Tapewire

Nasdaq · USD

PEGA

PEGASYSTEMS INC

Export transactions ↓
Tapewire entity
309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2021 Filed Sep 3, 2021 21:00 UTC Exercise / conversionCommon stock 696 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents a 5% vesting on September 3, 2021. The original grant was 13,931 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:50 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 77 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000204 · wf-form4_163070218950603.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on September 3, 2021. The original grant 1,533 restricted stock units, with 20% on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:50 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 19 $141.01 $2,679.19
Disclosure

SEC source: 0001013857-21-000204 · wf-form4_163070218950603.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:50 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 77 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000204 · wf-form4_163070218950603.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 3, 2021. The original grant 1,533 restricted stock units, with 20% on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · derivative · entry 10

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,681

Underlying: Common stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents a 5% vesting on September 3, 2021. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 109 $141.01 $15,370.09
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 7

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,895

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 334 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 6

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 3, 2021. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · derivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · shares: Represents a 5% vesting on September 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F8 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 21:00 UTC Tax withholdingCommon stock 56 $141.10 $7,901.60
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,886

Read SEC document
September 02, 2021 Filed Sep 3, 2021 21:00 UTC Exercise / conversionCommon stock 142 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents a 5% vesting on September 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:50 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000204 · wf-form4_163070218950603.xml · derivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341

Underlying: Common stock · 171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents a 5% vesting on September 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:50 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 42 $141.10 $5,926.20
Disclosure

SEC source: 0001013857-21-000204 · wf-form4_163070218950603.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,567

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:50 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 171 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000204 · wf-form4_163070218950603.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on September 2, 2021. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · derivative · entry 9

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

Underlying: Common stock · 370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents a 5% vesting on September 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 109 $141.10 $15,379.90
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 5

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,670

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 370 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 4

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:00 UTC SaleCommon stock 98 $141.06 $13,823.88
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:00 UTC SaleCommon stock 500 $140.46 $70,230.00
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,898

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of sale prices, ranging from $139.92 to $140.89. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:00 UTC SaleCommon stock 402 $139.11 $55,922.22
Disclosure

SEC source: 0001013857-21-000208 · wf-form4_163070281271829.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $138.63 to $139.34. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:55 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 13 $141.01 $1,833.13
Disclosure

SEC source: 0001013857-21-000206 · wf-form4_163070251688643.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,966

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:55 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 567 $140.58 $79,708.86
Disclosure

SEC source: 0001013857-21-000206 · wf-form4_163070251688643.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of sale prices, ranging from $139.98 to $140.89. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:55 UTC
PYLE MICHAEL RChief Technology Strategist
SaleCommon stock 420 $139.05 $58,401.00
Disclosure

SEC source: 0001013857-21-000206 · wf-form4_163070251688643.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Chief Technology Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,546

F1 · shares: Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of sale prices, ranging from $138.41 to $139.34. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionStock Options · Derivative 4,400 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · derivative · entry 8

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Underlying: Common stock · 4,400 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly amounts over the next four years.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
SaleCommon stock 2,010 $140.81 $283,028.10
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 3

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,409

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Tax withholdingCommon stock 2,390 $140.72 $336,320.80
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 2

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,419

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Akgonul's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:41 UTC
Akgonul Rifat KerimChief Product Officer
Exercise / conversionCommon stock 4,400 $25.20 $110,880.00
Disclosure

SEC source: 0001013857-21-000202 · wf-form4_163070169667223.xml · nonDerivative · entry 1

Akgonul Rifat Kerim · CIK 0001855325 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 628 $0.00 Strike: $27.24 $0.00
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314

Underlying: Common stock · 628 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 478 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 478 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon stock 379 $135.00 $51,165.00
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 249 $135.00 $33,615.00
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 628 $27.24 $17,106.72
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon stock 294 $135.00 $39,690.00
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon stock 184 $135.00 $24,840.00
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:17 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon stock 478 $25.20 $12,045.60
Disclosure

SEC source: 0001013857-21-000200 · wf-form4_163035463550413.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Exercise / conversionStock Options · Derivative 5,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · derivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 5,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Exercise / conversionStock Options · Derivative 2,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · derivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common stock · 2,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Tax withholdingCommon stock 3,120 $133.12 $415,334.40
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Exercise / conversionCommon stock 5,576 $27.74 $154,678.24
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC SaleCommon stock 1,101 $133.10 $146,543.10
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,344

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Tax withholdingCommon stock 1,399 $133.13 $186,248.87
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,445

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 20:42 UTC Exercise / conversionCommon stock 2,500 $27.74 $69,350.00
Disclosure

SEC source: 0001013857-21-000198 · wf-form4_163001051395290.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:11 UTC
WEBER LARRYDirector
Exercise / conversionStock Options · Derivative 2,526 $0.00 Strike: $127.50 $0.00
Disclosure

SEC source: 0001013857-21-000196 · wf-form4_162932103608818.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common stock · 2,526 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Weber's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:11 UTC
WEBER LARRYDirector
Exercise / conversionCommon stock 785 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000196 · wf-form4_162932103608818.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. Weber's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:08 UTC Exercise / conversionStock Options · Derivative 2,526 $0.00 Strike: $127.50 $0.00
Disclosure

SEC source: 0001013857-21-000194 · wf-form4_162932087039581.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common stock · 2,526 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Ms. Rowlands's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:08 UTC Exercise / conversionCommon stock 785 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000194 · wf-form4_162932087039581.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Ms. Rowlands's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:02 UTC Exercise / conversionStock Options · Derivative 2,526 $0.00 Strike: $127.50 $0.00
Disclosure

SEC source: 0001013857-21-000192 · wf-form4_162932049904320.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common stock · 2,526 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Ms. Ledingham's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:02 UTC Exercise / conversionCommon stock 785 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000192 · wf-form4_162932049904320.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Ms. Ledingham's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:55 UTC Exercise / conversionStock Options · Derivative 2,526 $0.00 Strike: $127.50 $0.00
Disclosure

SEC source: 0001013857-21-000190 · wf-form4_162932012685278.xml · derivative · entry 2

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common stock · 2,526 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Lafond's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:55 UTC Exercise / conversionCommon stock 785 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000190 · wf-form4_162932012685278.xml · nonDerivative · entry 1

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. Lafond's service as a Director for the annual term.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:50 UTC Exercise / conversionStock Options · Derivative 2,526 $0.00 Strike: $127.50 $0.00
Disclosure

SEC source: 0001013857-21-000188 · wf-form4_162931978666037.xml · derivative · entry 5

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common stock · 2,526 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Jones's service as a Director for the annual term.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.