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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2021 Filed Dec 16, 2021 00:36 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 14,500 $7.75 $112,375.00
Disclosure

SEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,750 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · derivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 1,750 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 507 $248.35 $125,913.45
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,824

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $248.08 to $248.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 393 $247.70 $97,346.10
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,331

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $247.45 to $247.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 500 $246.35 $123,175.00
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,724

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $246.13 to $246.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 250 $245.30 $61,325.00
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,224

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $245.14 to $245.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $244.32 $24,432.00
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,474

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $244.05 to $244.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:53 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,750 $22.04 $38,570.00
Disclosure

SEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:48 UTC
Shiu LambertChief Accounting Officer
GrantCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001321732-21-000118 · wf-form4_163719646231453.xml · nonDerivative · entry 2

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,917

F3 · shares: On November 15, 2021, the Reporting Person was granted 3,750 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:48 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 130 $257.47 $33,471.10
Disclosure

SEC source: 0001321732-21-000118 · wf-form4_163719646231453.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:40 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001321732-21-000114 · wf-form4_163719599571604.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,824

F1 · shares: On November 15, 2021, the Reporting Person was granted 1,500 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:52 UTC SaleCommon Stock 65 $265.36 $17,248.40
Disclosure

SEC source: 0001321732-21-000120 · wf-form4_163719675252843.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,338

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:43 UTC
Yuen MaggieChief Financial Officer
GrantCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001321732-21-000116 · wf-form4_163719619176737.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,785

F1 · shares: On November 15, 2021, the Reporting Person was granted 3,750 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 14,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · derivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Stock · 14,500 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 100 $267.65 $26,765.00
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,113 $266.88 $297,037.44
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $266.56 to $267.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 2,005 $266.08 $533,490.40
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $265.55 to $266.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 6,532 $264.91 $1,730,392.12
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $264.59 to $265.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 1,071 $264.17 $282,926.07
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $263.56 to $264.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 700 $262.89 $184,023.00
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $262.69 to $263.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 679 $262.07 $177,945.53
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,521

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $261.71 to $262.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 700 $261.01 $182,707.00
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $260.70 to $261.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 901 $259.96 $234,223.96
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $259.55 to $260.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 699 $259.11 $181,117.89
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,801

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $258.55 to $259.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:39 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 14,500 $7.75 $112,375.00
Disclosure

SEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · derivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 2,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $284.37 $28,437.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,324

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $283.45 $56,690.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,424

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $283.14 to $283.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 300 $282.48 $84,744.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,624

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $282.21 to $282.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 500 $281.43 $140,715.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,924

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $281.24 to $281.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $280.56 $56,112.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,424

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $280.15 to $280.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $279.52 $55,904.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,624

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $279.11 to $279.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 212 $276.64 $58,647.68
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,824

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $276.02 to $276.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 788 $275.11 $216,786.68
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,036

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $275.00 to $275.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 19:41 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $22.04 $55,100.00
Disclosure

SEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 19:47 UTC
Sarna SurbhiDirector
SaleCommon Stock 907 $278.06 $252,200.42
Disclosure

SEC source: 0001321732-21-000104 · wf-form4_163589682382643.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:14 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 527 $267.75 $141,104.25
Disclosure

SEC source: 0001321732-21-000100 · wf-form4_163468883596315.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,297

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 23:38 UTC SaleCommon Stock 65 $266.43 $17,317.95
Disclosure

SEC source: 0001321732-21-000098 · wf-form4_163434108141348.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 11, 2021 Filed Oct 14, 2021 10:04 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 14,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-21-000096 · wf-form4_163420587671618.xml · derivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 14,500 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction is being reported late due to administrative oversight.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 11, 2021 Filed Oct 14, 2021 10:04 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 500 $256.08 $128,040.00
Disclosure

SEC source: 0001321732-21-000096 · wf-form4_163420587671618.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $255.88 to $256.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2021 Filed Oct 14, 2021 10:04 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 6,300 $255.29 $1,608,327.00
Disclosure

SEC source: 0001321732-21-000096 · wf-form4_163420587671618.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $254.83 to $255.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2021 Filed Oct 14, 2021 10:04 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 4,200 $254.40 $1,068,480.00
Disclosure

SEC source: 0001321732-21-000096 · wf-form4_163420587671618.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $253.88 to $254.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2021 Filed Oct 14, 2021 10:04 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,500 $253.39 $886,865.00
Disclosure

SEC source: 0001321732-21-000096 · wf-form4_163420587671618.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $252.83 to $253.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2021 Filed Oct 14, 2021 10:04 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 14,500 $7.75 $112,375.00
Disclosure

SEC source: 0001321732-21-000096 · wf-form4_163420587671618.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction is being reported late due to administrative oversight.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · derivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 2,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $267.06 $26,706.00
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,324

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 494 $262.71 $129,778.74
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,424

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $262.53 to $263.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 606 $262.10 $158,832.60
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,918

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $261.79 to $262.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 800 $260.94 $208,752.00
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,524

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $260.62 to $261.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 500 $260.01 $130,005.00
Disclosure

SEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,324

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $259.50 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.