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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2018 Filed Mar 23, 2018 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021507 · doc4.xml · derivative · entry 2

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 21:54 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021507 · doc4.xml · nonDerivative · entry 1

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 21:52 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021502 · doc4.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 21:50 UTC
GYENES PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021495 · doc4.xml · derivative · entry 2

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 21:50 UTC
GYENES PETERDirector
Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021495 · doc4.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019325 · doc4.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on March 12, 2018. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 28 $62.85 $1,759.80
Disclosure

SEC source: 0001209191-18-019325 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

F3 · balance_after: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 92 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019325 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on March 12, 2018. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 608 $63.00 $38,304.00
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:45 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019337 · doc4.xml · derivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230

Underlying: Common Stock · 602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:45 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 178 $62.70 $11,160.60
Disclosure

SEC source: 0001209191-18-019337 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,194

F2 · balance_after: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:45 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019337 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:44 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019333 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 8,033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:44 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 119 $62.70 $7,461.30
Disclosure

SEC source: 0001209191-18-019333 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:44 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019333 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 8,033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019325 · doc4.xml · derivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917

Underlying: Common Stock · 326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 97 $62.70 $6,081.90
Disclosure

SEC source: 0001209191-18-019325 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 326 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019325 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:42 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019329 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627

Underlying: Common Stock · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:42 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 163 $62.70 $10,220.10
Disclosure

SEC source: 0001209191-18-019329 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,183

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:42 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019329 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 9, 2018. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:23 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018569 · doc4.xml · derivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,012

Underlying: Common Stock · 502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:23 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 148 $60.85 $9,005.80
Disclosure

SEC source: 0001209191-18-018569 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,770

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:23 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018569 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:22 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018564 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 8,798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:22 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 130 $60.85 $7,910.50
Disclosure

SEC source: 0001209191-18-018564 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,815

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:22 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018564 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 8,798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:20 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018560 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,012

Underlying: Common Stock · 502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:20 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 148 $60.85 $9,005.80
Disclosure

SEC source: 0001209191-18-018560 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,793

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:20 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018560 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 194 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976

Underlying: Common Stock · 194 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · derivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

Underlying: Common Stock · 76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit ("RSU") represents the right to receive, following vesting, one share of Pegasystems Inc.'s (the "Company") common stock.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 1,508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 500 $62.85 $31,425.00
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 500 $63.00 $31,500.00
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 92 $62.23 $5,725.16
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

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March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 102 $60.20 $6,140.40
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

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March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 194 $20.05 $3,889.70
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 23 $60.85 $1,399.55
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

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March 07, 2018 Filed Mar 9, 2018 22:19 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018557 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2018. The original grant was 1,508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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March 07, 2018 Filed Mar 9, 2018 22:17 UTC SaleCommon Stock 8,585 $62.31 $534,931.35
Disclosure

SEC source: 0001209191-18-018553 · doc4.xml · nonDerivative · entry 1

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,254

F1 · price: Represents the weighted average of the sale prices, ranging from $62.26 to $62.43. The individual has provided Pegasystems Inc. (the "Company"), and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

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March 06, 2018 Filed Mar 7, 2018 23:16 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 6,000 $60.00 $360,000.00
Disclosure

SEC source: 0001209191-18-017804 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,505

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

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March 06, 2018 Filed Mar 7, 2018 23:15 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 2,250 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-18-017801 · doc4.xml · derivative · entry 20

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,003

Underlying: Common Stock · 2,250 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Options vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

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March 06, 2018 Filed Mar 7, 2018 23:15 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 500 $60.53 $30,265.00
Disclosure

SEC source: 0001209191-18-017801 · doc4.xml · nonDerivative · entry 13

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

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March 06, 2018 Filed Mar 7, 2018 23:15 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 417 $60.12 $25,070.04
Disclosure

SEC source: 0001209191-18-017801 · doc4.xml · nonDerivative · entry 12

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

F3 · price: Represents the weighted average of the sale prices on March 6, 2018, ranging from $60.12 to $60.13.

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March 06, 2018 Filed Mar 7, 2018 23:15 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 1,833 $60.10 $110,163.30
Disclosure

SEC source: 0001209191-18-017801 · doc4.xml · nonDerivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472

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March 06, 2018 Filed Mar 7, 2018 23:15 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 2,250 $44.30 $99,675.00
Disclosure

SEC source: 0001209191-18-017801 · doc4.xml · nonDerivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 05, 2018 Filed Mar 7, 2018 23:22 UTC
Trefler LeonSVP, Global Customer Success
GrantRestricted Stock Units · Derivative 1,751 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017817 · doc4.xml · derivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751

Underlying: Common Stock · 1,751 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s (the "Company") common stock.

F5 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 5, 2018. All RSUs vest 100% on March 5, 2019, subject to attainment of the CICP performance threshold funding for the year ending December 31, 2018.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 05, 2018 Filed Mar 7, 2018 23:22 UTC
Trefler LeonSVP, Global Customer Success
GrantStock Options · Derivative 23,327 $0.00 Strike: $58.95 $0.00
Disclosure

SEC source: 0001209191-18-017817 · doc4.xml · derivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,327

Underlying: Common Stock · 23,327 shares

Expires 2028-03-05

F4 · shares: Stock options will vest 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

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March 05, 2018 Filed Mar 7, 2018 23:22 UTC
Trefler LeonSVP, Global Customer Success
GrantRestricted Stock Units · Derivative 7,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017817 · doc4.xml · derivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

Underlying: Common Stock · 7,246 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s (the "Company") common stock.

F2 · shares: RSUs will vest 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 05, 2018 Filed Mar 7, 2018 23:20 UTC GrantRestricted Stock Units · Derivative 2,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017811 · doc4.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,641

Underlying: Common Stock · 2,641 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s (the "Company")common stock.

F5 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 5, 2018. All RSUs vest 100% on March 5, 2019, subject to attainment of the CICP performance threshold funding for the year ending December 31, 2018.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.