Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 6, 2020 20:53 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 339 | $9.70 | $3,288.71 |
DisclosureSEC source: 0001209191-20-027502 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307,195 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 20:42 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 91 | $7.37 | $670.68 |
DisclosureSEC source: 0001209191-20-023194 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,921 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 20:39 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 347 | $7.39 | $2,562.60 |
DisclosureSEC source: 0001209191-20-023177 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307,534 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 19:47 UTC |
Ludwig Jeffrey JeromeChief Commercial Officer
|
GrantStock Option (Right to Buy) · Derivative | 320,000 | $0.00 Strike: $7.82 | $0.00 |
DisclosureSEC source: 0001209191-20-020763 · doc4.xml · derivative · entry 1 Ludwig Jeffrey Jerome · CIK 0001807133 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: COMMON STOCK · 320,000 shares Expires 2030-03-19 F1 · derivative.exercise_date: The vesting commencement date of the option is March 16, 2020 ("Option Vesting Commencement Date"). The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:41 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 96 | $10.02 | $962.15 |
DisclosureSEC source: 0001209191-20-015251 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,012 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:38 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 372 | $10.02 | $3,725.62 |
DisclosureSEC source: 0001209191-20-015236 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307,881 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:35 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 1,728 | $10.25 | $17,717.18 |
DisclosureSEC source: 0001209191-20-014487 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,830 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 25, 2020 Filed Apr 6, 2020 20:39 UTC Amendment |
HUNT DOUGLAS MSee Remarks
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023599 · doc4a.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,330 F1 · shares: Shares issued pursuant to performance based vesting of restricted stock units. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:34 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 15,567 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001209191-20-009464 · doc4.xml · derivative · entry 2 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,567 Underlying: COMMON STOCK · 15,567 shares Expires 2030-02-10 F2 · derivative.exercise_date: The vesting commencement date of the option is January 1, 2020 ("Option Vesting Commencement Date"). The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 02:34 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
GrantCOMMON STOCK | 15,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009464 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,560 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2020 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:59 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 54,842 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001209191-20-009445 · doc4.xml · derivative · entry 2 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,842 Underlying: COMMON STOCK · 54,842 shares Expires 2030-02-10 F2 · derivative.exercise_date: The vesting commencement date ("Option Vesting Commencement Date") of the option is January 1, 2020. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:59 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantCOMMON STOCK | 43,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009445 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,108 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2020 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:50 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 54,842 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001209191-20-009441 · doc4.xml · derivative · entry 2 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,842 Underlying: COMMON STOCK · 54,842 shares Expires 2030-02-10 F2 · derivative.exercise_date: The vesting commencement date ("Option Vesting Commencement Date") of the option is January 1, 2020. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:50 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantCOMMON STOCK | 43,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009441 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,558 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2020 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:36 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 161,649 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001209191-20-009433 · doc4.xml · derivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,649 Underlying: COMMON STOCK · 161,649 shares Expires 2030-02-10 F3 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is January 1, 2020. Subject to the Reporting Person's continued status as an employee of the Issuer, the option shall vest and become exercisable with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Vesting Commencement Date, and with respect to an additional 1/36th shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter. Additionally, if the Reporting Person experiences a Termination of Service by the Issuer without Cause or by the Reporting Person with Good Reason, each as defined in the employment agreement between the Issuer and the Reporting Person dated January 19, 2012 (the "Employment Agreement"), in either case, during the period beginning sixty (60) days prior to and ending eighteen (18) months after the occurrence of a Change in Control, as defined in the Employment Agreement, F4 · derivative.exercise_date: (continued from footnote 1 above) then (subject to timely executing and not revoking the Release Agreement (as defined in the Employment Agreement)) (i) the option shall vest and become exercisable in full on the later to occur of such termination or the Change in Control, and (ii) the option shall remain exercisable until the earlier to occur of the first anniversary of such termination or the expiration date of the option reported herein. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:36 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantCOMMON STOCK | 127,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009433 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,308,253 F1 · shares: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2020 ("Vesting Commencement Date"), and (ii) with respect to an additional 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Additionally, if the Reporting Person experiences a Termination of Service by the Issuer without Cause or by the Reporting Person with Good Reason, each as defined in the employment agreement between the Issuer and the Reporting Person dated January 19, 2012 (the "Employment Agreement"), in either case, during the period beginning sixty (60) days prior to and ending eighteen (18) months after the occurrence of a Change in Control, as defined in the Employment Agreement, (continued in Footnote 2 below) F2 · shares: (continued from Footnote 1 above) then (subject to timely executing and not revoking the Release Agreement (as defined in the Employment Agreement)) the restricted stock units shall vest ain full on the later to occur of such termination or the Change in Control. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:41 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 105 | $8.02 | $841.58 |
DisclosureSEC source: 0001209191-20-006488 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,834 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:37 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 331 | $8.01 | $2,652.80 |
DisclosureSEC source: 0001209191-20-006479 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,180,700 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 22:14 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 1,405 | $8.43 | $11,846.96 |
DisclosureSEC source: 0001209191-20-001190 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,284 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:47 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 5,973 | $8.39 | $50,113.47 |
DisclosureSEC source: 0001209191-20-001102 · doc4.xml · nonDerivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,181,031 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:47 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 43 | $8.32 | $357.76 |
DisclosureSEC source: 0001209191-20-001102 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187,004 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 1,514 | $8.40 | $12,717.60 |
DisclosureSEC source: 0001209191-20-001000 · doc4.xml · nonDerivative · entry 2 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,939 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 2 | $8.36 | $16.72 |
DisclosureSEC source: 0001209191-20-001000 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,453 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 01:53 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 83 | $10.34 | $858.23 |
DisclosureSEC source: 0001209191-19-058925 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,455 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:51 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 455 | $10.33 | $4,699.65 |
DisclosureSEC source: 0001209191-19-058737 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187,047 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 23:02 UTC |
Miller Ann CalbyDirector
|
GrantStock Option (Right to Buy) · Derivative | 125,306 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001209191-19-056460 · doc4.xml · derivative · entry 1 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,306 Underlying: Common Stock · 125,306 shares Expires 2029-11-11 F1 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is November 12, 2019. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:31 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 100 | $7.40 | $740.01 |
DisclosureSEC source: 0001209191-19-055207 · doc4.xml · nonDerivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187,502 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:31 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 378 | $7.40 | $2,797.20 |
DisclosureSEC source: 0001209191-19-055207 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187,602 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:34 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 88 | $7.38 | $649.45 |
DisclosureSEC source: 0001209191-19-055216 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,538 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:01 UTC |
O'Dowd HughDirector
|
GrantStock Option (Right to Buy) · Derivative | 85,201 | $0.00 Strike: $6.79 | $0.00 |
DisclosureSEC source: 0001209191-19-053442 · doc4.xml · derivative · entry 1 O'Dowd Hugh · CIK 0001741171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,201 Underlying: Common Stock · 85,201 shares Expires 2029-10-14 F1 · derivative.exercise_date: The vesting commencement date ("Vesting Commencement Date") of the option is October 15, 2019. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:35 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 91 | $10.05 | $914.55 |
DisclosureSEC source: 0001209191-19-052231 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,626 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:32 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 504 | $9.97 | $5,027.15 |
DisclosureSEC source: 0001209191-19-052215 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187,980 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 12, 2019 Filed Sep 25, 2019 20:32 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 1,711 | $11.42 | $19,539.62 |
DisclosureSEC source: 0001209191-19-050709 · doc4.xml · nonDerivative · entry 2 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,689 F2 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 10, 2019 Filed Sep 25, 2019 20:32 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050709 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 F1 · shares: Shares issued pursuant to performance based vesting of restricted stock units. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 20:51 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 95 | $10.11 | $960.45 |
DisclosureSEC source: 0001209191-19-048558 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,717 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 20:38 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 524 | $10.14 | $5,313.36 |
DisclosureSEC source: 0001209191-19-048772 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188,484 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 22:24 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1 | $9.01 | $9.01 |
DisclosureSEC source: 0001209191-19-044685 · doc4.xml · nonDerivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,189,008 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 22:24 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 516 | $9.03 | $4,659.48 |
DisclosureSEC source: 0001209191-19-044685 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,189,009 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 22:20 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 94 | $9.00 | $846.00 |
DisclosureSEC source: 0001209191-19-044681 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,812 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:38 UTC |
Lo StevenChief Commercial Officer
|
SaleCOMMON STOCK | 1,852 | $10.04 | $18,599.64 |
DisclosureSEC source: 0001209191-19-043050 · doc4.xml · nonDerivative · entry 1 Lo Steven · CIK 0001501959 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,557 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:36 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 1,841 | $10.10 | $18,588.76 |
DisclosureSEC source: 0001209191-19-043049 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,906 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 19, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:33 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 12,715 | $9.98 | $126,846.11 |
DisclosureSEC source: 0001209191-19-043048 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,189,525 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.94 to $10.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 22:28 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 495 | $12.78 | $6,326.10 |
DisclosureSEC source: 0001209191-19-041275 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,202,240 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 22:05 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 89 | $12.78 | $1,137.42 |
DisclosureSEC source: 0001209191-19-041266 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,747 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 01:02 UTC |
ZAVRL FRANKDirector
|
GrantCOMMON STOCK | 19,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036581 · doc4.xml · nonDerivative · entry 1 ZAVRL FRANK · CIK 0001652169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,245 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:52 UTC |
WILSON TROY EDWARDDirector
|
GrantCOMMON STOCK | 19,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036578 · doc4.xml · nonDerivative · entry 1 WILSON TROY EDWARD · CIK 0001589597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,595 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:49 UTC |
Senderowicz AdrianDirector
|
GrantCOMMON STOCK | 19,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036576 · doc4.xml · nonDerivative · entry 1 Senderowicz Adrian · CIK 0001616230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,245 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:42 UTC |
MOYES JAY MDirector
|
GrantCOMMON STOCK | 19,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036574 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,245 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:37 UTC |
MILLER MICHAEL PATRICKDirector
|
GrantCOMMON STOCK | 19,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036572 · doc4.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,905 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 00:04 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 88 | $15.07 | $1,326.16 |
DisclosureSEC source: 0001209191-19-034961 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,836 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.