Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2021 Filed Feb 19, 2021 19:25 UTC |
Ludwig Jeffrey JeromeChief Commercial Officer
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 50,740 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-21-012573 · doc4.xml · derivative · entry 2 Ludwig Jeffrey Jerome · CIK 0001807133 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,740 Underlying: COMMON STOCK · 50,740 shares Expires 2031-02-26 F2 · shares: Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024. F2 · derivative.exercise_date: Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:25 UTC |
Ludwig Jeffrey JeromeChief Commercial Officer
|
GrantCOMMON STOCK | 36,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012573 · doc4.xml · nonDerivative · entry 1 Ludwig Jeffrey Jerome · CIK 0001807133 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,069 F1 · shares: Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:49 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 78,209 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-21-012533 · doc4.xml · derivative · entry 2 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,209 Underlying: COMMON STOCK · 78,209 shares Expires 2031-02-16 F2 · derivative.exercise_date: Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the first anniversary of the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:49 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
GrantCOMMON STOCK | 55,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012533 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,831 F1 · shares: Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the first anniversary of the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:29 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 27,793 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-21-012529 · doc4.xml · derivative · entry 2 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,793 Underlying: COMMON STOCK · 27,793 shares Expires 2031-02-16 F2 · derivative.exercise_date: Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:29 UTC |
HUNT DOUGLAS MSee Remarks
|
GrantCOMMON STOCK | 19,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012529 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,640 F1 · shares: Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:22 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 74,341 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-21-012523 · doc4.xml · derivative · entry 2 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,341 Underlying: COMMON STOCK · 74,341 shares Expires 2031-02-16 F2 · derivative.exercise_date: Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the first anniversary of January 1, 2021 (the "Vesting Commencement Date")and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:22 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
GrantCOMMON STOCK | 52,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012523 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,510 F1 · shares: Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the first anniversary of of the commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:16 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 210,944 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-21-012518 · doc4.xml · derivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,944 Underlying: COMMON STOCK · 210,944 shares Expires 2031-02-16 F3 · derivative.exercise_date: Subject to the Optionee's continued status as an Employee, the Option shall vest and become exercisable with respect to (i) one-third (1/3rd) of the Shares subject thereto on the first anniversary of January 1, 2021 (the "Vesting Commencement Date"), and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024; provided, however, that if the Optionee experiences a Termination of Service by the Company without Cause or by the Optionee with Good Reason (each as defined in Mr. Auerbach's employment agreement), in either case, during the period beginning sixty (60) days prior to and ending eighteen (18) months after the occurrence of a Change in Control, then (subject to timely executing and not revoking the Release Agreement (as defined in the employment agreement)) (i) the Option shall vest and become exercisable in full on the later to occur of such termination or the Change in Control, and (continued in footnote 4) F4 · derivative.exercise_date: (continued from footnote 3 above) (ii) the Option shall remain exercisable until the earlier to occur of the first anniversary of such termination or the Expiration Date. Unless otherwise defined herein, the terms used herein have the same defined meanings as in the Stock Option Agreement. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 23:16 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
GrantCOMMON STOCK | 149,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012518 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,432,987 F1 · shares: Subject to the Grantee's continued status as an Employee, the Restricted Stock Units shall vest with respect to (i) one-third (1/3rd) of the Restricted Stock Units on the first anniversary of the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date"), and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024; provided, however, that if the Grantee experiences a Termination of Service by the Company without Cause or by the Grantee with Good Reason (each as defined in Mr. Auerbach's employment agreement), in either case, during the period beginning sixty (60) days prior to and ending eighteen (18) months after the occurrence of a Change in Control, then (subject to timely executing and not revoking the Release Agreement (as defined in the employment agreement)) the Restricted Stock Units shall vest in full on the later to occur of such termination or the Change in Control. (See footnote 2) F2 · shares: (continued from Footnote 1 above) Unless otherwise defined herein, the terms used herein have the same defined meanings as in the Restricted Stock Unit Agreement. Read SEC document |
| February 17, 2021 Filed Feb 23, 2021 16:24 UTC Amendment |
Ludwig Jeffrey JeromeChief Commercial Officer
|
GrantCOMMON STOCK | 36,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013211 · doc4a.xml · nonDerivative · entry 1 Ludwig Jeffrey Jerome · CIK 0001807133 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,069 F1 · shares: Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the first anniversary of the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 24, 2021 22:12 UTC Amendment |
HUNT DOUGLAS MSee Remarks
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 27,793 | $0.00 Strike: $12.02 | $0.00 |
DisclosureSEC source: 0001209191-21-013891 · doc4a.xml · derivative · entry 2 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,793 Underlying: COMMON STOCK · 27,793 shares Expires 2031-02-16 F2 · derivative.exercise_date: Subject to the Optionee's continued service with the Company through the applicable vesting date, the Option shall vest and become exercisable with respect to (i) one-third (1/3) of the Shares (as defined in the Plan) underlying the Option on the first anniversary of the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Shares subject thereto on each of July 1, 2022, January 1, 2023, July 1, 2023, and January 1, 2024. Read SEC document |
| February 17, 2021 Filed Feb 24, 2021 22:12 UTC Amendment |
HUNT DOUGLAS MSee Remarks
|
GrantCOMMON STOCK | 19,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013891 · doc4a.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,640 F1 · shares: Subject to the Grantee's continued service with the Company through the applicable vesting date, the Restricted Stock Units shall vest with respect to (i) one-third (1/3) of the Restricted Stock Units on the first anniversary of the vesting commencement date of January 1, 2021 (the "Vesting Commencement Date") and (ii) one-sixth (1/6th) of the Restricted Stock Units on each of July 1, 2022, January 1, 2023, July 1, 2023 and January 1, 2024. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 00:39 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 415 | $12.23 | $5,075.95 |
DisclosureSEC source: 0001209191-21-007534 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,664 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2306 to $12.2480, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 23:47 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 412 | $12.27 | $5,053.72 |
DisclosureSEC source: 0001209191-21-007483 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,883 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2607 to $12.2745, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:13 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 179 | $12.26 | $2,194.67 |
DisclosureSEC source: 0001209191-21-007808 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,236 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:10 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,222 | $12.22 | $14,930.76 |
DisclosureSEC source: 0001209191-21-007801 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,283,036 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.2101 to $12.2350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:05 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 18,235 | $10.22 | $186,379.94 |
DisclosureSEC source: 0001209191-21-002383 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284,258 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:48 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 2,145 | $10.22 | $21,930.27 |
DisclosureSEC source: 0001209191-21-002341 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,415 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.17 to $10.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:42 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 6,463 | $10.23 | $66,144.93 |
DisclosureSEC source: 0001209191-21-002333 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,295 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.1601 to $10.2800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 23:36 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 6,548 | $10.23 | $67,016.16 |
DisclosureSEC source: 0001209191-21-002327 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,079 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.17 to $10.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:34 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 92 | $11.65 | $1,071.80 |
DisclosureSEC source: 0001209191-20-061811 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,627 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:32 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 355 | $11.66 | $4,137.88 |
DisclosureSEC source: 0001209191-20-061807 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,302,493 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:28 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 97 | $7.81 | $757.57 |
DisclosureSEC source: 0001209191-20-056784 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,719 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:25 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 371 | $7.82 | $2,899.40 |
DisclosureSEC source: 0001209191-20-056783 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,302,848 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.810 to $7.817, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 21:25 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 91 | $10.14 | $923.10 |
DisclosureSEC source: 0001209191-20-053766 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,816 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 22:13 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 350 | $10.13 | $3,544.80 |
DisclosureSEC source: 0001209191-20-053855 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,303,219 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:18 UTC |
MOYES JAY MDirector
|
SaleCOMMON STOCK | 9,703 | $10.00 | $97,030.00 |
DisclosureSEC source: 0001209191-20-050982 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,570 F1 · kind: The sale reported in this Form 4 was to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 21:27 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 90 | $9.77 | $879.30 |
DisclosureSEC source: 0001209191-20-049481 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,907 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 21:25 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 347 | $9.78 | $3,393.35 |
DisclosureSEC source: 0001209191-20-049479 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,303,569 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:35 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 86 | $10.80 | $928.80 |
DisclosureSEC source: 0001209191-20-045120 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,997 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:33 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 330 | $10.79 | $3,560.70 |
DisclosureSEC source: 0001209191-20-045117 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,303,916 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 05, 2020 Filed Jul 8, 2020 01:33 UTC |
Stuglik Brian MDirector
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 93,953 | $0.00 Strike: $10.53 | $0.00 |
DisclosureSEC source: 0001209191-20-041629 · doc4.xml · derivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,953 Underlying: COMMON STOCK · 93,953 shares Expires 2030-07-04 F1 · derivative.exercise_date: The vesting commencement date of the option is July 5, 2020 ("Option Vesting Commencement Date"). The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the Option Vesting Commencement Date and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Option Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 00:37 UTC |
HUNT DOUGLAS MSee Remarks
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SaleCommon Stock | 572 | $10.69 | $6,111.82 |
DisclosureSEC source: 0001209191-20-041359 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,758 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 00:02 UTC |
BRYCE RICHARD PAULSEE REMARKS
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SaleCOMMON STOCK | 660 | $10.67 | $7,040.42 |
DisclosureSEC source: 0001209191-20-041329 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,083 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5701 to $10.6676, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 23:36 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
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SaleCOMMON STOCK | 2,607 | $10.66 | $27,802.61 |
DisclosureSEC source: 0001209191-20-041291 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,304,246 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.62 to $10.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 23:47 UTC |
MOYES JAY MDirector
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SaleCOMMON STOCK | 9,720 | $9.50 | $92,340.00 |
DisclosureSEC source: 0001209191-20-037439 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,273 F1 · kind: The sale reported in this Form 4 was to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:36 UTC |
WILSON TROY EDWARDDirector
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SaleCOMMON STOCK | 25,245 | $9.97 | $251,692.65 |
DisclosureSEC source: 0001209191-20-036624 · doc4.xml · nonDerivative · entry 1 WILSON TROY EDWARD · CIK 0001589597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:34 UTC |
Senderowicz AdrianDirector
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SaleCOMMON STOCK | 10,000 | $9.89 | $98,878.00 |
DisclosureSEC source: 0001209191-20-036622 · doc4.xml · nonDerivative · entry 1 Senderowicz Adrian · CIK 0001616230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,993 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.86 to $9.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:14 UTC |
Miller Ann CalbyDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035603 · doc4.xml · nonDerivative · entry 1 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,748 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 20:55 UTC |
O'Dowd HughDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036168 · doc4.xml · nonDerivative · entry 1 O'Dowd Hugh · CIK 0001741171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,748 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 00:11 UTC |
ZAVRL FRANKDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036130 · doc4.xml · nonDerivative · entry 1 ZAVRL FRANK · CIK 0001652169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,993 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 00:09 UTC |
WILSON TROY EDWARDDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036128 · doc4.xml · nonDerivative · entry 1 WILSON TROY EDWARD · CIK 0001589597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,343 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 00:05 UTC |
MOYES JAY MDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036125 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,993 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 00:08 UTC |
Senderowicz AdrianDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036126 · doc4.xml · nonDerivative · entry 1 Senderowicz Adrian · CIK 0001616230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,993 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 00:04 UTC |
MILLER MICHAEL PATRICKDirector
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GrantCOMMON STOCK | 25,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036122 · doc4.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,653 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 21:26 UTC |
BRYCE RICHARD PAULSEE REMARKS
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SaleCOMMON STOCK | 89 | $10.66 | $948.74 |
DisclosureSEC source: 0001209191-20-034136 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,743 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:36 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
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SaleCOMMON STOCK | 242 | $10.71 | $2,591.82 |
DisclosureSEC source: 0001209191-20-034443 · doc4.xml · nonDerivative · entry 2 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,306,853 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:36 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
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SaleCOMMON STOCK | 100 | $10.70 | $1,070.10 |
DisclosureSEC source: 0001209191-20-034443 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307,095 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:55 UTC |
BRYCE RICHARD PAULSEE REMARKS
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SaleCOMMON STOCK | 89 | $9.62 | $856.19 |
DisclosureSEC source: 0001209191-20-027503 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,832 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.