Tapewire

Nasdaq · USD

PCVX

Vaxcyte, Inc.

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1164
SEC CIK
0001649094
Parsed reports
418

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202601
Jun 2026016
Jul 2026011
Aug 202605
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2022 Filed Oct 19, 2022 21:14 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 1,926 $25.91 $49,893.03
Disclosure

SEC source: 0001209191-22-054088 · doc4.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,344

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.685 to $26.205. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:14 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 874 $25.31 $22,123.56
Disclosure

SEC source: 0001209191-22-054088 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,270

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.68 to $25.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:14 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 2,800 $2.42 $6,776.00
Disclosure

SEC source: 0001209191-22-054088 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 13, 2022 16:57 UTC
Fairman JeffVP, Research
SaleCommon Stock 5,000 $25.50 $127,500.00
Disclosure

SEC source: 0001209191-22-053579 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 296,227

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 319 $25.28 $8,064.64
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 157,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.25 to $25.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 4,681 $24.68 $115,508.36
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 158,149

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.23 to $25.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 227 $25.30 $5,742.87
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 157,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.26 to $25.34. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 22:23 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 4,773 $24.69 $117,831.05
Disclosure

SEC source: 0001209191-22-051492 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 158,057

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.215 to $25.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:07 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-22-050943 · doc4.xml · derivative · entry 4

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,726

Underlying: Common Stock · 2,800 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:07 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 120 $26.56 $3,187.20
Disclosure

SEC source: 0001209191-22-050943 · doc4.xml · nonDerivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,344

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:07 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 2,680 $26.09 $69,923.88
Disclosure

SEC source: 0001209191-22-050943 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,464

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.56 to $26.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:07 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 2,800 $2.42 $6,776.00
Disclosure

SEC source: 0001209191-22-050943 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:05 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-050941 · doc4.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,518

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:05 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 477 $26.52 $12,650.04
Disclosure

SEC source: 0001209191-22-050941 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.465 to $26.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:05 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 2,623 $26.02 $68,247.84
Disclosure

SEC source: 0001209191-22-050941 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,015

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.46 to $26.445. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 22:05 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-050941 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:37 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 11,000 $27.95 $307,412.60
Disclosure

SEC source: 0001209191-22-050527 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,546

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $27.64 to $28.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 16:37 UTC
Fairman JeffVP, Research
SaleCommon Stock 336 $27.14 $9,118.44
Disclosure

SEC source: 0001209191-22-049025 · doc4.xml · nonDerivative · entry 3

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 301,227

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $27.09 to $27.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 16:37 UTC
Fairman JeffVP, Research
SaleCommon Stock 4,664 $26.54 $123,773.70
Disclosure

SEC source: 0001209191-22-049025 · doc4.xml · nonDerivative · entry 2

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 301,563

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.04 to $27.075. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:35 UTC
Sauer PaulSVP Process Dev, Manufacturing
Tax withholdingCommon Stock 865 $26.38 $22,818.70
Disclosure

SEC source: 0001209191-22-049023 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,822

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:34 UTC
Wassil JimChief Operating Officer
Tax withholdingCommon Stock 2,162 $26.38 $57,033.56
Disclosure

SEC source: 0001209191-22-049022 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,344

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:37 UTC
Fairman JeffVP, Research
Tax withholdingCommon Stock 519 $26.38 $13,691.22
Disclosure

SEC source: 0001209191-22-049025 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,143

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:36 UTC
Dhaliwal Harpreet S.SVP Cml Mfg & Supply Chain
Tax withholdingCommon Stock 1,513 $26.38 $39,912.94
Disclosure

SEC source: 0001209191-22-049024 · doc4.xml · nonDerivative · entry 1

Dhaliwal Harpreet S. · CIK 0001886794 · SVP Cml Mfg & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,890

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

F2 · balance_after: Includes 903 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 17, 2022.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:32 UTC
PICKERING GRANTDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,910 $26.38 $235,045.80
Disclosure

SEC source: 0001209191-22-049020 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,546

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:33 UTC
GUGGENHIME ANDREWPresident and CFO
Tax withholdingCommon Stock 4,649 $26.38 $122,640.62
Disclosure

SEC source: 0001209191-22-049021 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
August 29, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 17,653 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · derivative · entry 9

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,618

Underlying: Common Stock · 17,653 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 29, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 17,653 $28.00 $494,284.00
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · nonDerivative · entry 6

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 29, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 17,653 $5.35 $94,443.55
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · nonDerivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 1,295 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · derivative · entry 8

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,271

Underlying: Common Stock · 1,295 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 1,295 $28.00 $36,260.00
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · nonDerivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 1,295 $5.35 $6,928.25
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:16 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 15 $28.00 $420.00
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:16 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 4,985 $27.44 $136,788.40
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,845

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.91 to $27.785. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:16 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 14 $28.00 $392.00
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,830

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:16 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 4,986 $27.44 $136,815.84
Disclosure

SEC source: 0001209191-22-047991 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children's Trust

Disclosed balance after: 162,844

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.88 to $27.875. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 17,052 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · derivative · entry 7

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,566

Underlying: Common Stock · 17,052 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 17,052 $28.00 $477,456.00
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 17,052 $5.35 $91,228.20
Disclosure

SEC source: 0001209191-22-047903 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 16:47 UTC
Sauer PaulSVP Process Dev, Manufacturing
SaleCommon Stock 3,000 $25.93 $77,784.90
Disclosure

SEC source: 0001209191-22-047354 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.685 to $26.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 18, 2022 Filed Aug 22, 2022 20:41 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,100 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001209191-22-047031 · doc4.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,618

Underlying: Common Stock · 3,100 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

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August 18, 2022 Filed Aug 22, 2022 20:41 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 549 $25.89 $14,213.61
Disclosure

SEC source: 0001209191-22-047031 · doc4.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,187

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.71 to $26.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 18, 2022 Filed Aug 22, 2022 20:41 UTC
GUGGENHIME ANDREWPresident and CFO
SaleCommon Stock 2,551 $25.13 $64,106.63
Disclosure

SEC source: 0001209191-22-047031 · doc4.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,736

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $24.615 to $25.52. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 18, 2022 Filed Aug 22, 2022 20:41 UTC
GUGGENHIME ANDREWPresident and CFO
Exercise / conversionCommon Stock 3,100 $5.35 $16,585.00
Disclosure

SEC source: 0001209191-22-047031 · doc4.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:37 UTC
Wassil JimChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001209191-22-046841 · doc4.xml · derivative · entry 3

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,526

Underlying: Common Stock · 2,800 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter.

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August 17, 2022 Filed Aug 19, 2022 20:37 UTC
Wassil JimChief Operating Officer
SaleCommon Stock 2,800 $25.15 $70,407.12
Disclosure

SEC source: 0001209191-22-046841 · doc4.xml · nonDerivative · entry 2

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,506

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.02 to $25.465. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 17, 2022 Filed Aug 19, 2022 20:37 UTC
Wassil JimChief Operating Officer
Exercise / conversionCommon Stock 2,800 $2.42 $6,776.00
Disclosure

SEC source: 0001209191-22-046841 · doc4.xml · nonDerivative · entry 1

Wassil Jim · CIK 0001813798 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:19 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 608 $26.30 $15,990.40
Disclosure

SEC source: 0001209191-22-046392 · doc4.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.22 to $26.33. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 15, 2022 Filed Aug 17, 2022 21:19 UTC
PICKERING GRANTDirector · Chief Executive Officer
SaleCommon Stock 10,392 $25.54 $265,411.68
Disclosure

SEC source: 0001209191-22-046392 · doc4.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,064

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.21 to $26.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 05, 2022 Filed Aug 5, 2022 19:12 UTC
Fairman JeffVP, Research
SaleCommon Stock 5,000 $25.70 $128,507.50
Disclosure

SEC source: 0001209191-22-044659 · doc4.xml · nonDerivative · entry 2

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 306,227

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.50 to $26.035. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 04, 2022 Filed Aug 5, 2022 19:12 UTC
Fairman JeffVP, Research
SaleCommon Stock 10,000 $25.50 $255,000.00
Disclosure

SEC source: 0001209191-22-044659 · doc4.xml · nonDerivative · entry 1

Fairman Jeff · CIK 0001813800 · VP, Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fairman Family Trust

Disclosed balance after: 311,227

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.