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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2017 Filed Dec 6, 2017 22:44 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064234 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 2, 2017, with a release date of December 4, 2017, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:42 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064232 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,016

Underlying: Common Stock · 11,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:42 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 263 $50.25 $13,215.75
Disclosure

SEC source: 0001209191-17-064232 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,438

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:42 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064232 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 2, 2017, with a release date of December 4, 2017, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:37 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064227 · doc4.xml · derivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Underlying: Common Stock · 6,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:37 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 101 $50.25 $5,075.25
Disclosure

SEC source: 0001209191-17-064227 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:37 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064227 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 2, 2017, with a release date of December 4, 2017, the first business day following the vesting. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 978 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,740 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,520 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · derivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 456 $49.90 $22,754.40
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on December 1, 2017, ranging from $49.05 to $50.20.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 522 $50.25 $26,230.50
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 708 $49.90 $35,329.20
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on December 1, 2017, ranging from $49.05 to $50.20.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 812 $50.25 $40,803.00
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,852

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:48 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:45 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-17-063952 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,016

Underlying: Common Stock · 211,516 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on August 01, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:45 UTC SaleCommon Stock 830 $49.92 $41,433.60
Disclosure

SEC source: 0001209191-17-063952 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on December 1, 2017, ranging from $49.25 to $50.20.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:45 UTC Tax withholdingCommon Stock 2,670 $50.25 $134,167.50
Disclosure

SEC source: 0001209191-17-063952 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:45 UTC Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063952 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Feb 13, 2018 22:38 UTC
GYENES PETERDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009687 · doc5.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,519

F1 · shares: Represents a gift of stock by Mr. Gyenes to a charitable organization.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 51,224 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-17-061514 · doc4.xml · derivative · entry 6

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

Underlying: Common Stock · 53,920 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

F5 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 26,960, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 9,400 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-061514 · doc4.xml · derivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,400 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.

F3 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 4,700, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 29,932 $51.40 $1,538,504.80
Disclosure

SEC source: 0001209191-17-061514 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,786

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 51,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061514 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 4,999 $51.35 $256,698.65
Disclosure

SEC source: 0001209191-17-061514 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,494

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 9,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061514 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:46 UTC PurchaseCommon Stock 5,000 $52.13 $260,650.00
Disclosure

SEC source: 0001209191-17-060923 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,395

F1 · price: Represents the weighted average of the purchase prices on November 13, 2017, ranging from $52.05 and $52.20.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · derivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,516

Underlying: Common Stock · 211,516 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · derivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,799

Underlying: Common Stock · 43,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC SaleCommon Stock 3,000 $57.83 $173,490.00
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on November 1, 2017, ranging from $57.55 to $58.20.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC SaleCommon Stock 978 $57.83 $56,557.74
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices on November 1, 2017, ranging from $57.55 to $58.20.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC Tax withholdingCommon Stock 2,522 $58.75 $148,167.50
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,164

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC Tax withholdingCommon Stock 908 $58.30 $52,936.40
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:59 UTC Exercise / conversionCommon Stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059210 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on November 1, 2017. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 978 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

Underlying: Common Stock · 11,740 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vest 20% on December 11, 2009, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,524 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · derivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common Stock · 32,000 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest 20% on December 13, 2008, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 465 $57.82 $26,886.30
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on November 1, 2017, ranging from $57.65 to $58.10.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 513 $58.75 $30,138.75
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,609

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 724 $57.82 $41,861.68
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on November 1, 2017, ranging from $57.65 to $58.10.

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November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 800 $58.75 $47,000.00
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

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November 01, 2017 Filed Nov 3, 2017 20:55 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2017 Filed Oct 4, 2017 21:23 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-17-055935 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,016

Underlying: Common Stock · 211,516 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

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October 02, 2017 Filed Oct 4, 2017 21:23 UTC SaleCommon Stock 1,228 $57.97 $71,187.16
Disclosure

SEC source: 0001209191-17-055935 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,907

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on October 2, 2017, ranging from $57.15 to $58.35.

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October 02, 2017 Filed Oct 4, 2017 21:23 UTC Tax withholdingCommon Stock 2,272 $57.75 $131,208.00
Disclosure

SEC source: 0001209191-17-055935 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,135

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

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October 02, 2017 Filed Oct 4, 2017 21:23 UTC Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055935 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 978 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Common Stock · 11,740 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.

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October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,524 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · derivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

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October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 464 $57.91 $26,870.24
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on October 2, 2017, ranging from $57.05 to $58.40.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.