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NYSE · USD

PEN

Penumbra Inc

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Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 18, 2020 23:55 UTC SaleCommon Stock 200 $150.00 $30,000.00
Disclosure

SEC source: 0001321732-20-000053 · wf-form4_158457572863618.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 160,151

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 200 $176.91 $35,382.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,029,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F12 · price: This transaction was executed in multiple trades at prices ranging from $176.84 to $176.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 388 $175.95 $68,268.60
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,029,782

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $175.61 to $176.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 1,000 $174.89 $174,890.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,030,170

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $174.52 to $175.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 1,000 $173.93 $173,930.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,031,170

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $173.59 to $174.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 1,000 $173.01 $173,010.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,032,170

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $172.47 to $173.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 1,200 $171.83 $206,196.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,033,170

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $171.49 to $172.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 1,000 $170.94 $170,940.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,034,370

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $170.53 to $171.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 612 $170.15 $104,131.80
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,035,370

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $169.69 to $170.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 700 $168.86 $118,202.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,035,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $168.46 to $169.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:10 UTC
Elsesser AdamDirector · Chief Executive Officer
SaleCommon Stock 900 $167.94 $151,146.00
Disclosure

SEC source: 0001321732-20-000051 · wf-form4_158397182941662.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,036,682

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $167.45 to $168.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 01:06 UTC SaleCommon Stock 178 $186.66 $33,225.48
Disclosure

SEC source: 0001321732-20-000049 · wf-form4_158276557938855.xml · nonDerivative · entry 2

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $186.29 to $186.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 01:06 UTC SaleCommon Stock 126 $185.79 $23,409.54
Disclosure

SEC source: 0001321732-20-000049 · wf-form4_158276557938855.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $185.16 to $186.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:03 UTC SaleCommon Stock 300 $191.51 $57,453.00
Disclosure

SEC source: 0001321732-20-000043 · wf-form4_158224699270096.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 160,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $191.48 to $191.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:03 UTC SaleCommon Stock 1,700 $190.79 $324,343.00
Disclosure

SEC source: 0001321732-20-000043 · wf-form4_158224699270096.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 160,651

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $190.41 to $191.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:03 UTC SaleCommon Stock 500 $189.93 $94,965.00
Disclosure

SEC source: 0001321732-20-000043 · wf-form4_158224699270096.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 162,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $189.35 to $190.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:32 UTC
Sarna SurbhiDirector
GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000029 · wf-form4_158164390553328.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Ms. Sarna's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 20:35 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000031 · wf-form4_158164412485127.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Mr. Wilder's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:16 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000021 · wf-form4_158164296628997.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,395

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Mr. Grewal's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:41 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-20-000035 · wf-form4_158164450133696.xml · derivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,180

Underlying: Common Stock · 5,000 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:41 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 5,000 $185.25 $926,250.00
Disclosure

SEC source: 0001321732-20-000035 · wf-form4_158164450133696.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $185.00 to $185.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:41 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 5,000 $3.98 $19,900.00
Disclosure

SEC source: 0001321732-20-000035 · wf-form4_158164450133696.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:38 UTC
Bose AraniDirector · Chief Innovator
SaleCommon Stock 10,000 $185.30 $1,853,000.00
Disclosure

SEC source: 0001321732-20-000033 · wf-form4_158164430401842.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director · Chief Innovator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,662

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $185.00 to $185.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 13,471 shares issued to the Reporting Person upon conversion of the Reporting Person's Series B Preferred Stock on September 23, 2015 and reported in a Form 4 filed by the Reporting Person on September 23, 2015, which shares were inadvertently omitted from subsequent Forms 4 filed by the Reporting Person due to administrative oversight.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:29 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000027 · wf-form4_158164375408270.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Ms. O'Rourke's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:25 UTC
Leeds JanetDirector
GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000025 · wf-form4_158164353409766.xml · nonDerivative · entry 1

Leeds Janet · CIK 0001765394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Ms. Leeds' continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 01:20 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001321732-20-000023 · wf-form4_158164320196597.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Mr. Kassing's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 20:43 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 204 $176.35 $35,975.40
Disclosure

SEC source: 0001321732-20-000019 · wf-form4_158147177528873.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,549

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 20:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 801 $178.25 $142,778.25
Disclosure

SEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,056

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $178.11 to $178.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 20:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 299 $177.49 $53,069.51
Disclosure

SEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,857

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $177.32 to $177.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 20:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 600 $176.29 $105,774.00
Disclosure

SEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,156

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $175.99 to $176.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 20:28 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1,800 $175.15 $315,270.00
Disclosure

SEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,756

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $174.82 to $175.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · derivative · entry 8

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,180

Underlying: Common Stock · 10,000 shares

Expires 2021-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

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January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 100 $178.40 $17,840.00
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · nonDerivative · entry 6

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

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January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 1,399 $177.99 $249,008.01
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · nonDerivative · entry 5

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,432

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $177.54 to $178.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 500 $176.75 $88,375.00
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · nonDerivative · entry 4

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,831

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $176.48 to $177.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 4,159 $176.04 $732,150.36
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · nonDerivative · entry 3

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,331

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $175.49 to $176.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
SaleCommon Stock 3,842 $175.10 $672,734.20
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · nonDerivative · entry 2

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,490

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $174.40 to $175.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 30, 2020 Filed Feb 4, 2020 01:22 UTC
Rothman LynnEVP and Chief Business Officer
Exercise / conversionCommon Stock 10,000 $3.98 $39,800.00
Disclosure

SEC source: 0001321732-20-000015 · wf-form4_158077934788967.xml · nonDerivative · entry 1

Rothman Lynn · CIK 0001651317 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:18 UTC SaleCommon Stock 500 $178.08 $89,040.00
Disclosure

SEC source: 0001321732-20-000013 · wf-form4_158077908220860.xml · nonDerivative · entry 4

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 163,851

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $177.79 to $178.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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January 30, 2020 Filed Feb 4, 2020 01:18 UTC SaleCommon Stock 300 $177.40 $53,220.00
Disclosure

SEC source: 0001321732-20-000013 · wf-form4_158077908220860.xml · nonDerivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 164,351

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $176.96 to $177.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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January 30, 2020 Filed Feb 4, 2020 01:18 UTC SaleCommon Stock 500 $176.01 $88,005.00
Disclosure

SEC source: 0001321732-20-000013 · wf-form4_158077908220860.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 164,651

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $175.71 to $176.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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January 30, 2020 Filed Feb 4, 2020 01:18 UTC SaleCommon Stock 1,200 $175.09 $210,108.00
Disclosure

SEC source: 0001321732-20-000013 · wf-form4_158077908220860.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 165,151

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $174.71 to $175.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Kosaraju Family Trust.

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January 27, 2020 Filed Jan 29, 2020 20:04 UTC
Sarna SurbhiDirector
SaleCommon Stock 273 $168.79 $46,079.67
Disclosure

SEC source: 0001321732-20-000009 · wf-form4_158034627214587.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

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January 27, 2020 Filed Jan 30, 2020 01:10 UTC SaleCommon Stock 26 $174.13 $4,527.38
Disclosure

SEC source: 0001321732-20-000011 · wf-form4_158034661163592.xml · nonDerivative · entry 6

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $173.84 to $174.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 27, 2020 Filed Jan 30, 2020 01:10 UTC SaleCommon Stock 17 $173.11 $2,942.87
Disclosure

SEC source: 0001321732-20-000011 · wf-form4_158034661163592.xml · nonDerivative · entry 5

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $172.81 to $173.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 27, 2020 Filed Jan 30, 2020 01:10 UTC SaleCommon Stock 96 $172.36 $16,546.56
Disclosure

SEC source: 0001321732-20-000011 · wf-form4_158034661163592.xml · nonDerivative · entry 4

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $171.80 to $172.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 27, 2020 Filed Jan 30, 2020 01:10 UTC SaleCommon Stock 16 $171.54 $2,744.64
Disclosure

SEC source: 0001321732-20-000011 · wf-form4_158034661163592.xml · nonDerivative · entry 3

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $170.89 to $171.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 27, 2020 Filed Jan 30, 2020 01:10 UTC SaleCommon Stock 3 $169.98 $509.94
Disclosure

SEC source: 0001321732-20-000011 · wf-form4_158034661163592.xml · nonDerivative · entry 2

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $169.85 to $170.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 27, 2020 Filed Jan 30, 2020 01:10 UTC SaleCommon Stock 5 $169.07 $845.35
Disclosure

SEC source: 0001321732-20-000011 · wf-form4_158034661163592.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $168.79 to $169.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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January 02, 2020 Filed Jan 3, 2020 20:36 UTC SaleCommon Stock 118 $164.16 $19,370.88
Disclosure

SEC source: 0001321732-20-000007 · wf-form4_157810180019331.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.