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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 276 $77.62 $21,423.12
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,991

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:36 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059074 · doc4.xml · derivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:36 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059074 · doc4.xml · derivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:36 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 165 $77.62 $12,807.30
Disclosure

SEC source: 0001209191-19-059074 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,720

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:36 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059074 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:36 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 248 $77.62 $19,249.76
Disclosure

SEC source: 0001209191-19-059074 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,516

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:36 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059074 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:57 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059102 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:57 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 248 $77.62 $19,249.76
Disclosure

SEC source: 0001209191-19-059102 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:57 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059102 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:25 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059056 · doc4.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535

Underlying: Common Stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:25 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059056 · doc4.xml · derivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:25 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 51 $77.62 $3,958.62
Disclosure

SEC source: 0001209191-19-059056 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:25 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059056 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:25 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 92 $77.62 $7,141.04
Disclosure

SEC source: 0001209191-19-059056 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:25 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059056 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:32 UTC SaleCommon Stock 11,000 $77.51 $852,610.00
Disclosure

SEC source: 0001209191-19-057611 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 166,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on November 19, 2019, ranging from $77.51 to $77.54. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2019 Filed Feb 14, 2020 22:43 UTC GiftCommon Stock 1,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009764 · doc5.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 490,497

F1 · shares: Donation made to a charitable organization.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:14 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 331 $74.00 $24,494.00
Disclosure

SEC source: 0001209191-19-056723 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:26 UTC Exercise / conversionStock Options · Derivative 10,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-19-056364 · doc4.xml · derivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,531

Underlying: Common Stock · 10,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:26 UTC SaleCommon Stock 1,000 $73.77 $73,770.00
Disclosure

SEC source: 0001209191-19-056364 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568

F3 · price: Represents the weighted average of the sale prices on November 12, 2019, ranging from $73.77 to $73.78. The individual has provided to the Company, and undertakes to provide to the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:26 UTC SaleCommon Stock 3,666 $73.63 $269,927.58
Disclosure

SEC source: 0001209191-19-056364 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568

F2 · price: Represents the weighted average of the sale prices on November 12, 2019, ranging from $73.59 to $73.64. The individual has provided to the Company, and undertakes to provide to the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:26 UTC Tax withholdingCommon Stock 6,910 $73.80 $509,958.00
Disclosure

SEC source: 0001209191-19-056364 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,234

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which was paid by way of the Company withholding shares of equal value.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:26 UTC Exercise / conversionCommon Stock 10,576 $27.74 $293,378.24
Disclosure

SEC source: 0001209191-19-056364 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:18 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 14,938 $0.00 Strike: $16.02 $0.00
Disclosure

SEC source: 0001209191-19-056343 · doc4.xml · derivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,938 shares

Expires 2021-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.

F5 · balance_after: The grant of stock options was previously reported as 7,469, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:18 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 6,502 $74.05 $481,473.10
Disclosure

SEC source: 0001209191-19-056343 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,207

F2 · price: Represents the weighted average of the sale prices on November 12, 2019, ranging from $74.01 to $74.14. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:18 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 8,436 $74.03 $624,517.08
Disclosure

SEC source: 0001209191-19-056343 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,709

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:18 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 14,938 $16.02 $239,306.76
Disclosure

SEC source: 0001209191-19-056343 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:15 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 150 $72.05 $10,807.50
Disclosure

SEC source: 0001209191-19-056338 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

F1 · price: Represents the weighted average of the sale prices on November 11, 2019, ranging from $72.045 and $72.048. The individual has provided the Company, and undertakes to provide to the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:37 UTC SaleCommon Stock 3,000 $75.26 $225,780.00
Disclosure

SEC source: 0001209191-19-055227 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 177,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on November 1, 2019, ranging from $74.97 and $75.59. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:45 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,473 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-19-055255 · doc4.xml · derivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,553

Underlying: Common Stock · 1,473 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

F6 · balance_after: The grant of stock options was previously reported as 13,013, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:45 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 600 $76.16 $45,696.00
Disclosure

SEC source: 0001209191-19-055255 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on November 1, 2019, ranging from $76.03 to $76.25. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:45 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 873 $75.21 $65,658.33
Disclosure

SEC source: 0001209191-19-055255 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,248

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:45 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,473 $20.05 $29,533.65
Disclosure

SEC source: 0001209191-19-055255 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055250 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,307

Underlying: Common Stock · 2,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents 5% vesting on November 1, 2019. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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November 01, 2019 Filed Nov 5, 2019 21:42 UTC Tax withholdingCommon Stock 972 $75.21 $73,104.12
Disclosure

SEC source: 0001209191-19-055250 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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November 01, 2019 Filed Nov 5, 2019 21:42 UTC Exercise / conversionCommon Stock 2,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055250 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 5% vesting on November 1, 2019. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

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November 01, 2019 Filed Nov 5, 2019 21:42 UTC SaleCommon Stock 1,000 $76.07 $76,070.00
Disclosure

SEC source: 0001209191-19-055250 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on November 1, 2019, ranging from $75.56 to $76.25. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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November 01, 2019 Filed Nov 5, 2019 21:39 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 1,000 $75.21 $75,210.00
Disclosure

SEC source: 0001209191-19-055243 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · shares: Sold pursuant to a pre-arranged stock trading plan undre rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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October 03, 2019 Filed Oct 3, 2019 20:57 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0001209191-19-052326 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,691

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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October 01, 2019 Filed Oct 3, 2019 21:02 UTC SaleCommon Stock 3,000 $68.55 $205,650.00
Disclosure

SEC source: 0001209191-19-052334 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 180,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on October 1, 2019, ranging from $68.21 to $68.84. The individual has provided the company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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October 01, 2019 Filed Oct 3, 2019 21:10 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,473 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-19-052342 · doc4.xml · derivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,465

Underlying: Common Stock · 1,473 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

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October 01, 2019 Filed Oct 3, 2019 21:10 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 686 $69.04 $47,361.44
Disclosure

SEC source: 0001209191-19-052342 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on October 1, 2019, ranging from $68.79 to $69.40. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock unit and/or options awards.

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October 01, 2019 Filed Oct 3, 2019 21:10 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 787 $68.69 $54,059.03
Disclosure

SEC source: 0001209191-19-052342 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

F1 · price: Represents exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

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October 01, 2019 Filed Oct 3, 2019 21:10 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,473 $11.05 $16,276.65
Disclosure

SEC source: 0001209191-19-052342 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:06 UTC SaleCommon Stock 1,000 $68.97 $68,970.00
Disclosure

SEC source: 0001209191-19-052337 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,354

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on October 1, 2019, ranging from $68.64 to $69.44. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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October 01, 2019 Filed Oct 3, 2019 20:57 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 2,000 $69.00 $138,000.00
Disclosure

SEC source: 0001209191-19-052326 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,691

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices on October 1, 2019, ranging from $68.62 to $69.45. The individual has provided the Company, and undertakes to provide to the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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September 16, 2019 Filed Sep 17, 2019 20:28 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 240 $71.75 $17,220.00
Disclosure

SEC source: 0001209191-19-049845 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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September 12, 2019 Filed Sep 13, 2019 20:11 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 314 $0.00 Strike: $27.24 $0.00
Disclosure

SEC source: 0001209191-19-049472 · doc4.xml · derivative · entry 15

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510

Underlying: Common Stock · 314 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.