Tapewire

Nasdaq · USD

PCYO

PURE CYCLE CORP

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6069
SEC CIK
0000276720
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2020 Filed Oct 13, 2020 23:15 UTC Tax withholdingCommon Stock 2,073 $9.88 $20,481.24
Disclosure

SEC source: 0000276720-20-000046 · form4.xml · nonDerivative · entry 2

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,157

Read SEC document
October 09, 2020 Filed Oct 13, 2020 23:15 UTC Exercise / conversionCommon Stock 6,500 $3.15 $20,475.00
Disclosure

SEC source: 0000276720-20-000046 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · derivative · entry 9

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · derivative · entry 8

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · derivative · entry 7

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Tax withholdingCommon Stock 2,275 $9.00 $20,475.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 6

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,691

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Tax withholdingCommon Stock 514 $9.00 $4,626.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 5

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Tax withholdingCommon Stock 1,020 $9.00 $9,180.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 4

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,480

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Exercise / conversionCommon Stock 6,500 $3.15 $20,475.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 3

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Exercise / conversionCommon Stock 2,500 $1.85 $4,625.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 2

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:36 UTC Exercise / conversionCommon Stock 2,500 $3.67 $9,175.00
Disclosure

SEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 18:12 UTC
HARDING MARK WDirector · President and CEO
GrantNon-Statutory Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0000276720-20-000042 · form4.xml · derivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-09-23

F1 · derivative.exercise_date: The option vests as follows: 10,000 shares on September 23, 2021, 10,000 shares on September 23, 2022, and 10,000 shares on September 23, 2023.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 18:49 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 24,107 $9.77 $235,525.39
Disclosure

SEC source: 0000919574-20-005853 · ownership.xml · nonDerivative · entry 2

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,948,787

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 18:49 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 22,506 $9.86 $221,909.16
Disclosure

SEC source: 0000919574-20-005853 · ownership.xml · nonDerivative · entry 1

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,924,680

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 15:56 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 2,494 $9.65 $24,067.10
Disclosure

SEC source: 0000919574-20-005768 · ownership.xml · nonDerivative · entry 1

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,902,174

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:06 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 59,390 $9.59 $569,550.10
Disclosure

SEC source: 0000919574-20-005688 · ownership.xml · nonDerivative · entry 1

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,899,680

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 11, 2020 Filed Aug 11, 2020 22:10 UTC Exercise / conversionDirector Stock Option (Right to buy) · Derivative 2,500 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0000276720-20-000038 · form4.xml · derivative · entry 5

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 11, 2020 22:10 UTC Exercise / conversionCommon Stock 2,500 $3.67 $9,175.00
Disclosure

SEC source: 0000276720-20-000038 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 13:51 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 605 $8.74 $5,287.70
Disclosure

SEC source: 0000919574-20-004696 · ownership.xml · nonDerivative · entry 3

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738,778

F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 13:51 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 21,000 $8.81 $185,010.00
Disclosure

SEC source: 0000919574-20-004696 · ownership.xml · nonDerivative · entry 1

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738,173

F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 21:14 UTC GrantCommon Stock 2,500 $1.85 $4,625.00
Disclosure

SEC source: 0000276720-20-000029 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,230

F1 · balance_after: Includes 28,897 shares previously owned indirectly through a 401(k) plan.

Read SEC document
April 06, 2020 Filed Aug 21, 2020 21:12 UTC Amendment Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0000276720-20-000040 · form4.xml · derivative · entry 2

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Amendment adds Table II information omitted from the original filing.

Read SEC document
April 06, 2020 Filed Aug 21, 2020 21:12 UTC Amendment Exercise / conversionCommon Stock 2,500 $1.85 $4,625.00
Disclosure

SEC source: 0000276720-20-000040 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Amendment corrects transaction code to reflect the acquisition was due to an exercise of a stock option exempted pursuent to Rule 16 b-3

F2 · balance_after: Includes 28,897 shares previously owned indirectly through a 401(k) plan.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:16 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 20,000 $8.44 $168,800.00
Disclosure

SEC source: 0000919574-20-002751 · ownership.xml · nonDerivative · entry 1

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,717,173

F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 13:52 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 8,076 $7.91 $63,881.16
Disclosure

SEC source: 0000919574-20-002509 · ownership.xml · nonDerivative · entry 3

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,697,173

F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 13:52 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 5,000 $7.77 $38,850.00
Disclosure

SEC source: 0000919574-20-002509 · ownership.xml · nonDerivative · entry 1

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689,097

F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 14:45 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 1,000 $8.69 $8,690.00
Disclosure

SEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 4

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,785,609

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 14:45 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 5,000 $8.96 $44,800.00
Disclosure

SEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 3

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,784,609

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 14:45 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 5,000 $9.13 $45,650.00
Disclosure

SEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 2

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,779,609

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 14:45 UTC PurchaseCommon Stock, par value 1/3 of $0.01 per share 20,000 $10.44 $208,800.00
Disclosure

SEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 1

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Kozlowski Daniel R · CIK 0001791057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,774,609

F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 19:52 UTC
HARDING MARK WPresident and Chief Financial
SaleCommon Stock 7,058 $12.46 $87,913.74
Disclosure

SEC source: 0000276720-20-000026 · form4.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · President and Chief Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,243

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at rices ranging from $12.31 to $12.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 04, 2020 Filed Mar 4, 2020 22:48 UTC
HARDING MARK WPresident and Chief Financial
SaleCommon Stock 7,949 $12.51 $99,442.78
Disclosure

SEC source: 0000276720-20-000024 · form4.xml · nonDerivative · entry 3

HARDING MARK W · CIK 0000940763 · President and Chief Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,301

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.78. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 03, 2020 Filed Mar 4, 2020 22:48 UTC
HARDING MARK WPresident and Chief Financial
SaleCommon Stock 6,830 $12.37 $84,459.78
Disclosure

SEC source: 0000276720-20-000024 · form4.xml · nonDerivative · entry 2

HARDING MARK W · CIK 0000940763 · President and Chief Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,250

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.55. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 02, 2020 Filed Mar 4, 2020 22:48 UTC
HARDING MARK WPresident and Chief Financial
SaleCommon Stock 8,163 $12.38 $101,041.61
Disclosure

SEC source: 0000276720-20-000024 · form4.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · President and Chief Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,080

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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January 15, 2020 Filed Jan 17, 2020 21:21 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000276720-20-000020 · form4.xml · nonDerivative · entry 1

Sheets Jeffrey G · CIK 0001799857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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January 15, 2020 Filed Jan 17, 2020 21:08 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000276720-20-000018 · form4.xml · nonDerivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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January 15, 2020 Filed Jan 17, 2020 20:59 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000276720-20-000014 · form4.xml · nonDerivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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January 15, 2020 Filed Jan 17, 2020 21:05 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000276720-20-000016 · form4.xml · nonDerivative · entry 1

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,833

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January 15, 2020 Filed Jan 17, 2020 20:48 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000276720-20-000012 · form4.xml · nonDerivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

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January 15, 2020 Filed Jan 17, 2020 20:46 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000276720-20-000010 · form4.xml · nonDerivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

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January 07, 2020 Filed Jan 9, 2020 21:00 UTC SaleCommon Stock 225,000 $12.25 $2,756,250.00
Disclosure

SEC source: 0000899243-20-000874 · doc4.xml · nonDerivative · entry 1

PAR INVESTMENT PARTNERS LP · CIK 0001066867 · 10% owner

PAR Group II, L.P. · CIK 0001779901 · 10% owner

PAR CAPITAL MANAGEMENT INC · CIK 0001051359 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,307,970

F1 · ownership.direct: These securities are held directly by PAR Investment Partners, L.P. ("PIP"). PAR Group II, L.P. ("PAR Group II") is the general partner of PIP, and PAR Capital Management, Inc. ("PCM") is the general partner of PAR Group II. Each of PAR Group II and PCM disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, if any, in such securities as a result of PAR Group II's general partner interest in PIP and a contingent right to receive a performance-based advisory fee, and this report shall not be deemed to be an admission that PAR Group II or PCM is the beneficial owner of these securities for Section 16 or any other purpose.

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January 06, 2020 Filed Jan 7, 2020 23:49 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001140361-20-000434 · form4.xml · derivative · entry 2

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 06, 2020 Filed Jan 7, 2020 23:49 UTC Exercise / conversionCommon Stock 2,500 $2.88 $7,200.00
Disclosure

SEC source: 0001140361-20-000434 · form4.xml · nonDerivative · entry 1

Guido Richard L · CIK 0001305989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:34 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001140361-19-023366 · form4.xml · derivative · entry 6

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:34 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001140361-19-023366 · form4.xml · derivative · entry 5

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:34 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001140361-19-023366 · form4.xml · derivative · entry 4

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:34 UTC Exercise / conversionCommon Stock 2,500 $1.85 $4,625.00
Disclosure

SEC source: 0001140361-19-023366 · form4.xml · nonDerivative · entry 3

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:34 UTC Exercise / conversionCommon Stock 2,500 $3.67 $9,175.00
Disclosure

SEC source: 0001140361-19-023366 · form4.xml · nonDerivative · entry 2

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 27, 2019 23:34 UTC Exercise / conversionCommon Stock 2,500 $2.88 $7,200.00
Disclosure

SEC source: 0001140361-19-023366 · form4.xml · nonDerivative · entry 1

Epker Arthur G III · CIK 0001409045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 00:11 UTC Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001140361-19-022765 · form4.xml · derivative · entry 5

AUGUR HARRISON H · CIK 0001269338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.