Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2019 Filed Jun 5, 2019 21:12 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 483 | $15.18 | $7,331.94 |
DisclosureSEC source: 0001209191-19-034818 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,202,735 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:39 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 85 | $32.38 | $2,752.31 |
DisclosureSEC source: 0001209191-19-027727 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,924 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:37 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 477 | $32.38 | $15,445.31 |
DisclosureSEC source: 0001209191-19-027722 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,203,218 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 21:00 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 88 | $35.78 | $3,148.65 |
DisclosureSEC source: 0001209191-19-023265 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,009 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 20:58 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 491 | $35.79 | $17,573.09 |
DisclosureSEC source: 0001209191-19-023260 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,203,695 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.78 to $35.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2019 Filed Mar 22, 2019 20:51 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 496 | $38.62 | $19,155.52 |
DisclosureSEC source: 0001209191-19-021011 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204,186 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 04, 2019 Filed Mar 22, 2019 20:53 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 88 | $38.66 | $3,402.08 |
DisclosureSEC source: 0001209191-19-021012 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,097 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:39 UTC |
Lo StevenChief Commercial Officer
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 36,300 | $0.00 Strike: $27.76 | $0.00 |
DisclosureSEC source: 0001209191-19-008693 · doc4.xml · derivative · entry 1 Lo Steven · CIK 0001501959 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,300 Underlying: COMMON STOCK · 36,300 shares Expires 2029-02-05 F1 · derivative.exercise_date: The vesting commencement date ("Option Vesting Commencement Date") of the option is January 1, 2019. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:34 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 15,400 | $0.00 Strike: $27.76 | $0.00 |
DisclosureSEC source: 0001209191-19-008683 · doc4.xml · derivative · entry 2 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 Underlying: COMMON STOCK · 15,400 shares Expires 2029-02-05 F2 · derivative.exercise_date: The vesting commencement date ("Option Vesting Commencement Date") of the option is January 1, 2019. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:34 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantCOMMON STOCK | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008683 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,185 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2019 ("RSU Vesting Commencement Date") and (ii) with respect to 1/6th of the shares subject thereto on each six-month anniversary of the RSU Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:37 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 15,400 | $0.00 Strike: $27.76 | $0.00 |
DisclosureSEC source: 0001209191-19-008688 · doc4.xml · derivative · entry 2 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 Underlying: Common Stock · 15,400 shares Expires 2029-02-05 F2 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2019 ("Option Vesting Commencement Date"). The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:37 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantCommon Stock | 9,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008688 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2019 ("RSU Vesting Commencement Date"), and (ii) with respect to an additional 1/6th of the shares subject thereto on each six-month anniversary of the RSU Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:30 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 62,634 | $0.00 Strike: $27.76 | $0.00 |
DisclosureSEC source: 0001209191-19-008680 · doc4.xml · derivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,634 Underlying: COMMON STOCK · 62,634 shares Expires 2029-02-05 F2 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2019 ("Option Vesting Commencement Date"). The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:30 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantCOMMON STOCK | 39,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008680 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204,682 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2019 ("RSU Vesting Commencement Date"), and (ii) with respect to an additional 1/6th of the shares subject thereto on each six-month anniversary of the RSU Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:34 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 89 | $27.77 | $2,471.53 |
DisclosureSEC source: 0001209191-19-007743 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,285 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:38 UTC |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 87 | $27.64 | $2,404.71 |
DisclosureSEC source: 0001209191-19-007747 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,957 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:30 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 345 | $27.80 | $9,591.00 |
DisclosureSEC source: 0001209191-19-007740 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,165,467 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:54 UTC |
Lo StevenChief Commercial Officer
|
SaleCOMMON STOCK | 2,114 | $24.91 | $52,663.55 |
DisclosureSEC source: 0001209191-19-005188 · doc4.xml · nonDerivative · entry 1 Lo Steven · CIK 0001501959 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,409 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.91 to $24.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:51 UTC |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 713 | $24.80 | $17,682.40 |
DisclosureSEC source: 0001209191-19-005185 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,044 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:47 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 1,959 | $24.72 | $48,426.48 |
DisclosureSEC source: 0001209191-19-005183 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,374 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 19, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:44 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 8,825 | $24.74 | $218,334.03 |
DisclosureSEC source: 0001209191-19-005177 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,165,812 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.55 to $24.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 23:26 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 4,424 | $20.67 | $91,444.08 |
DisclosureSEC source: 0001209191-19-002246 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174,637 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:08 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 1,210 | $20.67 | $25,010.70 |
DisclosureSEC source: 0001209191-19-002078 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,333 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:16 UTC |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 1,210 | $20.67 | $25,010.70 |
DisclosureSEC source: 0001209191-19-002102 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,757 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 21:59 UTC |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 1,239 | $22.77 | $28,212.03 |
DisclosureSEC source: 0001209191-18-060914 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,967 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2017 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 11, 2018 Filed Nov 14, 2018 00:25 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001209191-18-058405 · doc4.xml · derivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2028-11-10 F1 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is November 11, 2018. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:10 UTC |
Lo StevenChief Commercial Officer
|
SaleCOMMON STOCK | 1,839 | $51.85 | $95,360.06 |
DisclosureSEC source: 0001209191-18-043775 · doc4.xml · nonDerivative · entry 1 Lo Steven · CIK 0001501959 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,523 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.80 to $52.525, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:07 UTC |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 610 | $51.95 | $31,689.50 |
DisclosureSEC source: 0001209191-18-043768 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,206 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:00 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 12,520 | $52.00 | $651,019.97 |
DisclosureSEC source: 0001209191-18-043755 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,179,061 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.95 to $52.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 21:03 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 1,836 | $51.95 | $95,381.30 |
DisclosureSEC source: 0001209191-18-043760 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,543 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 19, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.95 to $52.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 23:29 UTC |
ZAVRL FRANKDirector
|
GrantCOMMON STOCK | 5,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037896 · doc4.xml · nonDerivative · entry 1 ZAVRL FRANK · CIK 0001652169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,822 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 23:24 UTC |
WILSON TROY EDWARDDirector
|
GrantCOMMON STOCK | 5,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037894 · doc4.xml · nonDerivative · entry 1 WILSON TROY EDWARD · CIK 0001589597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,172 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 23:16 UTC |
Senderowicz AdrianDirector
|
GrantCOMMON STOCK | 5,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037883 · doc4.xml · nonDerivative · entry 1 Senderowicz Adrian · CIK 0001616230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,822 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 23:10 UTC |
MOYES JAY MDirector
|
GrantCOMMON STOCK | 5,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037876 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,822 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 22:36 UTC |
MILLER MICHAEL PATRICKDirector
|
GrantCOMMON STOCK | 5,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037867 · doc4.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,482 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 21:08 UTC |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 1,211 | $53.00 | $64,183.00 |
DisclosureSEC source: 0001209191-18-035228 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,816 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 13, 2017 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:30 UTC |
MILLER MICHAEL PATRICKDirector
|
GrantStock Option (Right to Buy) · Derivative | 17,626 | $0.00 Strike: $68.25 | $0.00 |
DisclosureSEC source: 0001209191-18-014045 · doc4.xml · derivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,626 Underlying: Common Stock · 17,626 shares Expires 2028-02-22 F1 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is February 23, 2018. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 23:02 UTC |
Lo StevenChief Commercial Officer
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 33,000 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0001209191-18-009711 · doc4.xml · derivative · entry 1 Lo Steven · CIK 0001501959 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: COMMON STOCK · 33,000 shares Expires 2028-02-10 F1 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is January 1, 2018. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 22:57 UTC |
BRYCE RICHARD PAULSEE REMARKS
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GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 14,000 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0001209191-18-009705 · doc4.xml · derivative · entry 2 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: COMMON STOCK · 14,000 shares Expires 2028-02-10 F2 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is January 1, 2018. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 22:57 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantCOMMON STOCK | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009705 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,379 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2018 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 23:00 UTC |
EYLER CHARLES RSEE REMARKS
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GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 14,000 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0001209191-18-009708 · doc4.xml · derivative · entry 2 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: COMMON STOCK · 14,000 shares Expires 2028-02-10 F2 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is January 1, 2018. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Vesting Commencement Date thereafter, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 23:00 UTC |
EYLER CHARLES RSEE REMARKS
|
GrantCOMMON STOCK | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009708 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,027 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2018 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 22:55 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
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GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 56,940 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0001209191-18-009703 · doc4.xml · derivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,940 Underlying: COMMON STOCK · 56,940 shares Expires 2028-02-10 F2 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2018 ("Vesting Commencement Date"). The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 22:55 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantCOMMON STOCK | 35,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009703 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,191,581 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2018 ("Vesting Commencement Date"), and (ii) with respect to an additional 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2018 Filed Mar 7, 2018 21:34 UTC Amendment |
BRYCE RICHARD PAULSEE REMARKS
|
GrantCOMMON STOCK | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017738 · doc4a.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,379 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2018 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. F2 · acquired: This amended Form 4 is filed solely for the purpose of correcting an administrative error in column 4 reporting securities as disposed of, instead of acquired, as reported on the Form 4 filed February 13, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:38 UTC |
Lo StevenChief Commercial Officer
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SaleCOMMON STOCK | 1,858 | $92.85 | $172,515.30 |
DisclosureSEC source: 0001209191-18-005139 · doc4.xml · nonDerivative · entry 1 Lo Steven · CIK 0001501959 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,362 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:36 UTC |
EYLER CHARLES RSEE REMARKS
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SaleCOMMON STOCK | 669 | $92.85 | $62,116.65 |
DisclosureSEC source: 0001209191-18-005135 · doc4.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2017 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:33 UTC |
BRYCE RICHARD PAULSR VP, CLINICAL RESEARCH & DEV
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SaleCOMMON STOCK | 1,860 | $92.75 | $172,515.00 |
DisclosureSEC source: 0001209191-18-005127 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SR VP, CLINICAL RESEARCH & DEV 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,379 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 19, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:30 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
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SaleCOMMON STOCK | 10,692 | $92.75 | $991,683.00 |
DisclosureSEC source: 0001209191-18-005125 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,155,931 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 22, 2018 Filed Aug 2, 2018 20:33 UTC Amendment |
EYLER CHARLES RSEE REMARKS
|
SaleCOMMON STOCK | 669 | $92.85 | $62,116.65 |
DisclosureSEC source: 0001209191-18-044965 · doc4a.xml · nonDerivative · entry 1 EYLER CHARLES R · CIK 0001358246 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2017 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · acquired: This amended Form 4 is filed solely for the purpose of correcting an administrative error in column 4 reporting securities as acquired, instead of disposed of, as reported on the Form 4 filed January 24, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.