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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 16, 2019 21:23 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060649 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 12, 2019. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 12, 2019 Filed Feb 14, 2020 22:43 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009764 · doc5.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jones Family Foundation

Disclosed balance after: 57,590

F2 · shares: Gift of 10,000 shares from the Richard H. Jones Revocable Trust to The Jones Family Foundation.

F3 · ownership.nature: Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.

Read SEC document
December 12, 2019 Filed Feb 14, 2020 22:43 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009764 · doc5.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 479,169

F2 · shares: Gift of 10,000 shares from the Richard H. Jones Revocable Trust to The Jones Family Foundation.

Read SEC document
December 12, 2019 Filed Feb 14, 2020 22:43 UTC GiftCommon Stock 1,328 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009764 · doc5.xml · nonDerivative · entry 2

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 489,169

F1 · shares: Donation made to a charitable organization.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:46 UTC
GYENES PETERDirector
GiftCommon Stock 9,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060440 · doc4.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,447

F1 · shares: Represents a gift of stock by Mr. Gyenes to a charitable organization.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

Underlying: Common Stock · 327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents 5% vesting on December 9, 2019. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 97 $76.98 $7,467.06
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 5% vesting on December 9, 2019. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 22:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059736 · doc4.xml · derivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Underlying: Common Stock · 602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on December 9, 2019. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the next four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 22:14 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 268 $76.98 $20,630.64
Disclosure

SEC source: 0001209191-19-059736 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 22:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059736 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on December 9, 2019. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:28 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059653 · doc4.xml · derivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,762

Underlying: Common Stock · 552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on December 9, 2019. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:28 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 246 $76.98 $18,937.08
Disclosure

SEC source: 0001209191-19-059653 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,227

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:28 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 552 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059653 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on December 9, 2019. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:23 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059651 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on December 9, 2019. The original grant was 8,033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:23 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 179 $76.98 $13,779.42
Disclosure

SEC source: 0001209191-19-059651 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,222

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:23 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059651 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 9, 2019. The original grant was 8,033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 843 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Underlying: Common Stock · 843 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 438 $78.00 $34,164.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 405 $78.00 $31,590.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528

F2 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 843 $20.49 $17,273.07
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · derivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Common Stock · 128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 337 $77.00 $25,949.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 38 $75.31 $2,861.78
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:29 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059754 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 2,558 restricted stock units, with 20% vesting on March 5, 2019, and remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:07 UTC Exercise / conversionRestricted Stock Units · Derivative 426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059728 · doc4.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541

Underlying: Common Stock · 426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:07 UTC Tax withholdingCommon Stock 190 $75.31 $14,308.90
Disclosure

SEC source: 0001209191-19-059728 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,882

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:07 UTC Exercise / conversionCommon Stock 426 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059728 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 8,524 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059736 · doc4.xml · derivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the next four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:14 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 162 $75.31 $12,200.22
Disclosure

SEC source: 0001209191-19-059736 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059736 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:28 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059653 · doc4.xml · derivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:28 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 162 $75.31 $12,200.22
Disclosure

SEC source: 0001209191-19-059653 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,921

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:28 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059653 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:05 UTC SaleCommon Stock 4,000 $77.51 $310,040.00
Disclosure

SEC source: 0001209191-19-059145 · doc4.xml · nonDerivative · entry 5

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 159,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:05 UTC SaleCommon Stock 1,900 $77.33 $146,927.00
Disclosure

SEC source: 0001209191-19-059145 · doc4.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 163,010

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices December 2, 2019, ranging from $77.04 to $77.51. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:05 UTC SaleCommon Stock 1,100 $76.28 $83,908.00
Disclosure

SEC source: 0001209191-19-059145 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 164,910

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices December 2, 2019, ranging from $76.01 to $76.89. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or to any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059106 · doc4.xml · derivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279

Underlying: Common Stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents the 5% vesting on December 2, 2019. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 02, 2019 Filed Dec 4, 2019 22:02 UTC SaleCommon Stock 100 $76.91 $7,691.00
Disclosure

SEC source: 0001209191-19-059106 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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December 02, 2019 Filed Dec 4, 2019 22:02 UTC SaleCommon Stock 900 $75.75 $68,175.00
Disclosure

SEC source: 0001209191-19-059106 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,746

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on December 2, 2019, ranging from $75.54 to $76.05. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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December 02, 2019 Filed Dec 4, 2019 22:02 UTC Tax withholdingCommon Stock 64 $77.62 $4,967.68
Disclosure

SEC source: 0001209191-19-059106 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,646

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:02 UTC Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059106 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the 5% vesting on December 2, 2019. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

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December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,300 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · derivative · entry 10

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,165

Underlying: Common Stock · 1,300 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

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December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · derivative · entry 9

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F8 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 619 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · derivative · entry 8

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

Underlying: Common Stock · 619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F8 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 619 $75.34 $46,635.46
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

F4 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: Represents the weighted average of the sale prices on December 2, 2019, ranging from $75.30 to $75.36. The individual has provided to the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 681 $77.51 $52,784.31
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,814

F3 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

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December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,300 $11.05 $14,365.00
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 165 $77.62 $12,807.30
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059120 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on December 2, 2019. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.