Tapewire

NYSE · USD

PEN

Penumbra Inc

Export transactions ↓
Tapewire entity
3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2022 Filed Nov 16, 2022 20:17 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 600 $195.15 $117,090.00
Disclosure

SEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $194.89 to $195.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:17 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 700 $194.31 $136,017.00
Disclosure

SEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $193.82 to $194.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:17 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $193.08 $38,616.00
Disclosure

SEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,796

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $192.81 to $193.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:17 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,500 $22.04 $33,060.00
Disclosure

SEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 19:58 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 346 $179.94 $62,259.24
Disclosure

SEC source: 0001321732-22-000093 · wf-form4_166613748702954.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,571

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:32 UTC
Sarna SurbhiDirector
SaleCommon Stock 28 $191.20 $5,353.60
Disclosure

SEC source: 0001321732-22-000087 · wf-form4_166501635608599.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · derivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 1,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 300 $195.46 $58,638.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $195.39 to $195.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $194.83 $19,483.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,796

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $193.57 $38,714.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,896

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $193.48 to $193.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 400 $192.62 $77,048.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $192.42 to $192.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 400 $191.63 $76,652.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,496

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $191.20 to $191.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $190.02 $19,002.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,896

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $189.95 to $190.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,500 $22.04 $33,060.00
Disclosure

SEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:34 UTC SaleCommon Stock 124 $191.20 $23,708.80
Disclosure

SEC source: 0001321732-22-000089 · wf-form4_166501643842843.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 03, 2022 Filed Oct 6, 2022 00:31 UTC SaleCommon Stock 88 $191.20 $16,825.60
Disclosure

SEC source: 0001321732-22-000085 · wf-form4_166501625969472.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,800 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000083 · wf-form4_166276634929691.xml · derivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 5,800 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 5,800 $175.17 $1,015,986.00
Disclosure

SEC source: 0001321732-22-000083 · wf-form4_166276634929691.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $175.00 to $175.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 19:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,800 $22.04 $127,832.00
Disclosure

SEC source: 0001321732-22-000083 · wf-form4_166276634929691.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,700 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000081 · wf-form4_166078271361134.xml · derivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 1,700 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1,700 $175.04 $297,568.00
Disclosure

SEC source: 0001321732-22-000081 · wf-form4_166078271361134.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $175.00 to $175.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:32 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,700 $22.04 $37,468.00
Disclosure

SEC source: 0001321732-22-000081 · wf-form4_166078271361134.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 00:41 UTC SaleCommon Stock 88 $137.12 $12,066.56
Disclosure

SEC source: 0001321732-22-000069 · wf-form4_165957369989009.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,872

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 23:21 UTC SaleCommon Stock 88 $135.00 $11,880.00
Disclosure

SEC source: 0001321732-22-000067 · wf-form4_165913685146349.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 20:28 UTC SaleCommon Stock 248 $123.64 $30,662.72
Disclosure

SEC source: 0001321732-22-000065 · wf-form4_165715367944101.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:26 UTC
Sarna SurbhiDirector
SaleCommon Stock 27 $124.39 $3,358.53
Disclosure

SEC source: 0001321732-22-000063 · wf-form4_165715357844797.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 19:38 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-22-000059 · wf-form4_165421311038297.xml · derivative · entry 3

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 19:38 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionCommon Stock 2,000 $12.36 $24,720.00
Disclosure

SEC source: 0001321732-22-000059 · wf-form4_165421311038297.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 15, 2022 Filed May 17, 2022 19:18 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,860 $143.25 $266,445.00
Disclosure

SEC source: 0001321732-22-000055 · wf-form4_165282947105372.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 268 $197.74 $52,994.32
Disclosure

SEC source: 0001321732-22-000041 · wf-form4_165041223345451.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,356

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:50 UTC
Sarna SurbhiDirector
SaleCommon Stock 28 $221.71 $6,207.88
Disclosure

SEC source: 0001321732-22-000035 · wf-form4_164920259840150.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · derivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Common Stock · 1,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $226.83 $22,683.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,624

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 400 $226.43 $90,572.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,724

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $226.12 to $226.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 800 $225.26 $180,208.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,124

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $224.88 to $225.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $223.47 $22,347.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,924

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $221.71 $22,171.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,024

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,500 $22.04 $33,060.00
Disclosure

SEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · derivative · entry 10

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,700

Underlying: Common Stock · 1,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $229.99 $22,999.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,624

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 310 $228.22 $70,748.20
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,724

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $227.92 to $228.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 190 $227.24 $43,175.60
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,034

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $227.07 to $227.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $226.38 $45,276.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,224

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $226.20 to $226.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $224.64 $22,464.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,424

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $224.17 $44,834.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,524

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $223.76 to $224.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $222.04 $44,408.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,724

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $221.70 to $222.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $219.72 $43,944.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,924

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $219.62 to $219.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:43 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,500 $22.04 $33,060.00
Disclosure

SEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 20:59 UTC
Sarna SurbhiDirector
GrantCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001321732-22-000027 · wf-form4_164566792743141.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to Ms. Sarna's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 20:55 UTC GrantCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001321732-22-000021 · wf-form4_164566769176628.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to Mr. Wilder's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.