Tapewire

Nasdaq · USD

PCYO

PURE CYCLE CORP

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Tapewire entity
6069
SEC CIK
0000276720
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2026 Filed Sep 23, 2026 20:15 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionOption (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.61 $0.00
Disclosure

SEC source: 0000940763-26-000004 · form4-09232026_080935.xml · derivative · entry 3

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,000

Underlying: Common Stock · 50,000 shares

Expires 2026-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2026 Filed Sep 23, 2026 20:15 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 25,271 $11.10 $280,508.10
Disclosure

SEC source: 0000940763-26-000004 · form4-09232026_080935.xml · nonDerivative · entry 2

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,818

F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Pure Cycle Corporation for payment of the exercise price, based on the market price of Pure Cycle Corporation's common stock at the time of the option exercise on September 22, 2026.

Read SEC document
September 22, 2026 Filed Sep 23, 2026 20:15 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 50,000 $5.61 $280,500.00
Disclosure

SEC source: 0000940763-26-000004 · form4-09232026_080935.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2026 Filed Sep 18, 2026 22:26 UTC GrantCommon Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0002155883-26-000004 · form4-09182026_100932.xml · nonDerivative · entry 1

Fink Christopher · CIK 0002155883 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,123

Read SEC document
September 16, 2026 Filed Sep 17, 2026 19:46 UTC GrantCommon Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0001560254-26-000007 · form4-09172026_070926.xml · nonDerivative · entry 1

Haecker Kelly J · CIK 0001560254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,123

Read SEC document
September 16, 2026 Filed Sep 17, 2026 17:27 UTC
Spezialy Marc StephenChief Financial Officer
GrantNon-Statutory Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $11.13 $0.00
Disclosure

SEC source: 0001546628-26-000002 · form4-09172026_050931.xml · derivative · entry 1

Spezialy Marc Stephen · CIK 0001546628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires 2036-09-16

F1 · derivative.exercise_date: The option vests as follows: 10,000 shares on September 16, 2027, 10,000 shares on September 16, 2028, and 10,000 shares on September 16, 2029.

Read SEC document
January 14, 2026 Filed Jan 15, 2026 22:54 UTC
Abel Wanda JDirector
GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0001897413-26-000002 · form4-01152026_100123.xml · nonDerivative · entry 1

Abel Wanda J · CIK 0001897413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,258

Read SEC document
January 14, 2026 Filed Jan 15, 2026 21:57 UTC
Roller Daniel JDirector · 10% owner
Maran SPV1 LP10% owner
GrantCommon Stock, par value 1/3 of $0.01 per share 2,653 $0.00 $0.00
Disclosure

SEC source: 0001829268-26-000004 · form4-01152026_090133.xml · nonDerivative · entry 1

Roller Daniel J · CIK 0001829268 · Director · 10% owner

Maran SPV GP, LLC · CIK 0001829571 · 10% owner

Maran Capital Management, LLC · CIK 0001829240 · 10% owner

Maran Partners Fund, LP · CIK 0001655289 · 10% owner

Maran SPV1 LP · CIK 0002089566 · 10% owner

Maran Partners GP, LLC · CIK 0001829261 · 10% owner

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,653

F1 · security: This Form 4 is filed jointly by Maran Partners Fund, LP ("MPF"), a Delaware limited partnership, Maran Partners GP, LLC ("MPGP"), a Delaware limited liability company, Maran SPV1 LP ("MSPV1"), a Delaware limited partnership, Maran SPV GP, LLC ("MSPVGP"), a Colorado limited liability company, Plaisance SPV I, LLC ("PSPVI"), a Delaware limited liability company, Maran Capital Management, LLC ("MCM"), a Delaware limited liability company, and Daniel J. Roller (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value 1/3 of $0.01 per share.

Read SEC document
January 14, 2026 Filed Jan 15, 2026 21:11 UTC GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0002024900-26-000002 · form4-01152026_090120.xml · nonDerivative · entry 1

Heitmann Susan Diane · CIK 0002024900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,827

Read SEC document
January 14, 2026 Filed Jan 15, 2026 21:08 UTC GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0001510778-26-000002 · form4-01152026_090100.xml · nonDerivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,258

Read SEC document
January 14, 2026 Filed Jan 15, 2026 21:04 UTC GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0001799857-26-000002 · form4-01152026_090156.xml · nonDerivative · entry 1

Sheets Jeffrey G · CIK 0001799857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,258

Read SEC document
January 14, 2026 Filed Jan 15, 2026 21:01 UTC GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0001841615-26-000002 · form4-01152026_090150.xml · nonDerivative · entry 1

FENDEL FREDERICK A. III · CIK 0001841615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,258

Read SEC document
January 14, 2026 Filed Jan 16, 2026 19:07 UTC GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0001791057-26-000002 · form4-01162026_070131.xml · nonDerivative · entry 1

Kozlowski Daniel R · CIK 0001791057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,210

Read SEC document
January 12, 2026 Filed Jan 12, 2026 23:01 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0000940763-26-000002 · form4-01122026_110127.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · SMA Investments, LLLP

Disclosed balance after: 0

F1 · kind: These shares of common stock are owned by SMA Investments, LLLP ("SMA"), a limited liability limited partnership previously controlled by the reporting person. The controlling interests of SMA were gifted to the Mark W. Harding Irrevocable Trust (the "Trust"). The reporting person no longer has investment or voting control over SMA. The reporting person previously reported the gift of 390,000 shares of common stock to the Trust on a Form 4 filed on 11/22/2024, correctly disclosing that he no longer had direct or indirect beneficial ownership of such shares; however, he erroneously reported the shares gifted to the Trust as being acquired indirectly through the Trust. Because the reporting person has no control over the investment or voting of assets held by the Trust, the reporting person does not own any shares indirectly through the Trust. With the transfer of control of SMA on 1/12/2025, the reporting person no longer beneficially owns any shares indirectly.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:13 UTC
Spezialy Marc StephenChief Financial Officer
GrantNon-Statutory Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.75 $0.00
Disclosure

SEC source: 0001546628-25-000003 · form4-11242025_091126.xml · derivative · entry 1

Spezialy Marc Stephen · CIK 0001546628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-11-20

F1 · derivative.exercise_date: The option vests as follows: 10,000 shares on November 20, 2026, 10,000 shares on November 20, 2027, and 10,000 shares on November 20, 2028.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 19:05 UTC Exercise / conversionOption (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001510778-25-000004 · form4-11182025_071151.xml · derivative · entry 2

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 19:05 UTC Exercise / conversionCommon Stock 10,000 $4.05 $40,500.00
Disclosure

SEC source: 0001510778-25-000004 · form4-11182025_071151.xml · nonDerivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2025 Filed Nov 20, 2025 01:26 UTC
Kozlowski Daniel RDirector · 10% owner
OtherCommon Stock 1/3 of $.01 par value 2,600,000 $0.00 $0.00
Disclosure

SEC source: 0000919574-25-007114 · ownership.xml · nonDerivative · entry 2

Kozlowski Daniel R · CIK 0001791057 · Director · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: The reported securities are directly owned by Plaisance SPV I, LLC ("Plaisance SPV"). On November 17, 2025, after the transaction reported in row 1, Plaisance Capital, LLC ("Plaisance") entered into an agreement (the "Agreement") with Maran Capital Management, LLC ("Maran") whereby Plaisance withdrew as managing member of Plaisance SPV and Maran was admitted as the managing member of Plaisance SPV. Due to the Agreement, as of November 17, 2025, the reported securities are no longer deemed to be indirectly beneficially owned by either Plaisance or Daniel Kozlowski.

Read SEC document
November 17, 2025 Filed Nov 20, 2025 01:26 UTC
Kozlowski Daniel RDirector · 10% owner
SaleCommon Stock 1/3 of $.01 par value 68,778 $11.01 $757,108.22
Disclosure

SEC source: 0000919574-25-007114 · ownership.xml · nonDerivative · entry 1

Kozlowski Daniel R · CIK 0001791057 · Director · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,600,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $11.00 to $11.0518. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Plaisance SPV I, LLC ("Plaisance SPV"). On November 17, 2025, after the transaction reported in row 1, Plaisance Capital, LLC ("Plaisance") entered into an agreement (the "Agreement") with Maran Capital Management, LLC ("Maran") whereby Plaisance withdrew as managing member of Plaisance SPV and Maran was admitted as the managing member of Plaisance SPV. Due to the Agreement, as of November 17, 2025, the reported securities are no longer deemed to be indirectly beneficially owned by either Plaisance or Daniel Kozlowski.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 17:36 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000940763-25-000003 · form4-09192025_050948.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,089

Read SEC document
January 15, 2025 Filed Jan 17, 2025 20:59 UTC
Abel Wanda JDirector
GrantCommon Stock 2,566 $11.69 $29,996.54
Disclosure

SEC source: 0001415889-25-001675 · form4-01172025_080155.xml · nonDerivative · entry 1

Abel Wanda J · CIK 0001897413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,605

Read SEC document
January 15, 2025 Filed Jan 17, 2025 20:57 UTC
Kozlowski Daniel RDirector · 10% owner
GrantCommon Stock 1/3 of $.01 par value 2,566 $0.00 $0.00
Disclosure

SEC source: 0000919574-25-000418 · ownership.xml · nonDerivative · entry 1

Kozlowski Daniel R · CIK 0001791057 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,557

F1 · price: The reported securities were granted to Daniel Kozlowski pursuant to the Issuer's director's compensation structure.

F2 · ownership.direct: The reported securities are directly owned by Daniel Kozlowski in his personal capacity.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 20:57 UTC GrantCommon Stock 2,566 $11.69 $29,996.54
Disclosure

SEC source: 0001415889-25-001673 · form4-01172025_080114.xml · nonDerivative · entry 1

Heitmann Susan Diane · CIK 0002024900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,174

Read SEC document
January 15, 2025 Filed Jan 17, 2025 16:11 UTC GrantCommon Stock 2,566 $11.69 $29,996.54
Disclosure

SEC source: 0001415889-25-001629 · form4-01172025_040113.xml · nonDerivative · entry 1

FENDEL FREDERICK A. III · CIK 0001841615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,605

Read SEC document
January 15, 2025 Filed Jan 17, 2025 16:09 UTC GrantCommon Stock 2,566 $11.69 $29,996.54
Disclosure

SEC source: 0001415889-25-001627 · form4-01172025_040141.xml · nonDerivative · entry 1

Sheets Jeffrey G · CIK 0001799857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,605

Read SEC document
January 15, 2025 Filed Jan 17, 2025 16:07 UTC GrantCommon Stock 2,566 $11.69 $29,996.54
Disclosure

SEC source: 0001415889-25-001625 · form4-01172025_040115.xml · nonDerivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,605

Read SEC document
November 21, 2024 Filed Nov 26, 2024 01:11 UTC
Kozlowski Daniel RDirector · 10% owner
SaleCommon Stock 1/3 of $.01 par value 20,000 $13.10 $262,000.00
Disclosure

SEC source: 0000919574-24-006892 · ownership.xml · nonDerivative · entry 1

Kozlowski Daniel R · CIK 0001791057 · Director · 10% owner

Plaisance SPV I, LLC · CIK 0001791049 · 10% owner

Plaisance Capital LLC · CIK 0001761269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,668,778

F1 · ownership.nature: The reported securities are directly owned by Plaisance SPV I, LLC ("Plaisance SPV"), a Delaware limited liability company. The reported securities are deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of Plaisance SPV (the "Investment Manager"). The reported securities are also deemed to be indirectly beneficially owned by Daniel Kozlowski as managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:43 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 390,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027543 · form4-11222024_091133.xml · nonDerivative · entry 2

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark W Harding Irrevocable Trust One

Disclosed balance after: 390,000

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:43 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 390,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027543 · form4-11222024_091133.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,089

F1 · kind: These shares of common stock were gifted to an irrevocable family trust of which immediate family members are the beneficiaries and for which the reporting person has no voting or investment control.

Read SEC document
May 22, 2024 Filed May 29, 2024 22:46 UTC GrantCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014809 · form4-05292024_100523.xml · nonDerivative · entry 1

Heitmann Susan Diane · CIK 0002024900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,608

Read SEC document
January 17, 2024 Filed Jan 18, 2024 22:29 UTC
Abel Wanda JDirector
GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001531 · form4-01182024_100150.xml · nonDerivative · entry 1

Abel Wanda J · CIK 0001897413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,039

Read SEC document
January 17, 2024 Filed Jan 18, 2024 17:16 UTC GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001453 · form4-01182024_050154.xml · nonDerivative · entry 1

Sheets Jeffrey G · CIK 0001799857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,039

Read SEC document
January 17, 2024 Filed Jan 18, 2024 16:19 UTC GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001451 · form4-01182024_040133.xml · nonDerivative · entry 1

FENDEL FREDERICK A. III · CIK 0001841615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,039

Read SEC document
January 17, 2024 Filed Jan 18, 2024 16:16 UTC GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001449 · form4-01182024_040155.xml · nonDerivative · entry 1

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,761

Read SEC document
January 17, 2024 Filed Jan 18, 2024 16:13 UTC GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001447 · form4-01182024_040154.xml · nonDerivative · entry 1

BEIRNE PATRICK · CIK 0001510778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,039

Read SEC document
January 17, 2024 Filed Jan 19, 2024 18:16 UTC
Kozlowski Daniel RDirector · 10% owner
GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001569 · form4-01192024_060135.xml · nonDerivative · entry 1

Kozlowski Daniel R · CIK 0001791057 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,039

Read SEC document
January 17, 2024 Filed Dec 5, 2024 23:11 UTC Amendment
Kozlowski Daniel RDirector · 10% owner
GrantCommon Stock, par value 1/3 of $0.01 per share 3,006 $0.00 $0.00
Disclosure

SEC source: 0000919574-24-007020 · ownership.xml · nonDerivative · entry 1

Kozlowski Daniel R · CIK 0001791057 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,991

F1 · date: The original Form 4 is being amended to update the beneficial ownership information reported therein.

F2 · ownership.direct: The reported securities are directly owned by Daniel Kozlowski in his personal capacity.

Read SEC document
August 07, 2023 Filed Aug 7, 2023 21:03 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 8,867 $12.23 $108,478.88
Disclosure

SEC source: 0001415889-23-011903 · form4-08072023_090846.xml · nonDerivative · entry 5

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,089

F2 · kind: Represents the average sales price of common stock to cover filer's tax and cost implications of the exercise of Options that would expire on 8/14/2023. Details on each individual sale can be provided to the Commission upon request.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 21:03 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 4,688 $12.42 $58,222.62
Disclosure

SEC source: 0001415889-23-011903 · form4-08072023_090846.xml · nonDerivative · entry 4

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,956

F2 · kind: Represents the average sales price of common stock to cover filer's tax and cost implications of the exercise of Options that would expire on 8/14/2023. Details on each individual sale can be provided to the Commission upon request.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:03 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionOption (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001415889-23-011903 · form4-08072023_090846.xml · derivative · entry 6

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:03 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 6,445 $12.52 $80,661.75
Disclosure

SEC source: 0001415889-23-011903 · form4-08072023_090846.xml · nonDerivative · entry 3

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,644

F2 · kind: Represents the average sales price of common stock to cover filer's tax and cost implications of the exercise of Options that would expire on 8/14/2023. Details on each individual sale can be provided to the Commission upon request.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 21:03 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 47,154 $12.47 $588,010.38
Disclosure

SEC source: 0001415889-23-011903 · form4-08072023_090846.xml · nonDerivative · entry 2

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,089

F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Pure Cycle Corporation for payment of the exercise price, based on the market price of Pure Cycle Corporation's common stock at the time of the option exercise on August 3, 2023.

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August 03, 2023 Filed Aug 7, 2023 21:03 UTC
HARDING MARK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 100,000 $5.88 $588,000.00
Disclosure

SEC source: 0001415889-23-011903 · form4-08072023_090846.xml · nonDerivative · entry 1

HARDING MARK W · CIK 0000940763 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Exercise / conversionOption (Right to Buy) · Derivative 6,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · derivative · entry 9

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2026-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Exercise / conversionOption (Right to Buy) · Derivative 6,500 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · derivative · entry 8

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2025-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Exercise / conversionOption (Right to Buy) · Derivative 6,500 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · derivative · entry 7

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2024-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Tax withholdingCommon Stock 2,519 $11.20 $28,212.80
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · nonDerivative · entry 6

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,755

F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Pure Cycle Corporation for payment of the exercise price, based on the market price of Pure Cycle Corporation's common stock at the time of the option exercise on July 14, 2023.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Exercise / conversionCommon Stock 6,500 $4.34 $28,210.00
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · nonDerivative · entry 5

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Tax withholdingCommon Stock 2,421 $11.20 $27,115.20
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · nonDerivative · entry 4

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,774

F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Pure Cycle Corporation for payment of the exercise price, based on the market price of Pure Cycle Corporation's common stock at the time of the option exercise on July 14, 2023.

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July 14, 2023 Filed Jul 19, 2023 23:33 UTC Exercise / conversionCommon Stock 6,500 $4.17 $27,105.00
Disclosure

SEC source: 0001415889-23-011352 · form4-07192023_110759.xml · nonDerivative · entry 3

HOWELL PETER C · CIK 0001210427 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.