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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2018 Filed Sep 10, 2018 21:48 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050331 · doc4.xml · derivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006

Underlying: Common Stock · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:48 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 149 $63.25 $9,424.25
Disclosure

SEC source: 0001209191-18-050331 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:48 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050331 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:45 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050329 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 8798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:45 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 130 $63.25 $8,222.50
Disclosure

SEC source: 0001209191-18-050329 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,784

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:45 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050329 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 8798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:41 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050327 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006

Underlying: Common Stock · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:41 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 225 $63.25 $14,231.25
Disclosure

SEC source: 0001209191-18-050327 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,073

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:41 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050327 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 194 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 194 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on September 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152

Underlying: Common Stock · 76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 1508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 93 $63.83 $5,936.19
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 101 $63.80 $6,443.80
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 194 $20.05 $3,889.70
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 23 $63.25 $1,454.75
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 7, 2018. The original grant was 1508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 22:31 UTC Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049953 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Underlying: Common Stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:38 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 338 $63.00 $21,294.00
Disclosure

SEC source: 0001209191-18-050325 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:31 UTC SaleCommon Stock 1,500 $63.35 $95,025.00
Disclosure

SEC source: 0001209191-18-049953 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,179

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:31 UTC Tax withholdingCommon Stock 64 $63.70 $4,076.80
Disclosure

SEC source: 0001209191-18-049953 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,679

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:31 UTC Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049953 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · derivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,171

Underlying: Common Stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · derivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 3,175 $63.05 $200,183.75
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

F3 · price: Represents the weighted average of the sale prices, ranging from $63.05 to $63.10. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 109 $63.70 $6,943.30
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,967

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 183 $63.70 $11,657.10
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:13 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049942 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 844 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,061

Underlying: Common Stock · 844 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · derivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Common Stock · 171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 403 $63.50 $25,590.50
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 441 $63.50 $28,003.50
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

F3 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 844 $20.49 $17,293.56
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 51 $63.70 $3,248.70
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 171 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 92 $63.70 $5,860.40
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

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September 04, 2018 Filed Sep 6, 2018 22:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049940 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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September 04, 2018 Filed Sep 6, 2018 21:29 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 5,000 $63.29 $316,450.00
Disclosure

SEC source: 0001209191-18-049916 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices, ranging from $62.85 to $63.75. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

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September 04, 2018 Filed Sep 6, 2018 21:29 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 165 $63.70 $10,510.50
Disclosure

SEC source: 0001209191-18-049916 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,474

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September 04, 2018 Filed Sep 6, 2018 21:29 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049916 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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September 04, 2018 Filed Sep 6, 2018 21:27 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049911 · doc4.xml · derivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,171

Underlying: Common Stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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September 04, 2018 Filed Sep 6, 2018 21:27 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049911 · doc4.xml · derivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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September 04, 2018 Filed Sep 6, 2018 21:27 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 165 $63.70 $10,510.50
Disclosure

SEC source: 0001209191-18-049911 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,794

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

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September 04, 2018 Filed Sep 6, 2018 21:27 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049911 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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September 04, 2018 Filed Sep 6, 2018 21:27 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 248 $63.70 $15,797.60
Disclosure

SEC source: 0001209191-18-049911 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,589

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:27 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049911 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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September 02, 2018 Filed Sep 6, 2018 21:29 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049916 · doc4.xml · derivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on September 2, 2018, with a release date of September 4, 2018, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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August 28, 2018 Filed Aug 29, 2018 20:53 UTC SaleCommon Stock 10,000 $62.87 $628,700.00
Disclosure

SEC source: 0001209191-18-048819 · doc4.xml · nonDerivative · entry 2

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 206,192

F2 · price: Represents the weighted average of the sale prices, ranging from $62.75 to $63.08. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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August 27, 2018 Filed Aug 29, 2018 20:47 UTC
WEBER LARRYDirector
SaleCommon Stock 300 $62.65 $18,795.00
Disclosure

SEC source: 0001209191-18-048817 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,041

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.