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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 22, 2024 01:00 UTC
Bose AraniDirector
GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000020 · wk-form4_1708563568.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,794

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to Dr. Bose's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:54 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000016 · wk-form4_1708563285.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,123

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Mr. Kassing's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:54 UTC
Leeds JanetDirector
GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000015 · wk-form4_1708563249.xml · nonDerivative · entry 1

Leeds Janet · CIK 0001765394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,306

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Ms. Leeds' continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:52 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000012 · wk-form4_1708563138.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,879

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Ms. O'Rourke's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 00:34 UTC SaleCommon Stock 170 $240.82 $40,939.40
Disclosure

SEC source: 0001321732-24-000002 · wk-form4_1704414882.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,980

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:36 UTC
Sarna SurbhiDirector
SaleCommon Stock 85 $247.68 $21,052.80
Disclosure

SEC source: 0001321732-24-000004 · wk-form4_1704414958.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,295

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 2,450 $0.00 Strike: $22.04 $0.00
Disclosure

SEC source: 0001321732-23-000147 · wk-form4_1703896264.xml · derivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,148

Underlying: Common Stock · 2,450 shares

Expires 2025-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,450 $22.04 $53,998.00
Disclosure

SEC source: 0001321732-23-000147 · wk-form4_1703896264.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 16, 2023 Filed Dec 20, 2023 01:10 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 602 $245.48 $147,778.96
Disclosure

SEC source: 0001321732-23-000141 · wk-form4_1703034626.xml · nonDerivative · entry 2

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,252

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 18 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 20:29 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 227 $245.48 $55,723.96
Disclosure

SEC source: 0001321732-23-000143 · wk-form4_1703035743.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,869

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 11 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 20:33 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,104 $245.48 $271,009.92
Disclosure

SEC source: 0001321732-23-000145 · wk-form4_1703036002.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,147

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 15, 2023 Filed Dec 20, 2023 01:10 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 385 $245.48 $94,509.80
Disclosure

SEC source: 0001321732-23-000141 · wk-form4_1703034626.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,854

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 18 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 58 $229.23 $13,295.34
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,251

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F11 · price: This transaction was executed in multiple trades at prices ranging from $228.91 to $229.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 200 $228.31 $45,662.00
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,309

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F10 · price: This transaction was executed in multiple trades at prices ranging from $227.91 to $228.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 103 $227.43 $23,425.29
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,509

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $226.95 to $227.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 29 $226.39 $6,565.31
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,612

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $225.92 to $226.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 35 $225.57 $7,894.95
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,641

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $224.98 to $225.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 25 $224.53 $5,613.25
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,676

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $223.96 to $224.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 53 $223.43 $11,841.79
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,701

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $222.92 to $223.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 74 $222.46 $16,462.04
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,754

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $221.94 to $222.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:55 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 23 $221.33 $5,090.59
Disclosure

SEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,828

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $220.91 to $221.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:41 UTC SaleCommon Stock 150 $226.41 $33,961.50
Disclosure

SEC source: 0001321732-23-000137 · wk-form4_1701736858.xml · nonDerivative · entry 1

O'Rourke Bridget · CIK 0001704713 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,214

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:38 UTC
Bose AraniDirector
GiftCommon Stock 11,500 $0.00 $0.00
Disclosure

SEC source: 0001321732-23-000135 · wk-form4_1701736678.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,129

F1 · kind: This was a bona fide gift with no payment in consideration.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 19:33 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 381 $227.88 $86,822.28
Disclosure

SEC source: 0001321732-23-000131 · wk-form4_1700181214.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,085

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 186 $227.88 $42,385.68
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,851

F9 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 00:32 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 466 $227.88 $106,192.08
Disclosure

SEC source: 0001321732-23-000129 · wk-form4_1700181136.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,221

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

F3 · balance_after: Includes 99 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 40 $216.45 $8,658.00
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,037

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 177 $215.25 $38,099.25
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,077

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 183 $214.50 $39,253.50
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,254

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 80 $213.34 $17,067.20
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,437

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 60 $212.28 $12,736.80
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,517

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:35 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 60 $211.12 $12,667.20
Disclosure

SEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,577

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 9,670 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · derivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,670 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 197 $230.32 $45,373.04
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $230.23 to $230.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 96 $225.40 $21,638.40
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 126 $224.78 $28,322.28
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $224.45 to $224.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 188 $223.50 $42,018.00
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $223.33 to $223.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 19 $222.62 $4,229.78
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 43 $218.79 $9,407.97
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $218.19 to $218.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 236 $217.42 $51,311.12
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $217.05 to $217.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 90 $217.00 $19,530.00
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 4,857 $215.40 $1,046,197.80
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $215.10 to $215.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 3,818 $214.35 $818,388.30
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,852

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $214.03 to $215.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 9,670 $7.75 $74,942.50
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 19:31 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,750 $0.00 Strike: $12.36 $0.00
Disclosure

SEC source: 0001321732-23-000120 · wk-form4_1697067075.xml · derivative · entry 3

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 2,750 shares

Expires 2025-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 19:31 UTC
Shiu LambertChief Accounting Officer
Exercise / conversionCommon Stock 2,750 $12.36 $33,990.00
Disclosure

SEC source: 0001321732-23-000120 · wk-form4_1697067075.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares is subject to vesting.

F2 · balance_after: Includes 240 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023.

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October 02, 2023 Filed Oct 4, 2023 19:34 UTC
Sarna SurbhiDirector
SaleCommon Stock 85 $240.99 $20,484.15
Disclosure

SEC source: 0001321732-23-000116 · wk-form4_1696462447.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,380

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 19:30 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 18 $240.43 $4,327.74
Disclosure

SEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,637

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $240.22 to $240.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 19:30 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 93 $239.55 $22,278.15
Disclosure

SEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,655

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $239.20 to $240.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 19:30 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 102 $238.73 $24,350.46
Disclosure

SEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,748

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $238.22 to $239.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.