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Nasdaq · USD

PCVX

Vaxcyte, Inc.

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1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2022 Filed Apr 20, 2022 20:56 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 2,800 $23.98 $67,130.00
Disclosure

SEC source: 0001209191-22-025016 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,944

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.69 to $24.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:56 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 2,800 $2.42 $6,776.00
Disclosure

SEC source: 0001209191-22-025016 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:55 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-025012 · doc4.xml · derivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,018

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:55 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 3,100 $24.05 $74,542.29
Disclosure

SEC source: 0001209191-22-025012 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.00 to $24.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:55 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-025012 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:54 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-22-025010 · doc4.xml · derivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,450

Underlying: Common Stock · 11,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:54 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 11,000 $23.98 $263,765.70
Disclosure

SEC source: 0001209191-22-025010 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.79 to $24.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:54 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,000 $1.79 $19,690.00
Disclosure

SEC source: 0001209191-22-025010 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:24 UTC
Fairman JeffVP, Research
SaleCommon Stock 5,000 $25.59 $127,950.00
Disclosure

SEC source: 0001209191-22-023695 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 326,227

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,712 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · derivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,450

Underlying: Common Stock · 7,712 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 7,712 $24.62 $189,861.73
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.20 to $25.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,712 $1.79 $13,804.48
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 18:05 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-020962 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 14,288 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · derivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,162

Underlying: Common Stock · 14,288 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 359 $25.68 $9,220.27
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.635 to $25.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 13,929 $24.92 $347,060.54
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,253

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.55 to $25.48. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:03 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,288 $1.79 $25,575.52
Disclosure

SEC source: 0001209191-22-020815 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:22 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-020525 · doc4.xml · derivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,118

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:22 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 3,100 $26.13 $80,992.77
Disclosure

SEC source: 0001209191-22-020525 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.93 to $26.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:22 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-020525 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:09 UTC
Fairman JeffVP, Research
SaleCommon Stock 10,000 $25.50 $255,000.00
Disclosure

SEC source: 0001209191-22-019027 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 331,227

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:03 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0001209191-22-018522 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:53 UTC
Sauer PaulSVP Process Dev, Manufacturing
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016522 · doc4.xml · derivative · entry 2

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:53 UTC
Sauer PaulSVP Process Dev, Manufacturing
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016522 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:58 UTC
Wassil JimChief Operating Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016527 · doc4.xml · derivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-03-01

F3 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:58 UTC
Wassil JimChief Operating Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016527 · doc4.xml · derivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 12/48 of shares subject to the option vest on February 15, 2023, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:58 UTC
Wassil JimChief Operating Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016527 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,944

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:56 UTC
Fairman JeffVP, Research
GrantStock Option (right to buy) · Derivative 33,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016524 · doc4.xml · derivative · entry 4

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:56 UTC
Fairman JeffVP, Research
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016524 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:54 UTC
Dhaliwal Harpreet S.SVP Cml Mfg & Supply Chain
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016523 · doc4.xml · derivative · entry 2

Dhaliwal Harpreet S. · CIK 0001886794 · SVP Cml Mfg & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:54 UTC
Dhaliwal Harpreet S.SVP Cml Mfg & Supply Chain
GrantCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016523 · doc4.xml · nonDerivative · entry 1

Dhaliwal Harpreet S. · CIK 0001886794 · SVP Cml Mfg & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:51 UTC
GUGGENHIME ANDREWPresident and CFO
GrantStock Option (right to buy) · Derivative 225,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016521 · doc4.xml · derivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:51 UTC
GUGGENHIME ANDREWPresident and CFO
GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016521 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:50 UTC
PICKERING GRANTDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 431,250 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016520 · doc4.xml · derivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,250

Underlying: Common Stock · 431,250 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 5, 2022 01:50 UTC
PICKERING GRANTDirector · Chief Executive Officer
GrantCommon Stock 71,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016520 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,894

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:39 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 6,200 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-015477 · doc4.xml · derivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,218

Underlying: Common Stock · 6,200 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:39 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 6,200 $24.00 $148,800.00
Disclosure

SEC source: 0001209191-22-015477 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:39 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 6,200 $5.35 $33,170.00
Disclosure

SEC source: 0001209191-22-015477 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:17 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-22-013687 · doc4.xml · derivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,926

Underlying: Common Stock · 10,000 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

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February 24, 2022 Filed Feb 28, 2022 22:17 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 10,000 $22.00 $220,000.00
Disclosure

SEC source: 0001209191-22-013687 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,944

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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February 24, 2022 Filed Feb 28, 2022 22:17 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 10,000 $2.42 $24,200.00
Disclosure

SEC source: 0001209191-22-013687 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,563 shares acquired under the Issuer's Employee Stock Purchase Plan on May 17, 2021.

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December 29, 2021 Filed Dec 30, 2021 16:36 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0001209191-21-071604 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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December 27, 2021 Filed Dec 28, 2021 16:15 UTC
Fairman JeffVP, Research
Exercise / conversionStock Option (right to buy) · Derivative 4,750 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-21-071376 · doc4.xml · derivative · entry 6

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,345

Underlying: Common Stock · 4,750 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 27, 2021 Filed Dec 28, 2021 16:15 UTC
Fairman JeffVP, Research
SaleCommon Stock 175 $24.08 $4,214.00
Disclosure

SEC source: 0001209191-21-071376 · doc4.xml · nonDerivative · entry 3

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,160

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.04 to $24.285. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 27, 2021 Filed Dec 28, 2021 16:15 UTC
Fairman JeffVP, Research
SaleCommon Stock 4,575 $23.58 $107,878.50
Disclosure

SEC source: 0001209191-21-071376 · doc4.xml · nonDerivative · entry 2

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,335

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.02 to $24.005. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 27, 2021 Filed Dec 28, 2021 16:15 UTC
Fairman JeffVP, Research
Exercise / conversionCommon Stock 4,750 $1.79 $8,502.50
Disclosure

SEC source: 0001209191-21-071376 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 27, 2021 Filed Dec 28, 2021 21:14 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,400 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001209191-21-071375 · doc4.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,332

Underlying: Common Stock · 1,400 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on July 24, 2019, and 1/48 of the shares vest monthly thereafter.

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December 27, 2021 Filed Dec 28, 2021 21:14 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 50,365 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-21-071375 · doc4.xml · derivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,450

Underlying: Common Stock · 50,365 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 27, 2021 Filed Dec 28, 2021 21:14 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,400 $2.03 $2,842.00
Disclosure

SEC source: 0001209191-21-071375 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 21:14 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,365 $1.79 $90,153.35
Disclosure

SEC source: 0001209191-21-071375 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.