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PCB BANCORP

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5696
SEC CIK
0001423869
Parsed reports
241

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202660
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2023 Filed May 9, 2023 17:58 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 300 $13.33 $3,999.00
Disclosure

SEC source: 0001749375-23-000022 · wf-form4_168365508719198.xml · nonDerivative · entry 5

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,374,844

Read SEC document
May 08, 2023 Filed May 9, 2023 17:58 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 600 $13.54 $8,124.00
Disclosure

SEC source: 0001749375-23-000022 · wf-form4_168365508719198.xml · nonDerivative · entry 4

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,374,544

Read SEC document
May 08, 2023 Filed May 9, 2023 17:58 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 245 $13.54 $3,317.28
Disclosure

SEC source: 0001749375-23-000022 · wf-form4_168365508719198.xml · nonDerivative · entry 3

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,373,944

Read SEC document
May 08, 2023 Filed May 9, 2023 17:58 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 33 $13.53 $446.49
Disclosure

SEC source: 0001749375-23-000022 · wf-form4_168365508719198.xml · nonDerivative · entry 2

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,373,699

Read SEC document
May 08, 2023 Filed May 9, 2023 17:58 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 122 $13.52 $1,649.44
Disclosure

SEC source: 0001749375-23-000022 · wf-form4_168365508719198.xml · nonDerivative · entry 1

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,373,666

Read SEC document
May 04, 2023 Filed May 5, 2023 21:02 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 100 $13.20 $1,320.00
Disclosure

SEC source: 0001749375-23-000020 · wf-form4_168332052915398.xml · nonDerivative · entry 5

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,373,544

Read SEC document
May 04, 2023 Filed May 5, 2023 21:02 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 1,000 $13.15 $13,150.00
Disclosure

SEC source: 0001749375-23-000020 · wf-form4_168332052915398.xml · nonDerivative · entry 4

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,373,444

Read SEC document
May 04, 2023 Filed May 5, 2023 21:02 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 100 $13.10 $1,309.90
Disclosure

SEC source: 0001749375-23-000020 · wf-form4_168332052915398.xml · nonDerivative · entry 3

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,372,444

Read SEC document
May 04, 2023 Filed May 5, 2023 21:02 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 5 $13.09 $65.45
Disclosure

SEC source: 0001749375-23-000020 · wf-form4_168332052915398.xml · nonDerivative · entry 2

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,372,344

Read SEC document
May 04, 2023 Filed May 5, 2023 21:02 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 1,148 $13.05 $14,981.40
Disclosure

SEC source: 0001749375-23-000020 · wf-form4_168332052915398.xml · nonDerivative · entry 1

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,372,339

Read SEC document
May 03, 2023 Filed May 3, 2023 21:50 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 1,000 $13.45 $13,450.00
Disclosure

SEC source: 0001749375-23-000018 · wf-form4_168315062402932.xml · nonDerivative · entry 3

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,370,191

Read SEC document
May 02, 2023 Filed May 3, 2023 21:50 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 1,000 $13.50 $13,500.00
Disclosure

SEC source: 0001749375-23-000018 · wf-form4_168315062402932.xml · nonDerivative · entry 4

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,371,191

Read SEC document
May 02, 2023 Filed May 3, 2023 21:50 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 735 $13.49 $9,915.15
Disclosure

SEC source: 0001749375-23-000018 · wf-form4_168315062402932.xml · nonDerivative · entry 2

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,369,191

Read SEC document
May 02, 2023 Filed May 3, 2023 21:50 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 265 $13.49 $3,574.82
Disclosure

SEC source: 0001749375-23-000018 · wf-form4_168315062402932.xml · nonDerivative · entry 1

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,368,456

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 3,790 $13.50 $51,165.00
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 12

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,368,191

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 3,000 $13.45 $40,350.00
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 11

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,364,401

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 1,110 $13.45 $14,929.39
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 10

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,361,401

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 100 $13.44 $1,344.00
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 9

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,360,291

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 284 $13.40 $3,805.57
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 8

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,360,191

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 200 $13.39 $2,678.00
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 7

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,359,907

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 516 $13.38 $6,904.08
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 6

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,359,707

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 3,292 $13.40 $44,112.80
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 5

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,359,191

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 138 $13.38 $1,846.88
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 4

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,355,899

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 570 $13.38 $7,623.75
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 3

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,355,761

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 2,000 $13.35 $26,700.00
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 2

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,355,191

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:05 UTC
LEE SANG YOUNGDirector · 10% owner
PurchaseCommon Stock 1,000 $13.25 $13,250.00
Disclosure

SEC source: 0001749375-23-000016 · wf-form4_168262950631374.xml · nonDerivative · entry 1

LEE SANG YOUNG · CIK 0001749375 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,353,191

Read SEC document
April 18, 2023 Filed Apr 18, 2023 23:05 UTC
KIM HENRYDirector · PRESIDENT, CEO & DIRECTOR
Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-23-000006 · wf-form4_168185913220490.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,734

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
April 18, 2023 Filed Apr 18, 2023 23:05 UTC
KIM HENRYDirector · PRESIDENT, CEO & DIRECTOR
Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749355-23-000006 · wf-form4_168185913220490.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2023 Filed Apr 14, 2023 20:04 UTC
LEE MIMISVP & CHIEF OPS ADMINISTRATOR
Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749372-23-000004 · wf-form4_168150263925872.xml · derivative · entry 2

LEE MIMI · CIK 0001749372 · SVP & CHIEF OPS ADMINISTRATOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,151

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
April 14, 2023 Filed Apr 14, 2023 20:04 UTC
LEE MIMISVP & CHIEF OPS ADMINISTRATOR
Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749372-23-000004 · wf-form4_168150263925872.xml · nonDerivative · entry 1

LEE MIMI · CIK 0001749372 · SVP & CHIEF OPS ADMINISTRATOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,644.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 21:03 UTC
RHEE DONDirector
Exercise / conversionStock option (right to buy) · Derivative 14,520 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749474-23-000004 · wf-form4_168072856710675.xml · derivative · entry 2

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,520 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in five equal annual installments beginning one year after the 10/28/2015 date of grant.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 21:03 UTC
RHEE DONDirector
Exercise / conversionCommon Stock 14,520 $10.33 $149,991.60
Disclosure

SEC source: 0001749474-23-000004 · wf-form4_168072856710675.xml · nonDerivative · entry 1

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 16:45 UTC Exercise / conversionStock option (right to buy) · Derivative 4,840 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749380-23-000002 · wf-form4_167960428962597.xml · derivative · entry 2

PARK HONG KYUN · CIK 0001749380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,840 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in five equal annual installments beginning one year after the 10/28/2015 date of grant.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 16:45 UTC Exercise / conversionCommon Stock 4,840 $10.33 $49,997.20
Disclosure

SEC source: 0001749380-23-000002 · wf-form4_167960428962597.xml · nonDerivative · entry 1

PARK HONG KYUN · CIK 0001749380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 23:35 UTC
CHANG TIMOTHYEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionStock option (right to buy) · Derivative 3,150 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001251326-23-000004 · wf-form4_167961453168861.xml · derivative · entry 2

CHANG TIMOTHY · CIK 0001251326 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 3,150 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 23:35 UTC
CHANG TIMOTHYEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,150 $10.33 $32,539.50
Disclosure

SEC source: 0001251326-23-000004 · wf-form4_167961453168861.xml · nonDerivative · entry 1

CHANG TIMOTHY · CIK 0001251326 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 21:26 UTC
KIM HENRYDirector · PRESIDENT, CEO & DIRECTOR
Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-23-000004 · wf-form4_167960676519801.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,734

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 21:26 UTC
KIM HENRYDirector · PRESIDENT, CEO & DIRECTOR
Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749355-23-000004 · wf-form4_167960676519801.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 20:59 UTC
CHO HAEYOUNGDirector
Exercise / conversionStock option (right to buy) · Derivative 7,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001749473-23-000010 · wf-form4_167960514407156.xml · derivative · entry 2

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 20:59 UTC
CHO HAEYOUNGDirector
Exercise / conversionCommon Stock 7,000 $9.30 $65,100.00
Disclosure

SEC source: 0001749473-23-000010 · wf-form4_167960514407156.xml · nonDerivative · entry 1

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hae Young Cho Trust

Disclosed balance after: 217,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 20:50 UTC
AHN KIJUNDirector
Exercise / conversionStock option (right to buy) · Derivative 3,108 $0.00 Strike: $4.51 $0.00
Disclosure

SEC source: 0001749381-23-000002 · wf-form4_167960462734187.xml · derivative · entry 2

AHN KIJUN · CIK 0001749381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,108 shares

Expires 2023-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 20:50 UTC
AHN KIJUNDirector
Exercise / conversionCommon Stock 3,108 $4.51 $14,017.08
Disclosure

SEC source: 0001749381-23-000002 · wf-form4_167960462734187.xml · nonDerivative · entry 1

AHN KIJUN · CIK 0001749381 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 21:53 UTC
KIM HENRYDirector · PRESIDENT, CEO & DIRECTOR
Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-23-000002 · wf-form4_167883080125464.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,734

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 21:53 UTC
KIM HENRYDirector · PRESIDENT, CEO & DIRECTOR
Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749355-23-000002 · wf-form4_167883080125464.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2023 Filed Mar 10, 2023 17:26 UTC
CHO HAEYOUNGDirector
PurchaseCommon Stock 2,580 $17.04 $43,963.20
Disclosure

SEC source: 0001749473-23-000006 · wf-form4_167846920405099.xml · nonDerivative · entry 1

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hae Young Cho IRA

Disclosed balance after: 23,563

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March 08, 2023 Filed Mar 8, 2023 23:11 UTC
BANG BRIANEVP & CHIEF CREDIT OFFICER
Exercise / conversionStock option (right to buy) · Derivative 3,551 $0.00 Strike: $4.51 $0.00
Disclosure

SEC source: 0001749368-23-000002 · wf-form4_167831705463126.xml · derivative · entry 2

BANG BRIAN · CIK 0001749368 · EVP & CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,551 shares

Expires 2023-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 08, 2023 Filed Mar 8, 2023 23:11 UTC
BANG BRIANEVP & CHIEF CREDIT OFFICER
Exercise / conversionCommon Stock 3,551 $4.51 $16,015.01
Disclosure

SEC source: 0001749368-23-000002 · wf-form4_167831705463126.xml · nonDerivative · entry 1

BANG BRIAN · CIK 0001749368 · EVP & CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 08, 2023 Filed Mar 8, 2023 23:08 UTC
CHO HAEYOUNGDirector
Exercise / conversionStock option (right to buy) · Derivative 3,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001749473-23-000004 · wf-form4_167831691641424.xml · derivative · entry 2

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2023 Filed Mar 8, 2023 23:08 UTC
CHO HAEYOUNGDirector
Exercise / conversionCommon Stock 3,000 $9.30 $27,900.00
Disclosure

SEC source: 0001749473-23-000004 · wf-form4_167831691641424.xml · nonDerivative · entry 1

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2023 Filed Mar 15, 2023 22:22 UTC Amendment
CHO HAEYOUNGDirector
Exercise / conversionStock option (right to buy) · Derivative 3,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001749473-23-000008 · wf-form4a_167891894131467.xml · derivative · entry 2

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.