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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2023 Filed Apr 1, 2023 00:06 UTC SaleCommon Stock 875 $271.00 $237,125.00
Disclosure

SEC source: 0001321732-23-000044 · wf-form4_168030755258028.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,660

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:06 UTC SaleCommon Stock 875 $254.98 $223,107.50
Disclosure

SEC source: 0001321732-23-000042 · wf-form4_167909794743094.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,535

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 600 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · derivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Underlying: Common Stock · 600 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 56 $259.88 $14,553.28
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,960

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $259.85 to $260.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 277 $259.31 $71,828.87
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,016

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $258.84 to $259.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 132 $258.22 $34,085.04
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,293

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $257.84 to $258.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 98 $257.41 $25,226.18
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,425

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $256.94 to $257.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 37 $256.22 $9,480.14
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,523

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $255.84 to $256.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:38 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 600 $22.04 $13,224.00
Disclosure

SEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:38 UTC SaleCommon Stock 710 $259.48 $184,230.80
Disclosure

SEC source: 0001321732-23-000039 · wf-form4_167789386566842.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,410

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:37 UTC
Bose AraniDirector
SaleCommon Stock 1 $260.03 $260.03
Disclosure

SEC source: 0001321732-23-000038 · wf-form4_167789382035570.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,342

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:37 UTC
Bose AraniDirector
SaleCommon Stock 1,757 $259.41 $455,783.37
Disclosure

SEC source: 0001321732-23-000038 · wf-form4_167789382035570.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,343

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $258.92 to $259.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:37 UTC
Bose AraniDirector
SaleCommon Stock 1,003 $258.34 $259,115.02
Disclosure

SEC source: 0001321732-23-000038 · wf-form4_167789382035570.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,100

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $257.93 to $258.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:37 UTC
Bose AraniDirector
SaleCommon Stock 1,721 $257.55 $443,243.55
Disclosure

SEC source: 0001321732-23-000038 · wf-form4_167789382035570.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,103

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $257.15 to $257.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:37 UTC
Bose AraniDirector
SaleCommon Stock 518 $256.56 $132,898.08
Disclosure

SEC source: 0001321732-23-000038 · wf-form4_167789382035570.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,824

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $255.92 to $256.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 19:45 UTC
Sarna SurbhiDirector
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000024 · wf-form4_167711312740114.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Ms. Sarna's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 19:43 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000020 · wf-form4_167711301977688.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Mr. Wilder's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:45 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000023 · wf-form4_167711309770403.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,120

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Mr. Grewal's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:49 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000030 · wf-form4_167711332038420.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Ms. O'Rourke's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:47 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000028 · wf-form4_167711324408922.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Mr. Kassing's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:47 UTC
Leeds JanetDirector
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000027 · wf-form4_167711321250902.xml · nonDerivative · entry 1

Leeds Janet · CIK 0001765394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,641

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Ms. Leeds' continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 00:43 UTC
Bose AraniDirector
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000019 · wf-form4_167711297480236.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,342

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to Dr. Bose's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 247 $257.00 $63,479.00
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 7

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,662

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $256.64 to $257.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 889 $255.81 $227,415.09
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 6

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,909

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $255.48 to $256.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 1,224 $255.01 $312,132.24
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 5

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,798

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $254.51 to $255.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 1,540 $253.92 $391,036.80
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 4

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,022

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $253.61 to $254.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 450 $252.74 $113,733.00
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 3

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,562

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $252.68 to $253.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 223 $251.94 $56,182.62
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 2

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,012

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $251.67 to $252.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:41 UTC
Bose AraniDirector
SaleCommon Stock 427 $250.81 $107,095.87
Disclosure

SEC source: 0001321732-23-000012 · wf-form4_167547129417094.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,235

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $250.47 to $251.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 27, 2023 Filed Feb 1, 2023 00:33 UTC SaleCommon Stock 693 $243.54 $168,773.22
Disclosure

SEC source: 0001321732-23-000008 · wf-form4_167521158084999.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 23, 2023 Filed Jan 26, 2023 00:31 UTC
Bose AraniDirector
SaleCommon Stock 20,000 $250.25 $5,005,000.00
Disclosure

SEC source: 0001321732-23-000006 · wf-form4_167469309275571.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,662

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $250.00 to $250.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 19:07 UTC SaleCommon Stock 124 $223.64 $27,731.36
Disclosure

SEC source: 0001321732-23-000004 · wf-form4_167296361971442.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:05 UTC
Sarna SurbhiDirector
SaleCommon Stock 27 $227.12 $6,132.24
Disclosure

SEC source: 0001321732-23-000002 · wf-form4_167296349821741.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 28, 2022 Filed Feb 3, 2023 19:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,750 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-23-000010 · wf-form4_167547104316813.xml · derivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 5,750 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
December 28, 2022 Filed Feb 3, 2023 19:37 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 5,750 $22.04 $126,730.00
Disclosure

SEC source: 0001321732-23-000010 · wf-form4_167547104316813.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction is being reported late due to administrative oversight.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:52 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 601 $223.06 $134,059.06
Disclosure

SEC source: 0001321732-22-000118 · wf-form4_167149752588394.xml · nonDerivative · entry 2

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,588

F4 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 1 share purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2022.

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December 15, 2022 Filed Dec 19, 2022 19:49 UTC
Shiu LambertChief Accounting Officer
GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001321732-22-000116 · wf-form4_167149733603283.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476

F1 · shares: On December 15, 2022, the Reporting Person was granted 2,230 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

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December 15, 2022 Filed Dec 19, 2022 19:44 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
GrantCommon Stock 8,900 $0.00 $0.00
Disclosure

SEC source: 0001321732-22-000114 · wf-form4_167149703141781.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,210

F1 · shares: On December 15, 2022, the Reporting Person was granted 8,900 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

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December 15, 2022 Filed Dec 20, 2022 00:52 UTC
Yuen MaggieChief Financial Officer
GrantCommon Stock 4,450 $0.00 $0.00
Disclosure

SEC source: 0001321732-22-000118 · wf-form4_167149752588394.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,189

F1 · shares: On December 15, 2022, the Reporting Person was granted 4,450 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 1 share purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2022.

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December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · derivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 1,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

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December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $212.71 $21,271.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

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December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 500 $211.03 $105,515.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,410

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $210.83 to $211.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 600 $210.29 $126,174.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,910

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $209.87 to $210.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

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December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 100 $208.85 $20,885.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,510

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F1 · balance_after: A portion of these shares is subject to vesting.

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December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $207.93 $41,586.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,610

F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $207.52 to $208.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 19:50 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,500 $22.04 $33,060.00
Disclosure

SEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:20 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 325 $195.99 $63,696.75
Disclosure

SEC source: 0001321732-22-000110 · wf-form4_166864802075871.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,246

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

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November 15, 2022 Filed Nov 16, 2022 20:17 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 186 $195.99 $36,454.14
Disclosure

SEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F6 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:18 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 325 $195.99 $63,696.75
Disclosure

SEC source: 0001321732-22-000108 · wf-form4_166864791650156.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,738

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 124 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2022.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:17 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · derivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 1,500 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.