Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2020 Filed Oct 13, 2020 23:15 UTC |
AUGUR HARRISON HDirector
|
Tax withholdingCommon Stock | 2,073 | $9.88 | $20,481.24 |
DisclosureSEC source: 0000276720-20-000046 · form4.xml · nonDerivative · entry 2 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,157 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:15 UTC |
AUGUR HARRISON HDirector
|
Exercise / conversionCommon Stock | 6,500 | $3.15 | $20,475.00 |
DisclosureSEC source: 0000276720-20-000046 · form4.xml · nonDerivative · entry 1 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 6,500 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · derivative · entry 9 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2023-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · derivative · entry 8 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · derivative · entry 7 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Tax withholdingCommon Stock | 2,275 | $9.00 | $20,475.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 6 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,691 Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Tax withholdingCommon Stock | 514 | $9.00 | $4,626.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 5 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,966 Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Tax withholdingCommon Stock | 1,020 | $9.00 | $9,180.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 4 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,480 Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Exercise / conversionCommon Stock | 6,500 | $3.15 | $20,475.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 3 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Exercise / conversionCommon Stock | 2,500 | $1.85 | $4,625.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 2 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:36 UTC |
HOWELL PETER CDirector
|
Exercise / conversionCommon Stock | 2,500 | $3.67 | $9,175.00 |
DisclosureSEC source: 0000276720-20-000044 · form4.xml · nonDerivative · entry 1 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 18:12 UTC |
HARDING MARK WDirector · President and CEO
|
GrantNon-Statutory Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000042 · form4.xml · derivative · entry 1 HARDING MARK W · CIK 0000940763 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-09-23 F1 · derivative.exercise_date: The option vests as follows: 10,000 shares on September 23, 2021, 10,000 shares on September 23, 2022, and 10,000 shares on September 23, 2023. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 18:49 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 24,107 | $9.77 | $235,525.39 |
DisclosureSEC source: 0000919574-20-005853 · ownership.xml · nonDerivative · entry 2 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,948,787 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 18:49 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 22,506 | $9.86 | $221,909.16 |
DisclosureSEC source: 0000919574-20-005853 · ownership.xml · nonDerivative · entry 1 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,924,680 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 15:56 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 2,494 | $9.65 | $24,067.10 |
DisclosureSEC source: 0000919574-20-005768 · ownership.xml · nonDerivative · entry 1 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,902,174 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 16:06 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 59,390 | $9.59 | $569,550.10 |
DisclosureSEC source: 0000919574-20-005688 · ownership.xml · nonDerivative · entry 1 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,899,680 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 22:10 UTC |
AUGUR HARRISON HDirector
|
Exercise / conversionDirector Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0000276720-20-000038 · form4.xml · derivative · entry 5 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 22:10 UTC |
AUGUR HARRISON HDirector
|
Exercise / conversionCommon Stock | 2,500 | $3.67 | $9,175.00 |
DisclosureSEC source: 0000276720-20-000038 · form4.xml · nonDerivative · entry 1 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 13:51 UTC |
Plaisance SPV I, LLC10% owner
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 605 | $8.74 | $5,287.70 |
DisclosureSEC source: 0000919574-20-004696 · ownership.xml · nonDerivative · entry 3 Plaisance SPV I, LLC · CIK 0001791049 · 10% owner Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738,778 F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 13:51 UTC |
Plaisance SPV I, LLC10% owner
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 21,000 | $8.81 | $185,010.00 |
DisclosureSEC source: 0000919574-20-004696 · ownership.xml · nonDerivative · entry 1 Plaisance SPV I, LLC · CIK 0001791049 · 10% owner Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738,173 F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 21:14 UTC |
AUGUR HARRISON HDirector
|
GrantCommon Stock | 2,500 | $1.85 | $4,625.00 |
DisclosureSEC source: 0000276720-20-000029 · form4.xml · nonDerivative · entry 1 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,230 F1 · balance_after: Includes 28,897 shares previously owned indirectly through a 401(k) plan. Read SEC document |
| April 06, 2020 Filed Aug 21, 2020 21:12 UTC Amendment |
AUGUR HARRISON HDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0000276720-20-000040 · form4.xml · derivative · entry 2 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Amendment adds Table II information omitted from the original filing. Read SEC document |
| April 06, 2020 Filed Aug 21, 2020 21:12 UTC Amendment |
AUGUR HARRISON HDirector
|
Exercise / conversionCommon Stock | 2,500 | $1.85 | $4,625.00 |
DisclosureSEC source: 0000276720-20-000040 · form4.xml · nonDerivative · entry 1 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Amendment corrects transaction code to reflect the acquisition was due to an exercise of a stock option exempted pursuent to Rule 16 b-3 F2 · balance_after: Includes 28,897 shares previously owned indirectly through a 401(k) plan. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 20:16 UTC |
Plaisance SPV I, LLC10% owner
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 20,000 | $8.44 | $168,800.00 |
DisclosureSEC source: 0000919574-20-002751 · ownership.xml · nonDerivative · entry 1 Plaisance SPV I, LLC · CIK 0001791049 · 10% owner Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,717,173 F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 13:52 UTC |
Plaisance SPV I, LLC10% owner
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 8,076 | $7.91 | $63,881.16 |
DisclosureSEC source: 0000919574-20-002509 · ownership.xml · nonDerivative · entry 3 Plaisance SPV I, LLC · CIK 0001791049 · 10% owner Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697,173 F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 13:52 UTC |
Plaisance SPV I, LLC10% owner
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 5,000 | $7.77 | $38,850.00 |
DisclosureSEC source: 0000919574-20-002509 · ownership.xml · nonDerivative · entry 1 Plaisance SPV I, LLC · CIK 0001791049 · 10% owner Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689,097 F1 · ownership.direct: The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:45 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 1,000 | $8.69 | $8,690.00 |
DisclosureSEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 4 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,785,609 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:45 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 5,000 | $8.96 | $44,800.00 |
DisclosureSEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 3 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,784,609 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:45 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 5,000 | $9.13 | $45,650.00 |
DisclosureSEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 2 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,779,609 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 14:45 UTC |
Plaisance Capital LLC10% owner
Kozlowski Daniel R10% owner
|
PurchaseCommon Stock, par value 1/3 of $0.01 per share | 20,000 | $10.44 | $208,800.00 |
DisclosureSEC source: 0000919574-20-002473 · ownership.xml · nonDerivative · entry 1 Plaisance Capital LLC · CIK 0001761269 · 10% owner Kozlowski Daniel R · CIK 0001791057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,774,609 F1 · ownership.nature: The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 19:52 UTC |
HARDING MARK WPresident and Chief Financial
|
SaleCommon Stock | 7,058 | $12.46 | $87,913.74 |
DisclosureSEC source: 0000276720-20-000026 · form4.xml · nonDerivative · entry 1 HARDING MARK W · CIK 0000940763 · President and Chief Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,243 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at rices ranging from $12.31 to $12.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 04, 2020 Filed Mar 4, 2020 22:48 UTC |
HARDING MARK WPresident and Chief Financial
|
SaleCommon Stock | 7,949 | $12.51 | $99,442.78 |
DisclosureSEC source: 0000276720-20-000024 · form4.xml · nonDerivative · entry 3 HARDING MARK W · CIK 0000940763 · President and Chief Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,301 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.78. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:48 UTC |
HARDING MARK WPresident and Chief Financial
|
SaleCommon Stock | 6,830 | $12.37 | $84,459.78 |
DisclosureSEC source: 0000276720-20-000024 · form4.xml · nonDerivative · entry 2 HARDING MARK W · CIK 0000940763 · President and Chief Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,250 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.55. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:48 UTC |
HARDING MARK WPresident and Chief Financial
|
SaleCommon Stock | 8,163 | $12.38 | $101,041.61 |
DisclosureSEC source: 0000276720-20-000024 · form4.xml · nonDerivative · entry 1 HARDING MARK W · CIK 0000940763 · President and Chief Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,080 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 23, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:21 UTC |
Sheets Jeffrey GDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000020 · form4.xml · nonDerivative · entry 1 Sheets Jeffrey G · CIK 0001799857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:08 UTC |
BEIRNE PATRICKDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000018 · form4.xml · nonDerivative · entry 1 BEIRNE PATRICK · CIK 0001510778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:59 UTC |
HOWELL PETER CDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000014 · form4.xml · nonDerivative · entry 1 HOWELL PETER C · CIK 0001210427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:05 UTC |
AUGUR HARRISON HDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000016 · form4.xml · nonDerivative · entry 1 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,833 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:48 UTC |
Epker Arthur G IIIDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000012 · form4.xml · nonDerivative · entry 1 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC |
Guido Richard LDirector
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000276720-20-000010 · form4.xml · nonDerivative · entry 1 Guido Richard L · CIK 0001305989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:00 UTC |
PAR INVESTMENT PARTNERS LP10% owner
PAR Group II, L.P.10% owner
PAR CAPITAL MANAGEMENT INC10% owner
|
SaleCommon Stock | 225,000 | $12.25 | $2,756,250.00 |
DisclosureSEC source: 0000899243-20-000874 · doc4.xml · nonDerivative · entry 1 PAR INVESTMENT PARTNERS LP · CIK 0001066867 · 10% owner PAR Group II, L.P. · CIK 0001779901 · 10% owner PAR CAPITAL MANAGEMENT INC · CIK 0001051359 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,307,970 F1 · ownership.direct: These securities are held directly by PAR Investment Partners, L.P. ("PIP"). PAR Group II, L.P. ("PAR Group II") is the general partner of PIP, and PAR Capital Management, Inc. ("PCM") is the general partner of PAR Group II. Each of PAR Group II and PCM disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, if any, in such securities as a result of PAR Group II's general partner interest in PIP and a contingent right to receive a performance-based advisory fee, and this report shall not be deemed to be an admission that PAR Group II or PCM is the beneficial owner of these securities for Section 16 or any other purpose. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 23:49 UTC |
Guido Richard LDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001140361-20-000434 · form4.xml · derivative · entry 2 Guido Richard L · CIK 0001305989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 23:49 UTC |
Guido Richard LDirector
|
Exercise / conversionCommon Stock | 2,500 | $2.88 | $7,200.00 |
DisclosureSEC source: 0001140361-20-000434 · form4.xml · nonDerivative · entry 1 Guido Richard L · CIK 0001305989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:34 UTC |
Epker Arthur G IIIDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001140361-19-023366 · form4.xml · derivative · entry 6 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:34 UTC |
Epker Arthur G IIIDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001140361-19-023366 · form4.xml · derivative · entry 5 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:34 UTC |
Epker Arthur G IIIDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001140361-19-023366 · form4.xml · derivative · entry 4 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:34 UTC |
Epker Arthur G IIIDirector
|
Exercise / conversionCommon Stock | 2,500 | $1.85 | $4,625.00 |
DisclosureSEC source: 0001140361-19-023366 · form4.xml · nonDerivative · entry 3 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:34 UTC |
Epker Arthur G IIIDirector
|
Exercise / conversionCommon Stock | 2,500 | $3.67 | $9,175.00 |
DisclosureSEC source: 0001140361-19-023366 · form4.xml · nonDerivative · entry 2 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 23:34 UTC |
Epker Arthur G IIIDirector
|
Exercise / conversionCommon Stock | 2,500 | $2.88 | $7,200.00 |
DisclosureSEC source: 0001140361-19-023366 · form4.xml · nonDerivative · entry 1 Epker Arthur G III · CIK 0001409045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 00:11 UTC |
AUGUR HARRISON HDirector
|
Exercise / conversionNon-Statutory Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001140361-19-022765 · form4.xml · derivative · entry 5 AUGUR HARRISON H · CIK 0001269338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.