Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2022 Filed Feb 3, 2022 22:34 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCommon Stock | 199 | $2.48 | $493.96 |
DisclosureSEC source: 0001437749-22-002412 · rdgdoc.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,592 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:32 UTC |
Ludwig Jeffrey JeromeChief Commercial Officer
|
SaleCommon Stock | 4,727 | $3.20 | $15,121.20 |
DisclosureSEC source: 0001437749-22-000498 · rdgdoc.xml · nonDerivative · entry 1 Ludwig Jeffrey Jerome · CIK 0001807133 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,342 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.17 to $3.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:03 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 3,707 | $3.21 | $11,889.83 |
DisclosureSEC source: 0001437749-22-000465 · rdgdoc.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,083 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.19 to $3.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:12 UTC |
AUERBACH ALAN HDirector · President and CEO · 10% owner
|
SaleCommon Stock | 22,875 | $3.19 | $72,923.21 |
DisclosureSEC source: 0001437749-22-000446 · rdgdoc.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,389,425 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.17 to $3.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:04 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCommon Stock | 7,484 | $3.19 | $23,870.97 |
DisclosureSEC source: 0001437749-22-000444 · rdgdoc.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,791 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.17 to $3.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 01:33 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 441 | $2.90 | $1,278.90 |
DisclosureSEC source: 0001437749-21-027964 · rdgdoc.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,790 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 23:55 UTC |
Wong Alvin FChief Scientific Officer
|
SaleCommon Stock | 1,131 | $2.91 | $3,294.38 |
DisclosureSEC source: 0001437749-21-027956 · rdgdoc.xml · nonDerivative · entry 1 Wong Alvin F · CIK 0001868855 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,152 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 23:37 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCommon Stock | 162 | $2.95 | $477.90 |
DisclosureSEC source: 0001437749-21-027954 · rdgdoc.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,275 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 23:31 UTC |
AUERBACH ALAN HDirector · President and CEO · 10% owner
|
SaleCommon Stock | 1,837 | $2.90 | $5,327.30 |
DisclosureSEC source: 0001437749-21-027952 · rdgdoc.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,412,300 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 22:22 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCommon Stock | 156 | $5.67 | $884.68 |
DisclosureSEC source: 0001209191-21-062788 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 22:20 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 427 | $5.64 | $2,408.71 |
DisclosureSEC source: 0001209191-21-062781 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,231 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 22:17 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,795 | $5.63 | $10,111.95 |
DisclosureSEC source: 0001209191-21-062777 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,414,137 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:20 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCommon Stock | 161 | $6.20 | $998.22 |
DisclosureSEC source: 0001437749-21-023380 · rdgdoc.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,593 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:15 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCommon Stock | 443 | $6.15 | $2,725.82 |
DisclosureSEC source: 0001437749-21-023377 · rdgdoc.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,658 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:04 UTC |
AUERBACH ALAN HDirector · President and CEO · 10% owner
|
SaleCommon Stock | 1,858 | $6.15 | $11,433.20 |
DisclosureSEC source: 0001437749-21-023375 · rdgdoc.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,415,932 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 02, 2021 Filed Sep 4, 2021 01:27 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,764 | $7.60 | $13,402.87 |
DisclosureSEC source: 0001209191-21-054918 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,417,790 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.6039, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 23:40 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 155 | $7.51 | $1,164.21 |
DisclosureSEC source: 0001209191-21-054896 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,754 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 19:36 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 422 | $7.52 | $3,173.86 |
DisclosureSEC source: 0001209191-21-054951 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,101 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:52 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 154 | $7.54 | $1,161.48 |
DisclosureSEC source: 0001209191-21-049435 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,909 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:49 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 420 | $7.53 | $3,160.54 |
DisclosureSEC source: 0001209191-21-049429 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,523 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:45 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,764 | $7.53 | $13,285.74 |
DisclosureSEC source: 0001209191-21-049423 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,419,554 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 20:46 UTC |
Dorval AllisonDirector
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 108,721 | $0.00 Strike: $8.19 | $0.00 |
DisclosureSEC source: 0001209191-21-046945 · doc4.xml · derivative · entry 1 Dorval Allison · CIK 0001625110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,721 Underlying: COMMON STOCK · 108,721 shares Expires 2031-07-14 F1 · derivative.exercise_date: The vesting commencement date of the option is July 15, 2021 (the "Option Vesting Commencement Date"). Subject to the Reporting Person's continued service with the Issuer through the applicable vesting date, the option vests (i) on the first anniversary of the Option Vesting Commencement Date with respect to one-third (1/3rd) of the shares subject thereto and (ii) on each monthly anniversary of the Option Vesting Commencement Date thereafter with respect to an additional 1/36th of the shares subject thereto. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:42 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 5,332 | $8.84 | $47,121.02 |
DisclosureSEC source: 0001209191-21-045683 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,421,318 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.80 to $9.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:43 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 155 | $9.26 | $1,435.11 |
DisclosureSEC source: 0001209191-21-045599 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,063 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units, Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:40 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 1,016 | $9.15 | $9,297.72 |
DisclosureSEC source: 0001209191-21-045596 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,943 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.14 to $9.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2021 Filed Jun 23, 2021 00:14 UTC |
Wong Alvin FChief Scientific Officer
|
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 90,000 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001209191-21-042589 · doc4.xml · derivative · entry 1 Wong Alvin F · CIK 0001868855 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: COMMON STOCK · 90,000 shares Expires 2031-06-16 F1 · derivative.exercise_date: Subject to the Reporting Person's continued employment with the Company through the applicable vesting date, 1/3rd of the shares underlying the option will vest on the first anniversary of June 15, 2021 (the "Option Vesting Commencement Date"), and 1/36th of the shares underlying the option will vest on each monthly anniversary of the Option Vesting Commencement Date thereafter. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:29 UTC |
Stuglik Brian MDirector
|
GrantCOMMON STOCK | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041779 · doc4.xml · nonDerivative · entry 1 Stuglik Brian M · CIK 0001716328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,858 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 01:11 UTC |
WILSON TROY EDWARDDirector
|
GrantCOMMON STOCK | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041803 · doc4.xml · nonDerivative · entry 1 WILSON TROY EDWARD · CIK 0001589597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,208 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:50 UTC |
Miller Ann CalbyDirector
|
GrantCOMMON STOCK | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041787 · doc4.xml · nonDerivative · entry 1 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,732 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:35 UTC |
Senderowicz AdrianDirector
|
GrantCOMMON STOCK | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041781 · doc4.xml · nonDerivative · entry 1 Senderowicz Adrian · CIK 0001616230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,858 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:38 UTC |
MILLER MICHAEL PATRICKDirector
|
GrantCOMMON STOCK | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041731 · doc4.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,511 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:21 UTC |
MOYES JAY MDirector
|
GrantCommon Stock | 27,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041706 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,180 F1 · shares: Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:14 UTC |
Senderowicz AdrianDirector
|
SaleCOMMON STOCK | 40,993 | $11.17 | $457,756.53 |
DisclosureSEC source: 0001209191-21-040710 · doc4.xml · nonDerivative · entry 1 Senderowicz Adrian · CIK 0001616230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.08 to $11.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:30 UTC |
WILSON TROY EDWARDDirector
|
SaleCOMMON STOCK | 25,748 | $11.36 | $292,432.91 |
DisclosureSEC source: 0001209191-21-040041 · doc4.xml · nonDerivative · entry 1 WILSON TROY EDWARD · CIK 0001589597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.24 to $11.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:36 UTC |
MOYES JAY MDirector
|
SaleCommon Stock | 25,248 | $11.36 | $286,860.20 |
DisclosureSEC source: 0001209191-21-039954 · doc4.xml · nonDerivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,322 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.24 to $11.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:59 UTC |
Miller Ann CalbyDirector
|
SaleCOMMON STOCK | 12,874 | $11.43 | $147,156.26 |
DisclosureSEC source: 0001209191-21-039897 · doc4.xml · nonDerivative · entry 1 Miller Ann Calby · CIK 0001771423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.36 to $11.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:56 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 152 | $10.74 | $1,632.63 |
DisclosureSEC source: 0001209191-21-038294 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,218 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:53 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 416 | $10.77 | $4,480.94 |
DisclosureSEC source: 0001209191-21-038292 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,959 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7510 to $10.8000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:49 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,757 | $10.74 | $18,877.38 |
DisclosureSEC source: 0001209191-21-038287 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,426,650 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.738 to $10.7640, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:44 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 152 | $9.91 | $1,506.38 |
DisclosureSEC source: 0001209191-21-030355 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,370 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 417 | $9.91 | $4,132.64 |
DisclosureSEC source: 0001209191-21-030347 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,375 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:34 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,758 | $9.01 | $15,846.61 |
DisclosureSEC source: 0001209191-21-030343 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428,407 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.8775 to $9.9000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 21:58 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 426 | $9.80 | $4,176.04 |
DisclosureSEC source: 0001209191-21-025728 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,792 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 22:02 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 155 | $9.80 | $1,519.45 |
DisclosureSEC source: 0001209191-21-025730 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,522 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 21:54 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 426 | $9.80 | $4,176.04 |
DisclosureSEC source: 0001209191-21-025726 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,662 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 21:48 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,584 | $9.80 | $15,527.79 |
DisclosureSEC source: 0001209191-21-025720 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,430,165 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:48 UTC |
NOUGUES MAXIMO FChief Financial Officer
|
SaleCOMMON STOCK | 154 | $10.14 | $1,560.88 |
DisclosureSEC source: 0001209191-21-017852 · doc4.xml · nonDerivative · entry 1 NOUGUES MAXIMO F · CIK 0001758507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,677 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:43 UTC |
HUNT DOUGLAS MSee Remarks
|
SaleCOMMON STOCK | 422 | $10.16 | $4,288.28 |
DisclosureSEC source: 0001209191-21-017839 · doc4.xml · nonDerivative · entry 1 HUNT DOUGLAS M · CIK 0001727172 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,218 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:40 UTC |
BRYCE RICHARD PAULSEE REMARKS
|
SaleCOMMON STOCK | 422 | $10.15 | $4,283.30 |
DisclosureSEC source: 0001209191-21-017836 · doc4.xml · nonDerivative · entry 1 BRYCE RICHARD PAUL · CIK 0001553037 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,088 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:33 UTC |
AUERBACH ALAN HDirector · PRESIDENT AND CEO · 10% owner
|
SaleCOMMON STOCK | 1,238 | $10.14 | $12,555.55 |
DisclosureSEC source: 0001209191-21-017823 · doc4.xml · nonDerivative · entry 1 AUERBACH ALAN H · CIK 0001358285 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,431,749 F1 · kind: The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.