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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 22:57 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
GrantRestricted Stock Units · Derivative 461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000056 · wf-form4_161489861123940.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common stock · 461 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F7 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2021. All RSUs vest 100% on March 2, 2022, subject to attainment of the CICP performance threshold funding for the year ending December 31, 2021.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:57 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000056 · wf-form4_161489861123940.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: Common stock · 171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:57 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 51 $136.08 $6,940.08
Disclosure

SEC source: 0001013857-21-000056 · wf-form4_161489861123940.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:57 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 171 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000056 · wf-form4_161489861123940.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:50 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · derivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478

Underlying: Common stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:50 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon stock 161 $136.08 $21,908.88
Disclosure

SEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,372

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:50 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon stock 369 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000054 · wf-form4_161489818935857.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:47 UTC
PYLE MICHAEL RSenior VP, Engineering
GrantStock Options · Derivative 8,499 $0.00 Strike: $130.45 $0.00
Disclosure

SEC source: 0001013857-21-000052 · wf-form4_161489801535089.xml · derivative · entry 7

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

Underlying: Common stock · 8,499 shares

Expires 2031-03-02

F8 · shares: One-third of the options will vest on March 2, 2022, with the remaining two-thirds vesting on March 2, 2023, and March 2, 2024.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:47 UTC
PYLE MICHAEL RSenior VP, Engineering
GrantRestricted Stock Units · Derivative 2,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000052 · wf-form4_161489801535089.xml · derivative · entry 6

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

Underlying: Common stock · 2,304 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F7 · shares: One-third of the RSUs will vest on March 2, 2022, with the remaining two-thirds vesting on March 2, 2023, and March 2, 2024.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:47 UTC
PYLE MICHAEL RSenior VP, Engineering
GrantRestricted Stock Units · Derivative 1,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000052 · wf-form4_161489801535089.xml · derivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common stock · 1,084 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F5 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2021. All RSUs vest 100% on March 2, 2022, subject to attainment of the CICP performance threshold funding for the year ending December 31, 2021.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:41 UTC GrantRestricted Stock Units · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000050 · wf-form4_161489763362015.xml · derivative · entry 1

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

Underlying: Common stock · 971 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2021. All RSUs vest 100% on March 2, 2022, subject to attainment of the CICP performance threshold funding for the year ending December 31, 2021.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · derivative · entry 12

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

Underlying: Common stock · 2,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents 20% vesting on March 3, 2021. The original grant was 13,931 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC GrantStock Options · Derivative 39,428 $0.00 Strike: $130.45 $0.00
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · derivative · entry 10

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,428

Underlying: Common stock · 39,428 shares

Expires 2031-03-02

F9 · shares: Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC GrantRestricted Stock Units · Derivative 11,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · derivative · entry 9

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,527

Underlying: Common stock · 11,527 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F8 · shares: RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC GrantRestricted Stock Units · Derivative 1,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · derivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454

Underlying: Common stock · 1,454 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F7 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2021. All RSUs vest 100% on March 2, 2022, subject to the attainment of the CICP performance threshold funding for the year ending December 31, 2021.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · derivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC Tax withholdingCommon stock 63 $136.08 $8,573.04
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,771

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:37 UTC Exercise / conversionCommon stock 142 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000048 · wf-form4_161489746100969.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:30 UTC
Trefler LeonSVP, Global Customer Success
GrantStock Options · Derivative 13,143 $0.00 Strike: $130.45 $0.00
Disclosure

SEC source: 0001013857-21-000044 · wf-form4_161489698477776.xml · derivative · entry 9

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,143

Underlying: Common stock · 13,143 shares

Expires 2031-03-02

F8 · shares: Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:30 UTC
Trefler LeonSVP, Global Customer Success
GrantRestricted Stock Units · Derivative 3,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000044 · wf-form4_161489698477776.xml · derivative · entry 8

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843

Underlying: Common stock · 3,843 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share the issuer's of common stock.

F7 · shares: RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:30 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000044 · wf-form4_161489698477776.xml · derivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478

Underlying: Common stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share the issuer's of common stock.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the next four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:30 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon stock 109 $136.08 $14,832.72
Disclosure

SEC source: 0001013857-21-000044 · wf-form4_161489698477776.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,924

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:30 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon stock 369 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000044 · wf-form4_161489698477776.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
GrantStock Options · Derivative 85,428 $0.00 Strike: $130.45 $0.00
Disclosure

SEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 5

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,428

Underlying: Common stock · 85,428 shares

Expires 2031-03-02

F7 · shares: Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
GrantRestricted Stock Units · Derivative 24,976 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 4

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,976

Underlying: Common stock · 24,976 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F6 · shares: RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:35 UTC
TREFLER ALANC.E.O. & Chairman · 10% owner
GrantRestricted Stock Units · Derivative 2,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000046 · wf-form4_161489730500103.xml · derivative · entry 3

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

Underlying: Common stock · 2,235 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2021. All RSUs vest 100% on March 2, 2022, subject to the attainment of the CICP performance threshold funding for the year ending December 31, 2021.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Jul 16, 2021 20:57 UTC GrantStock Options · Derivative 6,572 $0.00 Strike: $130.45 $0.00
Disclosure

SEC source: 0001013857-21-000165 · wf-form4_162646904355741.xml · derivative · entry 2

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,572

Underlying: Common stock · 6,572 shares

Expires 2031-03-02

F4 · shares: Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2021 Filed Jul 16, 2021 20:57 UTC GrantRestricted Stock Units · Derivative 1,922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000165 · wf-form4_162646904355741.xml · derivative · entry 1

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

Underlying: Common stock · 1,922 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of common stock.

F2 · shares: RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2021 Filed Feb 14, 2022 21:57 UTC
GYENES PETERDirector
GiftCommon stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001013857-22-000026 · wf-form5_164487585298390.xml · nonDerivative · entry 2

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Deborah Gyenes Revocable Living Trust

Disclosed balance after: 0

F1 · shares: Gift made to The Gyenes Family 2019 Irrevocable Trust.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:17 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,922 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001013857-21-000042 · wf-form4_161480979597733.xml · derivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,899

Underlying: Common stock · 1,922 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:17 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon stock 67 $133.52 $8,945.84
Disclosure

SEC source: 0001013857-21-000042 · wf-form4_161480979597733.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

F2 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:17 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon stock 1,245 $134.07 $166,917.15
Disclosure

SEC source: 0001013857-21-000042 · wf-form4_161480979597733.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

F2 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:17 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon stock 677 $133.52 $90,393.04
Disclosure

SEC source: 0001013857-21-000042 · wf-form4_161480979597733.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,976

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

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March 01, 2021 Filed Mar 3, 2021 22:17 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon stock 1,922 $11.05 $21,238.10
Disclosure

SEC source: 0001013857-21-000042 · wf-form4_161480979597733.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2021 Filed Mar 3, 2021 22:13 UTC SaleCommon stock 1,000 $133.52 $133,520.00
Disclosure

SEC source: 0001013857-21-000040 · wf-form4_161480957798555.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,692

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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March 01, 2021 Filed Mar 3, 2021 22:08 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 30,735 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · derivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618

Underlying: Common stock · 30,735 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options vested 20% on March 9, 2017, and the remaining 80% vested in equal quarterly installments over the next four years.

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March 01, 2021 Filed Mar 3, 2021 22:08 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon stock 14,932 $135.00 $2,015,820.00
Disclosure

SEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,164

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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March 01, 2021 Filed Mar 3, 2021 22:08 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon stock 15,803 $135.00 $2,133,405.00
Disclosure

SEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,096

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value.

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March 01, 2021 Filed Mar 3, 2021 22:08 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon stock 30,735 $25.20 $774,522.00
Disclosure

SEC source: 0001013857-21-000038 · wf-form4_161480931504180.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2021 Filed Feb 23, 2021 22:11 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 956 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001013857-21-000035 · wf-form4_161411827066079.xml · derivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956

Underlying: Common stock · 956 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

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February 22, 2021 Filed Feb 23, 2021 22:11 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon stock 533 $147.00 $78,351.00
Disclosure

SEC source: 0001013857-21-000035 · wf-form4_161411827066079.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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February 22, 2021 Filed Feb 23, 2021 22:11 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 423 $147.00 $62,181.00
Disclosure

SEC source: 0001013857-21-000035 · wf-form4_161411827066079.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

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February 22, 2021 Filed Feb 23, 2021 22:11 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 956 $25.20 $24,091.20
Disclosure

SEC source: 0001013857-21-000035 · wf-form4_161411827066079.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 23, 2021 22:12 UTC Exercise / conversionStock Options · Derivative 10,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001013857-21-000036 · wf-form4_161411834047075.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,152

Underlying: Common stock · 10,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts.

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February 19, 2021 Filed Feb 23, 2021 22:12 UTC SaleCommon stock 5,757 $143.72 $827,396.04
Disclosure

SEC source: 0001013857-21-000036 · wf-form4_161411834047075.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692

F2 · price: Represents the weighted average of sale prices, ranging from $143.58 to $144.08. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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February 19, 2021 Filed Feb 23, 2021 22:12 UTC Tax withholdingCommon stock 4,819 $143.87 $693,309.53
Disclosure

SEC source: 0001013857-21-000036 · wf-form4_161411834047075.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,449

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

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February 19, 2021 Filed Feb 23, 2021 22:12 UTC Exercise / conversionCommon stock 10,576 $27.74 $293,378.24
Disclosure

SEC source: 0001013857-21-000036 · wf-form4_161411834047075.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2021 Filed Feb 9, 2021 22:19 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon stock 180 $140.00 $25,200.00
Disclosure

SEC source: 0001013857-21-000014 · wf-form4_161290918155476.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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February 03, 2021 Filed Feb 5, 2021 22:07 UTC Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000010 · wf-form4_161256281403992.xml · derivative · entry 3

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,720

Underlying: Common stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on February 3, 2021. The original grant was 6,356 restricted stock units. The remaining 90% will vest in 5% quarterly installments, until the grant is depleted August 3, 2025.

F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

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February 03, 2021 Filed Feb 5, 2021 22:07 UTC Tax withholdingCommon stock 89 $134.88 $12,004.32
Disclosure

SEC source: 0001013857-21-000010 · wf-form4_161256281403992.xml · nonDerivative · entry 2

Stafford Hayden · CIK 0001814045 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.