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Nasdaq · USD

PCVX

Vaxcyte, Inc.

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1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2022 Filed Jul 29, 2022 17:03 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-043547 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:02 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 5,000 $23.27 $116,353.00
Disclosure

SEC source: 0001209191-22-043395 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 167,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.965 to $23.79. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:02 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 5,000 $23.26 $116,310.50
Disclosure

SEC source: 0001209191-22-043395 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 167,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $22.99 to $23.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 17:11 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-043024 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:27 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-042734 · doc4.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,718

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:27 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 9 $25.00 $225.00
Disclosure

SEC source: 0001209191-22-042734 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:27 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 3,091 $24.53 $75,822.23
Disclosure

SEC source: 0001209191-22-042734 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,196

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.00 to $24.88. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 21:27 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-042734 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:12 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 2,680 $24.88 $66,678.40
Disclosure

SEC source: 0001209191-22-042603 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:12 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 8,320 $24.34 $202,508.80
Disclosure

SEC source: 0001209191-22-042603 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,136

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.88 to $24.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 21:12 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-041948 · doc4.xml · derivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,818

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 21:12 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 3,100 $24.00 $74,400.00
Disclosure

SEC source: 0001209191-22-041948 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 21:12 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-041948 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:36 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-22-041149 · doc4.xml · derivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,326

Underlying: Common Stock · 2,800 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:36 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 2,800 $22.00 $61,600.00
Disclosure

SEC source: 0001209191-22-041149 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,506

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:36 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 2,800 $2.42 $6,776.00
Disclosure

SEC source: 0001209191-22-041149 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,562 shares acquired under the Issuer's Employee Stock Purchase Plan on May 17, 2022.

Read SEC document
June 28, 2022 Filed Jun 28, 2022 21:14 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 10,000 $21.00 $210,000.00
Disclosure

SEC source: 0001209191-22-039646 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trusts

Disclosed balance after: 345,660

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 21:14 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 747 $21.01 $15,696.26
Disclosure

SEC source: 0001209191-22-039646 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2022 Filed Jun 23, 2022 21:48 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 3,541 $21.01 $74,410.22
Disclosure

SEC source: 0001209191-22-039044 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,203

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 21:48 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 1,261 $21.01 $26,492.22
Disclosure

SEC source: 0001209191-22-039044 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,744

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.065. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 21:48 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 5,451 $21.05 $114,736.46
Disclosure

SEC source: 0001209191-22-039044 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,005

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $21.00 to $21.31. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,562 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 17, 2022.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:43 UTC
Eydelman MikhailSVP, Gen Counsel & Corp Sec
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035419 · doc4.xml · nonDerivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on June 7, 2023 and 12.5% of the shares every six months thereafter.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC
Hirth PeterDirector
GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034052 · doc4.xml · derivative · entry 3

Hirth Peter · CIK 0001813780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC
Hirth PeterDirector
GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034052 · doc4.xml · nonDerivative · entry 1

Hirth Peter · CIK 0001813780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:33 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034069 · doc4.xml · derivative · entry 2

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:33 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034069 · doc4.xml · nonDerivative · entry 1

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034067 · doc4.xml · derivative · entry 2

Kamarck Michael E. · CIK 0001450730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034067 · doc4.xml · nonDerivative · entry 1

Kamarck Michael E. · CIK 0001450730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC
Loxam TeriDirector
GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034066 · doc4.xml · derivative · entry 2

Loxam Teri · CIK 0001829111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC
Loxam TeriDirector
GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034066 · doc4.xml · nonDerivative · entry 1

Loxam Teri · CIK 0001829111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:31 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034065 · doc4.xml · derivative · entry 2

Drapeau Anne S · CIK 0001296569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:31 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034065 · doc4.xml · nonDerivative · entry 1

Drapeau Anne S · CIK 0001296569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:31 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034061 · doc4.xml · derivative · entry 2

Lukatch Heath · CIK 0001596385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:31 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034061 · doc4.xml · nonDerivative · entry 1

Lukatch Heath · CIK 0001596385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:29 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $22.70 $0.00
Disclosure

SEC source: 0001209191-22-034050 · doc4.xml · derivative · entry 2

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-05-31

F2 · derivative.exercise_date: The shares of Common Stock subject to the option will vest monthly and fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:29 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034050 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 1, 2023 or the day prior to the next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's continuous service through such date.

Read SEC document
May 23, 2022 Filed May 25, 2022 16:24 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 3,000 $26.22 $78,670.50
Disclosure

SEC source: 0001209191-22-031865 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.72 to $26.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,562 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 17, 2022.

Read SEC document
May 20, 2022 Filed May 24, 2022 16:32 UTC
Fairman JeffVP, Research
SaleCommon Stock 4,112 $25.50 $104,856.00
Disclosure

SEC source: 0001209191-22-031619 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 321,227

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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May 18, 2022 Filed May 20, 2022 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-031062 · doc4.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,918

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

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May 18, 2022 Filed May 20, 2022 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 580 $25.22 $14,627.60
Disclosure

SEC source: 0001209191-22-031062 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.065 to $25.365. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 18, 2022 Filed May 20, 2022 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 2,520 $24.26 $61,135.20
Disclosure

SEC source: 0001209191-22-031062 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,767

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.04 to $24.99. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 18, 2022 Filed May 20, 2022 21:01 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-031062 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,562 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 17, 2022.

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May 16, 2022 Filed May 18, 2022 20:39 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · derivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,450

Underlying: Common Stock · 11,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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May 16, 2022 Filed May 18, 2022 20:39 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 3,134 $24.28 $76,093.52
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,894

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.17 to $24.42. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 16, 2022 Filed May 18, 2022 20:39 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 7,866 $23.76 $186,896.16
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,028

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $23.17 to $24.16. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 16, 2022 Filed May 18, 2022 20:39 UTC
PICKERING GRANTDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,000 $1.79 $19,690.00
Disclosure

SEC source: 0001209191-22-030067 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:11 UTC
Eydelman MikhailSVP, Gen Counsel & Corp Sec
GrantStock Option (right to buy) · Derivative 225,000 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001209191-22-028353 · doc4.xml · derivative · entry 1

Eydelman Mikhail · CIK 0001918033 · SVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2032-05-08

F1 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on April 1, 2023, and 1/48 of the shares shall vest monthly thereafter, subject to Reporting Person's continuous service to the Company through each such date.

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May 05, 2022 Filed May 9, 2022 16:35 UTC
Fairman JeffVP, Research
SaleCommon Stock 888 $25.80 $22,914.40
Disclosure

SEC source: 0001209191-22-027848 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 325,339

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.58 to $26.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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April 22, 2022 Filed Apr 26, 2022 17:18 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-025654 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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April 18, 2022 Filed Apr 20, 2022 20:56 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-22-025016 · doc4.xml · derivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,126

Underlying: Common Stock · 2,800 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.