Last 12 months
Inside the activity.
0 purchase rows · 54 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 16 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2021 Filed Dec 28, 2021 21:13 UTC |
GUGGENHIME ANDREWPresident and CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,100 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001209191-21-071374 · doc4.xml · derivative · entry 3 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,418 Underlying: Common Stock · 3,100 shares Expires 2030-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:13 UTC |
GUGGENHIME ANDREWPresident and CFO
|
SaleCommon Stock | 3,100 | $24.00 | $74,400.00 |
DisclosureSEC source: 0001209191-21-071374 · doc4.xml · nonDerivative · entry 2 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:13 UTC |
GUGGENHIME ANDREWPresident and CFO
|
Exercise / conversionCommon Stock | 3,100 | $5.35 | $16,585.00 |
DisclosureSEC source: 0001209191-21-071374 · doc4.xml · nonDerivative · entry 1 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2021 Filed Feb 8, 2022 17:27 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,469 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-22-007789 · doc4.xml · derivative · entry 4 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,626 Underlying: Common Stock · 4,469 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 20, 2021 Filed Feb 8, 2022 17:27 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,469 | $1.79 | $7,999.51 |
DisclosureSEC source: 0001209191-22-007789 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:35 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,619 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-070572 · doc4.xml · derivative · entry 5 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,095 Underlying: Common Stock · 4,619 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:35 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 4,619 | $22.50 | $103,927.50 |
DisclosureSEC source: 0001209191-21-070572 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,160 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:35 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,619 | $1.79 | $8,268.01 |
DisclosureSEC source: 0001209191-21-070572 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:20 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 131 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-069292 · doc4.xml · derivative · entry 5 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,714 Underlying: Common Stock · 131 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:20 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 131 | $22.50 | $2,947.50 |
DisclosureSEC source: 0001209191-21-069292 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,160 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:20 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 131 | $1.79 | $234.49 |
DisclosureSEC source: 0001209191-21-069292 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,016 shares acquired under the Employee Stock Purchase Plan on November 17, 2021. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:10 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-066539 · doc4.xml · derivative · entry 5 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,815 Underlying: Common Stock · 15,000 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:10 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 5,890 | $24.00 | $141,360.00 |
DisclosureSEC source: 0001209191-21-066539 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.60 to $24.51. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:10 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 9,110 | $23.09 | $210,349.90 |
DisclosureSEC source: 0001209191-21-066539 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,144 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.58 to $23.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:10 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 15,000 | $1.79 | $26,850.00 |
DisclosureSEC source: 0001209191-21-066539 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:58 UTC |
GUGGENHIME ANDREWPresident and CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,100 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001209191-21-066126 · doc4.xml · derivative · entry 4 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,518 Underlying: Common Stock · 3,100 shares Expires 2030-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:58 UTC |
GUGGENHIME ANDREWPresident and CFO
|
SaleCommon Stock | 115 | $25.20 | $2,898.00 |
DisclosureSEC source: 0001209191-21-066126 · doc4.xml · nonDerivative · entry 3 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.08 to $25.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Includes shares acquired under the Vaxcyte, Inc. employee stock purchase plan on November 17, 2020 of 1,562 shares and May 17, 2021 of 1,563 shares. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:58 UTC |
GUGGENHIME ANDREWPresident and CFO
|
SaleCommon Stock | 2,985 | $24.50 | $73,132.50 |
DisclosureSEC source: 0001209191-21-066126 · doc4.xml · nonDerivative · entry 2 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.04 to $24.86. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Includes shares acquired under the Vaxcyte, Inc. employee stock purchase plan on November 17, 2020 of 1,562 shares and May 17, 2021 of 1,563 shares. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:58 UTC |
GUGGENHIME ANDREWPresident and CFO
|
Exercise / conversionCommon Stock | 3,100 | $5.35 | $16,585.00 |
DisclosureSEC source: 0001209191-21-066126 · doc4.xml · nonDerivative · entry 1 GUGGENHIME ANDREW · CIK 0001230724 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Vaxcyte, Inc. employee stock purchase plan on November 17, 2020 of 1,562 shares and May 17, 2021 of 1,563 shares. Read SEC document |
| November 08, 2021 Filed Feb 1, 2022 22:41 UTC |
Dhaliwal Harpreet S.SVP Cml Mfg & Supply Chain
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $25.06 | $0.00 |
DisclosureSEC source: 0001209191-22-005978 · doc4.xml · derivative · entry 1 Dhaliwal Harpreet S. · CIK 0001886794 · SVP Cml Mfg & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-07 F1 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on October 1, 2022, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:55 UTC |
Sauer PaulSVP Process Dev, Manufacturing
|
SaleCommon Stock | 3,000 | $25.00 | $75,000.00 |
DisclosureSEC source: 0001209191-21-062762 · doc4.xml · nonDerivative · entry 1 Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,125 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 22:11 UTC |
Kamarck Michael E.Director
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $22.02 | $0.00 |
DisclosureSEC source: 0001209191-21-062119 · doc4.xml · derivative · entry 1 Kamarck Michael E. · CIK 0001450730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-10-26 F1 · derivative.exercise_date: Option shall vest over 36 months, 1/3 of which will vest on October 27, 2022 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 22:12 UTC |
Paya Carlos VDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $22.02 | $0.00 |
DisclosureSEC source: 0001209191-21-062120 · doc4.xml · derivative · entry 1 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-10-26 F1 · derivative.exercise_date: Option shall vest over 36 months, 1/3 of which will vest on October 27, 2022 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:00 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,750 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-061940 · doc4.xml · derivative · entry 5 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,845 Underlying: Common Stock · 4,750 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:00 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 4,750 | $22.69 | $107,777.50 |
DisclosureSEC source: 0001209191-21-061940 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.54 to $22.855. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:00 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,750 | $1.79 | $8,502.50 |
DisclosureSEC source: 0001209191-21-061940 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:46 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-061373 · doc4.xml · derivative · entry 5 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,815 Underlying: Common Stock · 15,000 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:46 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 1,009 | $23.19 | $23,398.71 |
DisclosureSEC source: 0001209191-21-061373 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.13 to $23.24. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:46 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 13,991 | $22.54 | $315,357.14 |
DisclosureSEC source: 0001209191-21-061373 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,263 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.10 to $23.04. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:46 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 15,000 | $1.79 | $26,850.00 |
DisclosureSEC source: 0001209191-21-061373 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 19:52 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,750 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-058125 · doc4.xml · derivative · entry 6 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,595 Underlying: Common Stock · 4,750 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 19:52 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 139 | $26.47 | $3,679.33 |
DisclosureSEC source: 0001209191-21-058125 · doc4.xml · nonDerivative · entry 3 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 19:52 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 4,611 | $26.16 | $120,623.76 |
DisclosureSEC source: 0001209191-21-058125 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,283 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.415 to $26.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 19:52 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,750 | $1.79 | $8,502.50 |
DisclosureSEC source: 0001209191-21-058125 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,193 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · derivative · entry 8 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,815 Underlying: Common Stock · 4,193 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 4,193 | $25.19 | $105,635.51 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · nonDerivative · entry 5 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.90 to $25.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 4,193 | $1.79 | $7,505.47 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · nonDerivative · entry 4 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 17:04 UTC |
Sauer PaulSVP Process Dev, Manufacturing
|
SaleCommon Stock | 5,307 | $25.20 | $133,724.19 |
DisclosureSEC source: 0001209191-21-057651 · doc4.xml · nonDerivative · entry 1 Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,125 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.00 to $25.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,841 shares acquired under the Employee Stock Purchase Plan on May 17, 2021. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,807 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · derivative · entry 7 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,008 Underlying: Common Stock · 10,807 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 802 | $25.89 | $20,763.78 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.88 to $25.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 10,005 | $25.17 | $251,825.85 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · nonDerivative · entry 2 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,056 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.73 to $25.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 21:40 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 10,807 | $1.79 | $19,344.53 |
DisclosureSEC source: 0001209191-21-057469 · doc4.xml · nonDerivative · entry 1 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2021 Filed Sep 21, 2021 00:01 UTC |
Loxam TeriDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $26.37 | $0.00 |
DisclosureSEC source: 0001209191-21-056967 · doc4.xml · derivative · entry 1 Loxam Teri · CIK 0001829111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-09-15 F1 · derivative.exercise_date: Option shall vest over 36 months, 1/3 of which will vest on September 16, 2022 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date Read SEC document |
| September 16, 2021 Filed Sep 24, 2021 21:06 UTC |
Drapeau Anne SDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $26.37 | $0.00 |
DisclosureSEC source: 0001209191-21-057654 · doc4.xml · derivative · entry 1 Drapeau Anne S · CIK 0001296569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-09-15 F1 · derivative.exercise_date: Option shall vest over 36 months, 1/3 of which will vest on September 16, 2022 and 1/36 of which will vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 18:06 UTC |
Fairman JeffVP, Research
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,750 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-053901 · doc4.xml · derivative · entry 6 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,345 Underlying: Common Stock · 4,750 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 18:06 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 3,218 | $25.70 | $82,702.60 |
DisclosureSEC source: 0001209191-21-053901 · doc4.xml · nonDerivative · entry 3 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.06 to $26.015. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 18:06 UTC |
Fairman JeffVP, Research
|
SaleCommon Stock | 1,532 | $24.70 | $37,840.40 |
DisclosureSEC source: 0001209191-21-053901 · doc4.xml · nonDerivative · entry 2 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,362 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.06 to $25.01. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 18:06 UTC |
Fairman JeffVP, Research
|
Exercise / conversionCommon Stock | 4,750 | $1.79 | $8,502.50 |
DisclosureSEC source: 0001209191-21-053901 · doc4.xml · nonDerivative · entry 1 Fairman Jeff · CIK 0001813800 · VP, Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:11 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,669 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001209191-21-053357 · doc4.xml · derivative · entry 5 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,815 Underlying: Common Stock · 13,669 shares Expires 2027-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 22:11 UTC |
PICKERING GRANTDirector · Chief Executive Officer
|
SaleCommon Stock | 69 | $23.10 | $1,593.90 |
DisclosureSEC source: 0001209191-21-053357 · doc4.xml · nonDerivative · entry 3 PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,254 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.