Tapewire

Nasdaq · USD

PCSA

Processa Pharmaceuticals, Inc.

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Tapewire entity
8210
SEC CIK
0001533743
Parsed reports
296

Last 12 months

Inside the activity.

45 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026100
Apr 2026150
May 2026100
Jun 202690
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2023 Filed Oct 10, 2023 21:00 UTC
Lin PatrickChief Business - Strategy Off
GrantCommon Stock 13,700 $0.21 $2,877.00
Disclosure

SEC source: 0000897069-23-001442 · form4.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,535

Read SEC document
October 10, 2023 Filed Oct 10, 2023 16:51 UTC
Stanker James HChief Financial Officer
GrantCommon Stock 22,500 $0.24 $5,400.00
Disclosure

SEC source: 0000897069-23-001436 · form4.xml · nonDerivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,250

Read SEC document
October 10, 2023 Filed Oct 10, 2023 20:56 UTC
Ng George KDirector · Chief Executive Officer
GrantCommon Stock 100,000 $0.25 $25,000.00
Disclosure

SEC source: 0000897069-23-001438 · form4.xml · nonDerivative · entry 1

Ng George K · CIK 0001638744 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
October 10, 2023 Filed Oct 10, 2023 20:58 UTC GrantCommon Stock 12,000 $0.21 $2,520.00
Disclosure

SEC source: 0000897069-23-001440 · form4.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,729

Read SEC document
October 10, 2023 Filed Oct 10, 2023 21:03 UTC
Young DavidDirector · Pres. Research & Development · 10% owner
GrantCommon Stock 142,000 $0.24 $34,080.00
Disclosure

SEC source: 0000897069-23-001444 · form4.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · Pres. Research & Development · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,424

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:51 UTC
Ng George KChief Executive Officer
GrantRestricted Stock Units · Derivative 400,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001136 · form4.xml · derivative · entry 2

Ng George K · CIK 0001638744 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest upon the achievement of certain performance goals.

F2 · derivative.expiration_date: The restricted stock units vest upon the achievement of certain performance goals.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:51 UTC
Ng George KChief Executive Officer
GrantRestricted Stock Units · Derivative 400,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001136 · form4.xml · derivative · entry 1

Ng George K · CIK 0001638744 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, following its vesting of one-third on 08/08/24, 08/08/25, and 08/08/26 or upon a change in control event.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, following its vesting of one-third on 08/08/24, 08/08/25, and 08/08/26 or upon a change in control event.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:26 UTC GrantRestricted Stock · Derivative 101,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000998 · form4.xml · derivative · entry 3

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,365

Underlying: Common Stock · 101,365 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The Restricted Stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:26 UTC Exercise / conversionRestricted Stock · Derivative 23,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000998 · form4.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting of time-based restricted shares.

F1 · derivative.expiration_date: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:26 UTC Exercise / conversionCommon Stock 23,636 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000998 · form4.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:29 UTC
Baluch KhosoDirector
GrantRestricted Stock · Derivative 101,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001000 · form4.xml · derivative · entry 3

Baluch Khoso · CIK 0001686223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,365

Underlying: Common Stock · 101,365 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:29 UTC
Baluch KhosoDirector
Exercise / conversionRestricted Stock · Derivative 15,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001000 · form4.xml · derivative · entry 2

Baluch Khoso · CIK 0001686223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting of time-based restricted shares.

F1 · derivative.expiration_date: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:29 UTC
Baluch KhosoDirector
Exercise / conversionCommon Stock 15,455 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001000 · form4.xml · nonDerivative · entry 1

Baluch Khoso · CIK 0001686223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 18:33 UTC GrantRestricted Stock · Derivative 101,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001002 · form4.xml · derivative · entry 4

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,365

Underlying: Common Stock · 101,365 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 18:33 UTC Exercise / conversionRestricted Stock · Derivative 23,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001002 · form4.xml · derivative · entry 3

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting of time-based restricted shares.

F1 · derivative.expiration_date: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 18:33 UTC Exercise / conversionCommon Stock 23,636 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001002 · form4.xml · nonDerivative · entry 1

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thompson Family Trus

Disclosed balance after: 123,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:35 UTC GrantRestricted Stock · Derivative 101,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001004 · form4.xml · derivative · entry 4

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,365

Underlying: Common Stock · 101,365 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:35 UTC Exercise / conversionRestricted Stock · Derivative 23,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001004 · form4.xml · derivative · entry 3

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting of time-based restricted shares.

F1 · derivative.expiration_date: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:35 UTC Exercise / conversionCommon Stock 23,636 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001004 · form4.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:38 UTC
Neal James RDirector
GrantRestricted Stock · Derivative 101,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001005 · form4.xml · derivative · entry 3

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,365

Underlying: Common Stock · 101,365 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:38 UTC
Neal James RDirector
Exercise / conversionRestricted Stock · Derivative 14,407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001005 · form4.xml · derivative · entry 2

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting of time-based restricted shares.

F1 · derivative.expiration_date: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:38 UTC
Neal James RDirector
Exercise / conversionCommon Stock 14,407 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001005 · form4.xml · nonDerivative · entry 1

Neal James R · CIK 0001600865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

Read SEC document
June 12, 2023 Filed Jun 12, 2023 20:31 UTC
Young DavidDirector · President & CEO · 10% owner
PurchaseCommon Stock 40,000 $0.80 $32,000.00
Disclosure

SEC source: 0000897069-23-000716 · form4.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,424

Read SEC document
April 14, 2023 Filed Apr 14, 2023 22:16 UTC
Young DavidDirector · President & CEO · 10% owner
PurchaseCommon Stock 20,000 $0.55 $10,998.00
Disclosure

SEC source: 0000897069-23-000278 · form4.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,424

Read SEC document
April 13, 2023 Filed Apr 13, 2023 20:51 UTC
Young DavidDirector · President & CEO · 10% owner
PurchaseCommon Stock 20,000 $0.48 $9,600.00
Disclosure

SEC source: 0000897069-23-000269 · form4.xml · nonDerivative · entry 3

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,424

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.44 to $0.51, inclusive. The Reporting Person undertakes to provide Processa Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 20:51 UTC
Young DavidDirector · President & CEO · 10% owner
PurchaseCommon Stock 20,000 $0.45 $9,000.00
Disclosure

SEC source: 0000897069-23-000269 · form4.xml · nonDerivative · entry 2

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,424

Read SEC document
April 11, 2023 Filed Apr 13, 2023 20:51 UTC
Young DavidDirector · President & CEO · 10% owner
PurchaseCommon Stock 20,000 $0.52 $10,400.00
Disclosure

SEC source: 0000897069-23-000269 · form4.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,424

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.49 to $0.53, inclusive. The Reporting Person undertakes to provide Processa Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:09 UTC
Lin PatrickChief Business - Strategy Off
GrantCommon Stock 12,500 $0.80 $10,000.00
Disclosure

SEC source: 0001567619-23-002400 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,835

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:18 UTC
Baluch KhosoDirector
GrantCommon Stock 12,500 $0.80 $10,000.00
Disclosure

SEC source: 0001567619-23-002401 · doc1.xml · nonDerivative · entry 1

Baluch Khoso · CIK 0001686223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
February 09, 2023 Filed Feb 10, 2023 17:20 UTC
Stanker James HChief Financial Officer
GrantCommon Stock 12,500 $0.80 $10,000.00
Disclosure

SEC source: 0001567619-23-002403 · doc1.xml · nonDerivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,750

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:04 UTC
Young DavidDirector · President & CEO · 10% owner
GrantCommon Stock 18,750 $0.80 $15,000.00
Disclosure

SEC source: 0001567619-23-002398 · doc1.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,424

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:22 UTC
Floyd Robert MichaelChief Operating Officer
GrantCommon Stock 10,000 $0.80 $8,000.00
Disclosure

SEC source: 0001567619-23-002404 · doc1.xml · nonDerivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,267

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:33 UTC GrantRestricted Stock · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000314 · doc1.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:47 UTC
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 40,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000328 · doc1.xml · derivative · entry 3

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,328

Underlying: Common Stock · 40,690 shares

Expires not disclosed

F3 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the tssuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F3 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the tssuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:47 UTC
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 55,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000328 · doc1.xml · derivative · entry 2

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,638

Underlying: Common Stock · 55,107 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the Issuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F2 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the Issuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 40,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000327 · doc1.xml · derivative · entry 3

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,328

Underlying: Common Stock · 40,690 shares

Expires not disclosed

F3 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F3 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 55,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000327 · doc1.xml · derivative · entry 2

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,638

Underlying: Common Stock · 55,107 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date;a change in control, orthe reporting persons death,

F2 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date;a change in control, orthe reporting persons death,

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 48,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000320 · doc1.xml · derivative · entry 3

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,475

Underlying: Common Stock · 48,490 shares

Expires not disclosed

F3 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F3 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 75,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000320 · doc1.xml · derivative · entry 2

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,985

Underlying: Common Stock · 75,907 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F2 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 17:42 UTC
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 96,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000324 · doc1.xml · derivative · entry 3

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,431

Underlying: Common Stock · 96,150 shares

Expires not disclosed

F3 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the Issuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F3 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the Issuers common stock, following its vesting of one-third on 01/01/24; 01/01/25 and 01/01/26, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

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January 01, 2023 Filed Jan 4, 2023 17:42 UTC
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 69,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000324 · doc1.xml · derivative · entry 2

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,281

Underlying: Common Stock · 69,667 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

F2 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment; the third anniversary of the award date; a change in control, or the reporting persons death.

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January 01, 2023 Filed Jan 4, 2023 17:36 UTC GrantRestricted Stock · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000317 · doc1.xml · derivative · entry 3

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The Restricted Stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

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January 01, 2023 Filed Jan 4, 2023 22:49 UTC GrantRestricted Stock · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000329 · doc1.xml · derivative · entry 3

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

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January 01, 2023 Filed Jan 4, 2023 22:39 UTC
Young DavidDirector · President & CEO · 10% owner
GrantRestricted Stock Units · Derivative 24,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000321 · doc1.xml · derivative · entry 2

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,373

Underlying: Common Stock · 24,030 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the issuer's common stock, following its vesting of one-third on 01/01/24? 01/01/25 and 01/01/26, upon the earlier of termination of employment? the third anniversary of the award date? a change in control, or the reporting persons death.

F2 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the issuer's common stock, following its vesting of one-third on 01/01/24? 01/01/25 and 01/01/26, upon the earlier of termination of employment? the third anniversary of the award date? a change in control, or the reporting persons death.

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January 01, 2023 Filed Jan 4, 2023 22:43 UTC
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 40,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000326 · doc1.xml · derivative · entry 3

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,328

Underlying: Common Stock · 40,690 shares

Expires not disclosed

F3 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting of one-third on 01/01/24? 01/01/25 and 01/01/26, upon the earlier of termination of employment? the third anniversary of the award date? a change in control, or the reporting persons death.

F3 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting of one-third on 01/01/24? 01/01/25 and 01/01/26, upon the earlier of termination of employment? the third anniversary of the award date? a change in control, or the reporting persons death.

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January 01, 2023 Filed Jan 4, 2023 22:43 UTC
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 55,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000326 · doc1.xml · derivative · entry 2

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,638

Underlying: Common Stock · 55,107 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment? the third anniversary of the award date? a change in control, or the reporting persons death,

F2 · derivative.expiration_date: Each restricted stock units represents a contingent right to receive one share of the lssuers common stock, following its vesting on 01/01/24, upon the earlier of termination of employment? the third anniversary of the award date? a change in control, or the reporting persons death,

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December 31, 2022 Filed Jan 4, 2023 22:33 UTC Exercise / conversionCommon Stock 18,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-000314 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

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December 31, 2022 Filed Jan 4, 2023 22:47 UTC
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 10,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000328 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,531

Underlying: Common Stock · 10,851 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death. These restricted stock units are fully vested on date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death. These restricted stock units are fully vested on date of grant.

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December 31, 2022 Filed Jan 4, 2023 22:46 UTC
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 10,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000327 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,531

Underlying: Common Stock · 10,851 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death. These restricted stock units vest on date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death. These restricted stock units vest on date of grant.

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December 31, 2022 Filed Jan 4, 2023 22:38 UTC
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 13,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000320 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,073

Underlying: Common Stock · 13,851 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.