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PEN

Penumbra Inc

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3430
SEC CIK
0001321732
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025016
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 46 $191.51 $8,809.46
Disclosure

SEC source: 0001321732-24-000072 · wk-form4_1717630272.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,888

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $191.09 to $191.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 141 $190.51 $26,861.91
Disclosure

SEC source: 0001321732-24-000072 · wk-form4_1717630272.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,934

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $190.13 to $191.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 24 $189.78 $4,554.72
Disclosure

SEC source: 0001321732-24-000072 · wk-form4_1717630272.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,075

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $189.08 to $190.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 137 $188.52 $25,827.24
Disclosure

SEC source: 0001321732-24-000072 · wk-form4_1717630272.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,099

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $188.11 to $189.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 19:31 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 252 $187.64 $47,285.28
Disclosure

SEC source: 0001321732-24-000072 · wk-form4_1717630272.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,236

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $187.08 to $188.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 283 $203.35 $57,548.05
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 942,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $203.14 to $203.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 679 $202.46 $137,470.34
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 942,865

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $202.08 to $202.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 6,319 $201.16 $1,271,130.04
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 943,544

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $201.00 to $201.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC
Elsesser AdamDirector · CEO and President
SaleCommon Stock 7,719 $200.62 $1,548,585.78
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 949,863

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 15 $214.43 $3,216.45
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,488

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 43 $212.75 $9,148.25
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,503

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $212.67 to $212.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 36 $211.96 $7,630.56
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,546

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $211.92 to $212.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 31 $210.48 $6,524.88
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $210.44 to $210.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 32 $209.29 $6,697.28
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,613

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $209.13 to $209.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 16 $207.57 $3,321.12
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,645

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 48 $206.65 $9,919.20
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,661

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $206.56 to $206.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 301 $206.03 $62,015.03
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,709

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $205.57 to $206.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 13, 2024 Filed May 15, 2024 19:34 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 78 $204.80 $15,974.40
Disclosure

SEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,010

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $204.54 to $205.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
May 06, 2024 Filed May 8, 2024 23:41 UTC
Bose AraniDirector
GiftCommon Stock 69,932 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000062 · wk-form4_1715211655.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · kind: This was a bona fide gift with no payment in consideration in connection with the termination of the Arani Bose 2022 GRAT.

F2 · ownership.nature: Shares are held by the Arani Bose 2022 GRAT.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 19:27 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 193 $210.19 $40,566.67
Disclosure

SEC source: 0001321732-24-000048 · wk-form4_1713396457.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,088

F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1 $223.71 $223.71
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 9

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,281

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 3 $223.19 $669.57
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 8

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,282

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $223.18 to $223.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 1 $221.77 $221.77
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,285

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 4 $220.87 $883.48
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,286

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $220.84 to $220.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 5 $219.84 $1,099.20
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,290

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $219.69 to $220.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 24 $219.14 $5,259.36
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,295

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $218.64 to $219.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 109 $217.78 $23,738.02
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,319

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $217.60 to $218.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 233 $217.02 $50,565.66
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,428

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $216.60 to $217.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:42 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 220 $216.28 $47,581.60
Disclosure

SEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,661

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $215.60 to $216.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:42 UTC SaleCommon Stock 170 $223.18 $37,940.60
Disclosure

SEC source: 0001321732-24-000045 · wk-form4_1712187716.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,175

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 19:46 UTC
Shiu LambertChief Accounting Officer
Tax withholdingCommon Stock 232 $222.15 $51,538.80
Disclosure

SEC source: 0001321732-24-000038 · wk-form4_1710891981.xml · nonDerivative · entry 2

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,307

F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 19:46 UTC
Shiu LambertChief Accounting Officer
GrantCommon Stock 1,670 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000038 · wk-form4_1710891981.xml · nonDerivative · entry 1

Shiu Lambert · CIK 0001796068 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,539

F1 · shares: On March 15, 2024, the Reporting Person was granted 1,670 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

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March 15, 2024 Filed Mar 19, 2024 19:47 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 186 $222.15 $41,319.90
Disclosure

SEC source: 0001321732-24-000040 · wk-form4_1710892019.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,881

F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 19:47 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
GrantCommon Stock 2,070 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000040 · wk-form4_1710892019.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,067

F1 · shares: On March 15, 2024, the Reporting Person was granted 2,070 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

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March 15, 2024 Filed Mar 19, 2024 23:46 UTC
Yuen MaggieChief Financial Officer
Tax withholdingCommon Stock 193 $222.15 $42,874.95
Disclosure

SEC source: 0001321732-24-000037 · wk-form4_1710891970.xml · nonDerivative · entry 2

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,129

F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:46 UTC
Yuen MaggieChief Financial Officer
GrantCommon Stock 2,070 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000037 · wk-form4_1710891970.xml · nonDerivative · entry 1

Yuen Maggie · CIK 0001796057 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,322

F1 · shares: On March 15, 2024, the Reporting Person was granted 2,070 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date.

F2 · balance_after: A portion of these shares is subject to vesting.

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March 06, 2024 Filed Mar 9, 2024 01:10 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-24-000033 · wk-form4_1709946630.xml · derivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 01:10 UTC
Elsesser AdamDirector · CEO and President
Exercise / conversionCommon Stock 5,000 $7.75 $38,750.00
Disclosure

SEC source: 0001321732-24-000033 · wk-form4_1709946630.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:44 UTC
Bose AraniDirector
SaleCommon Stock 7,500 $250.20 $1,876,500.00
Disclosure

SEC source: 0001321732-24-000028 · wk-form4_1709685883.xml · nonDerivative · entry 1

Bose Arani · CIK 0001651318 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,294

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $250.00 to $250.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 6 $239.43 $1,436.58
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 7

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,997

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $239.42 to $239.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 213 $238.72 $50,847.36
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 6

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,003

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $238.29 to $239.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 255 $237.80 $60,639.00
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 5

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,216

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $237.28 to $238.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 42 $236.99 $9,953.58
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 4

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,471

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $236.32 to $237.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 29 $235.67 $6,834.43
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 3

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,513

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $235.39 to $235.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 38 $234.89 $8,925.82
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 2

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,542

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $234.38 to $235.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:45 UTC
Roberts JohannaEVP, Gen. Counsel & Secretary
SaleCommon Stock 17 $233.53 $3,970.01
Disclosure

SEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 1

Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,580

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $233.28 to $233.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:46 UTC SaleCommon Stock 778 $234.72 $182,612.16
Disclosure

SEC source: 0001321732-24-000031 · wk-form4_1709685977.xml · nonDerivative · entry 1

Kassing Don W. · CIK 0001651324 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,345

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 19:40 UTC
Sarna SurbhiDirector
GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000010 · wk-form4_1708562391.xml · nonDerivative · entry 1

Sarna Surbhi · CIK 0001781561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,960

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Ms. Sarna's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 19:33 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000008 · wk-form4_1708561992.xml · nonDerivative · entry 1

Wilder Thomas · CIK 0001491299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 665

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Mr. Wilder's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:56 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001321732-24-000019 · wk-form4_1708563372.xml · nonDerivative · entry 1

Grewal Harpreet · CIK 0001375889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,645

F1 · shares: Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Mr. Grewal's continued service as director through such dates.

F2 · balance_after: A portion of these shares is subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.