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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2018 Filed Aug 27, 2018 20:40 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 661 $61.25 $40,486.25
Disclosure

SEC source: 0001209191-18-048502 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 956 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001209191-18-047465 · doc4.xml · derivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,471

Underlying: Common Stock · 956 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 393 $60.50 $23,776.50
Disclosure

SEC source: 0001209191-18-047465 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 563 $60.50 $34,061.50
Disclosure

SEC source: 0001209191-18-047465 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 956 $25.20 $24,091.20
Disclosure

SEC source: 0001209191-18-047465 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:50 UTC Exercise / conversionStock Options · Derivative 10,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-046625 · doc4.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,410

Underlying: Common Stock · 10,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:50 UTC Tax withholdingCommon Stock 3,138 $59.55 $186,867.90
Disclosure

SEC source: 0001209191-18-046625 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,387

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 20:50 UTC Exercise / conversionCommon Stock 10,576 $27.74 $293,378.24
Disclosure

SEC source: 0001209191-18-046625 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:59 UTC SaleCommon Stock 1,000 $55.85 $55,850.00
Disclosure

SEC source: 0001209191-18-045325 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,249

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
August 01, 2018 Filed Aug 17, 2018 21:24 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 2,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047477 · doc4a.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,240

Underlying: Common Stock · 2,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on August 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 01, 2018 Filed Aug 17, 2018 21:24 UTC Amendment SaleCommon Stock 1,000 $55.85 $55,850.00
Disclosure

SEC source: 0001209191-18-047477 · doc4a.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,463

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
August 01, 2018 Filed Aug 17, 2018 21:24 UTC Amendment Tax withholdingCommon Stock 972 $55.60 $54,043.20
Disclosure

SEC source: 0001209191-18-047477 · doc4a.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463

Read SEC document
August 01, 2018 Filed Aug 17, 2018 21:24 UTC Amendment Exercise / conversionCommon Stock 2,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047477 · doc4a.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on August 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F2 · shares: The Form 4 filed on August 3, 2018 is amended by this Form 4A to include Mr. Stillwell's August 1, 2018 vesting, which was not reported on the original form.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:37 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-041116 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,986

Underlying: Common Stock · 3,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:37 UTC SaleCommon Stock 1,949 $54.44 $106,103.56
Disclosure

SEC source: 0001209191-18-041116 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,249

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices, ranging from $54.20 to $54.93. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:37 UTC Tax withholdingCommon Stock 2,551 $54.20 $138,264.20
Disclosure

SEC source: 0001209191-18-041116 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,198

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:37 UTC Exercise / conversionCommon Stock 3,500 $27.74 $97,090.00
Disclosure

SEC source: 0001209191-18-041116 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:00 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040060 · doc4.xml · derivative · entry 3

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:00 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 2,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040060 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Mr. Weber's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 21:00 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 571 $54.76 $31,267.96
Disclosure

SEC source: 0001209191-18-040060 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040057 · doc4.xml · derivative · entry 3

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 2,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040057 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Ms. Rowlands' service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:58 UTC Exercise / conversionCommon Stock 571 $54.76 $31,267.96
Disclosure

SEC source: 0001209191-18-040057 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040052 · doc4.xml · derivative · entry 4

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040052 · doc4.xml · derivative · entry 3

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Mr. O'Halloran's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:53 UTC Exercise / conversionCommon Stock 571 $54.76 $31,267.96
Disclosure

SEC source: 0001209191-18-040052 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:49 UTC Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040049 · doc4.xml · derivative · entry 3

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:49 UTC Exercise / conversionRestricted Stock Units · Derivative 2,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040049 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Ms. Ledingham's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:49 UTC Exercise / conversionCommon Stock 571 $54.76 $31,267.96
Disclosure

SEC source: 0001209191-18-040049 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040047 · doc4.xml · derivative · entry 7

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 2,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040047 · doc4.xml · derivative · entry 6

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Mr. Jones' service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:47 UTC Exercise / conversionCommon Stock 571 $54.76 $31,267.96
Disclosure

SEC source: 0001209191-18-040047 · doc4.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 20:45 UTC
GYENES PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040045 · doc4.xml · derivative · entry 3

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 28, 2018 Filed Jun 29, 2018 20:45 UTC
GYENES PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 2,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040045 · doc4.xml · derivative · entry 2

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a grant of 2,283 restricted stock units on June 28, 2018, in consideration for Mr. Gyenes' service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next four quarters, with the first 25% vesting immediately.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 28, 2018 Filed Jun 29, 2018 20:45 UTC
GYENES PETERDirector
Exercise / conversionCommon Stock 571 $54.76 $31,267.96
Disclosure

SEC source: 0001209191-18-040045 · doc4.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 28, 2018. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 313 $0.00 Strike: $27.24 $0.00
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Common Stock · 313 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 196 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760

Underlying: Common Stock · 196 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 123 $62.10 $7,638.30
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 190 $62.05 $11,789.50
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 313 $27.24 $8,526.12
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 93 $62.05 $5,770.65
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 103 $62.05 $6,391.15
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:43 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 196 $20.05 $3,929.80
Disclosure

SEC source: 0001209191-18-038585 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 19, 2018 20:46 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 2,400 $62.46 $149,904.00
Disclosure

SEC source: 0001209191-18-038592 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,269

F1 · price: Represents the weighted average of the sale prices, ranging from $62.45 to $62.51. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:37 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037479 · doc4.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on June 12, 2018. The original grant was 1,856 restricted stock units, with 20% vesting on September 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:37 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 28 $62.10 $1,738.80
Disclosure

SEC source: 0001209191-18-037479 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:37 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037479 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on June 12, 2018. The original grant was 1,856 restricted stock units, with 20% vesting on September 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 12, 2018 Filed Feb 14, 2019 21:36 UTC
TREFLER ALANC.E.O. & Chairman
SaleCommon Stock 25,000 $61.79 $1,544,750.00
Disclosure

SEC source: 0001209191-19-010195 · doc5.xml · nonDerivative · entry 2

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trefler Family Foundation

Disclosed balance after: 73,000

F1 · balance_after: Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares.

Read SEC document
June 12, 2018 Filed Feb 14, 2019 21:36 UTC
TREFLER ALANC.E.O. & Chairman
SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010195 · doc5.xml · nonDerivative · entry 1

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,843,848

Read SEC document
June 11, 2018 Filed Jun 13, 2018 20:44 UTC
WEBER LARRYDirector
SaleCommon Stock 750 $62.15 $46,612.50
Disclosure

SEC source: 0001209191-18-037492 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.