaleCommon Stock 35 $126.55 $4,429.25
Disclosure

SEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · nonDerivative · entry 3

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,287

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:20 UTC SaleCommon Stock 7,465 $125.04 $933,423.60
Disclosure

SEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · nonDerivative · entry 2

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,322

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.00 to $125.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:20 UTC Exercise / conversionCommon Stock 7,500 $12.36 $92,700.00
Disclosure

SEC source: 0001321732-18-000108 · wf-form4_153498001939893.xml · nonDerivative · entry 1

Davis Daniel Donen · CIK 0001651322 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 18:30 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-18-000104 · wf-form4_153376742418603.xml · derivative · entry 3

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,871

Underlying: Common Stock · 400 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 18:30 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 400 $22.04 $8,816.00
Disclosure

SEC source: 0001321732-18-000104 · wf-form4_153376742418603.xml · nonDerivative · entry 2

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 18:30 UTC
Evans Robert D.EVP, Gen. Counsel & Secretary
SaleCommon Stock 10,000 $150.16 $1,501,600.00
Disclosure

SEC source: 0001321732-18-000104 · wf-form4_153376742418603.xml · nonDerivative · entry 1

Evans Robert D. · CIK 0001173733 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 152,296

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

Read SEC document
July 30, 2018 Filed Aug 2, 2018 00:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,357 $140.20 $190,251.40
Disclosure

SEC source: 0001321732-18-000098 · wf-form4_153316929935737.xml · nonDerivative · entry 5

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 501,681

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $139.60 to $140.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 30, 2018 Filed Aug 2, 2018 00:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 2,713 $139.07 $377,296.91
Disclosure

SEC source: 0001321732-18-000098 · wf-form4_153316929935737.xml · nonDerivative · entry 4

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 503,038

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $138.60 to $139.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 30, 2018 Filed Aug 2, 2018 00:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,850 $137.98 $255,263.00
Disclosure

SEC source: 0001321732-18-000098 · wf-form4_153316929935737.xml · nonDerivative · entry 3

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 505,751

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $137.65 to $138.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 30, 2018 Filed Aug 2, 2018 00:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 1,206 $137.17 $165,427.02
Disclosure

SEC source: 0001321732-18-000098 · wf-form4_153316929935737.xml · nonDerivative · entry 2

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 507,601

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $136.65 to $137.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document
July 30, 2018 Filed Aug 2, 2018 00:21 UTC
Pray James RobertPresident, International
SaleCommon Stock 999 $135.88 $135,744.12
Disclosure

SEC source: 0001321732-18-000098 · wf-form4_153316929935737.xml · nonDerivative · entry 1

Pray James Robert · CIK 0001651328 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 508,807

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $135.60 to $136.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Pray Revocable Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.