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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 6, 2017 22:09 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 182 $45.20 $8,226.40
Disclosure

SEC source: 0001209191-17-018396 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,185

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:09 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018396 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 978 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · derivative · entry 10

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,802

Underlying: Common Stock · 11,740 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,524 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · derivative · entry 9

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,712

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 569 $44.16 $25,127.04
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,809

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on March 1, 2017, ranging from $43.85 and 44.75.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 409 $43.25 $17,689.25
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,378

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 886 $44.16 $39,125.76
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,809

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on March 1, 2017, ranging from $43.85 and 44.75.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 638 $43.25 $27,593.50
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,695

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:25 UTC
WEBER LARRYDirector
SaleCommon Stock 1,500 $45.05 $67,575.00
Disclosure

SEC source: 0001209191-17-017539 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 4,400 $42.65 $187,660.00
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,809

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 12,540 $42.92 $538,216.80
Disclosure

SEC source: 0001209191-17-015961 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,209

F1 · price: Represents the weighted average of the sale prices on February 27, 2017, ranging from $42.90 to $43.00.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:08 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-008740 · doc4.xml · derivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:08 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 1,835 $38.34 $70,353.90
Disclosure

SEC source: 0001209191-17-008740 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,350

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on February 7, 2017, ranging from $38.30 and $38.40.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:08 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 1,706 $38.65 $65,936.90
Disclosure

SEC source: 0001209191-17-008740 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,185

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 22:08 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008740 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of Mr. Pyle's shares has been recalculated. The number of shares had been previously reported incorrectly due to administrative error.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780

Underlying: Common Stock · 11,740 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · derivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,236

Underlying: Common Stock · 32,000 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 567 $38.48 $21,818.16
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on February 1, 2017, ranging from $38.30 to $38.70.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 411 $39.05 $16,049.55
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,316

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 878 $38.48 $33,785.44
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on February 1, 2017, ranging from $38.30 to $38.70.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 646 $39.05 $25,226.30
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,627

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:51 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007678 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 982 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,758

Underlying: Common Stock · 11,740 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,524 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · derivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,760

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 511 $36.04 $18,416.44
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on January 3, 2017, ranging from $35.80 to $36.40.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 471 $36.35 $17,120.85
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,260

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 792 $36.04 $28,543.68
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on January 3, 2017, ranging from $35.80 to $36.40.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 732 $36.35 $26,608.20
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,541

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:33 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002114 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-002118 · doc4.xml · derivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

F5 · derivative.underlying_shares: The stock option grant was previously reported as 16,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split that occurred on April 1, 2014.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:34 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 1,666 $36.06 $60,075.96
Disclosure

SEC source: 0001209191-17-002118 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,891

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on January 3, 2017, ranging from $35.80 to $36.45.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 1,922 $36.35 $69,864.70
Disclosure

SEC source: 0001209191-17-002118 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,557

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002118 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 150 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,998 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 58 $36.05 $2,090.90
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 14, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 92 $36.00 $3,312.00
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 14, 2016 Filed Dec 16, 2016 21:26 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 60 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155645 · doc4.xml · derivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on December 14, 2016. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 14, 2016 Filed Dec 16, 2016 21:26 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 20 $36.45 $729.00
Disclosure

SEC source: 0001209191-16-155645 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

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December 14, 2016 Filed Dec 16, 2016 21:26 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155645 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 14, 2016. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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December 13, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 646 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

Underlying: Common Stock · 12,942 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

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December 13, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 304 $36.55 $11,111.20
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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December 13, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 342 $36.50 $12,483.00
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

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December 13, 2016 Filed Dec 14, 2016 22:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 646 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155225 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2016 Filed Feb 15, 2017 22:49 UTC
TREFLER ALANC.E.O. & Chairman
GiftCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011188 · doc5.xml · nonDerivative · entry 4

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,364,248

F1 · shares: Represents gifts made to charitable organizations other than The Trefler Foundation.

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December 13, 2016 Filed Feb 15, 2017 22:49 UTC
TREFLER ALANC.E.O. & Chairman
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011188 · doc5.xml · nonDerivative · entry 3

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,419,248

F3 · shares: Represents charitable gifts made to The Trefler Foundation, of which Mr. Trefler is a trustee. Mr. Trefler has no pecuniary interest in, and expressly disclaims beneficial ownership of the shares of Pegasystems Inc. stock which are held by The Trefler Foundation. Mr. Trefler retains voting and dispositive control over such shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.