PAYS

SEC source: 0001683168-19-003012 · ownership.xml · derivative · entry 3

HENRY DANIEL R · CIK 0001253706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,428

Underlying: Common Stock · 2,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On 5/3/18 received an option to purchase 1,500,000 shares of Common Stock for 5 years at $1.34, vesting in equal parts over a 4-year period annually during his service as a Director of the Paysign Board of Directors.

F2 · derivative.exercise_date: On 5/3/18 received an option to purchase 1,500,000 shares of Common Stock for 5 years at $1.34, vesting in equal parts over a 4-year period annually during his service as a Director of the Paysign Board of Directors.

F2 · derivative.expiration_date: On 5/3/18 received an option to purchase 1,500,000 shares of Common Stock for 5 years at $1.34, vesting in equal parts over a 4-year period annually during his service as a Director of the Paysign Board of Directors.

SEC source: 0001683168-19-003012 · ownership.xml · nonDerivative · entry 2

HENRY DANIEL R · CIK 0001253706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019.

SEC source: 0001683168-19-003012 · ownership.xml · nonDerivative · entry 1

HENRY DANIEL R · CIK 0001253706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2019.

SEC source: 0001683168-19-002966 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836,844

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2019.

SEC source: 0001683168-19-002871 · ownership.xml · derivative · entry 3

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not Applicable

F4 · price: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

F4 · derivative.exercise_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

F4 · derivative.expiration_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

F4 · derivative.underlying_shares: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

SEC source: 0001683168-19-002871 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,808

F2 · shares: 100% of Sale Proceeds delivered to company for employee tax withholdings.

SEC source: 0001683168-19-002871 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F1 · price: Not Applicable

SEC source: 0001683168-19-002097 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,036,844

F2 · shares: 100% of Sale Proceeds delivered to company for employee tax withholdings.

SEC source: 0001683168-19-002098 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable

F3 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

F3 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

F3 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

F3 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

SEC source: 0001683168-19-002098 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,610,000

F1 · price: Not Applicable

SEC source: 0001683168-19-002097 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not Applicable

F4 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

F4 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

F4 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

F4 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over 5 year period on last day of each quarter if remains employed by company at that time. Inclusive of this 100,000, as of July 2, 2019, 1.1 million shares of 2 million granted have vested and been issued.

SEC source: 0001683168-19-002097 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075,000

F1 · price: Not Applicable

SEC source: 0001683168-19-001483 · ownership.xml · derivative · entry 2

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable

F3 · price: On May 3, 2018 received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this issuance, as of May 10, 2019, 50,000 shares of the 200,000 granted have vested and been issued.

F3 · derivative.exercise_date: On May 3, 2018 received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this issuance, as of May 10, 2019, 50,000 shares of the 200,000 granted have vested and been issued.

F3 · derivative.expiration_date: On May 3, 2018 received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this issuance, as of May 10, 2019, 50,000 shares of the 200,000 granted have vested and been issued.

SEC source: 0001683168-19-001483 · ownership.xml · nonDerivative · entry 1

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Not Applicable

SEC source: 0001683168-19-001183 · ownership.xml · derivative · entry 2

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F3 · price: On April 13, 2018, received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this 50,000 shares, as of April 23, 50,000 shares of the 200,000 granted have vested and have been issued.

F3 · derivative.exercise_date: On April 13, 2018, received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this 50,000 shares, as of April 23, 50,000 shares of the 200,000 granted have vested and have been issued.

F3 · derivative.expiration_date: On April 13, 2018, received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this 50,000 shares, as of April 23, 50,000 shares of the 200,000 granted have vested and have been issued.

SEC source: 0001683168-19-001183 · ownership.xml · nonDerivative · entry 1

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Not applicable.

SEC source: 0001683168-19-001181 · ownership.xml · derivative · entry 2

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F3 · price: On March 29, 2018, received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this 50,000 shares, as of April 23, 50,000 shares of the 200,000 granted have vested and have been issued.

F3 · derivative.exercise_date: On March 29, 2018, received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this 50,000 shares, as of April 23, 50,000 shares of the 200,000 granted have vested and have been issued.

F3 · derivative.expiration_date: On March 29, 2018, received grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity. Including this 50,000 shares, as of April 23, 50,000 shares of the 200,000 granted have vested and have been issued.

SEC source: 0001683168-19-001181 · ownership.xml · nonDerivative · entry 1

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500

F1 · price: Not applicable.

SEC source: 0001683168-19-001127 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975,000

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

SEC source: 0001683168-19-001123 · ownership.xml · derivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F3 · price: On November 11, 2016 received grant of 2 million shares of Common Stock, vesting in equal amounts over a 5 year period on the last day of each quarter if Mr. Newcomer is employed by the company at that time. Inclusive of this 200,000, as of April 18, 2019, 1 million shares of the 2 million granted have vested and have been issued.

F3 · derivative.exercise_date: On November 11, 2016 received grant of 2 million shares of Common Stock, vesting in equal amounts over a 5 year period on the last day of each quarter if Mr. Newcomer is employed by the company at that time. Inclusive of this 200,000, as of April 18, 2019, 1 million shares of the 2 million granted have vested and have been issued.

F3 · derivative.expiration_date: On November 11, 2016 received grant of 2 million shares of Common Stock, vesting in equal amounts over a 5 year period on the last day of each quarter if Mr. Newcomer is employed by the company at that time. Inclusive of this 200,000, as of April 18, 2019, 1 million shares of the 2 million granted have vested and have been issued.

SEC source: 0001683168-19-001123 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010,000

F1 · price: Not applicable

SEC source: 0001683168-18-003637 · ownership.xml · derivative · entry 2

DEPRIMA ANTHONY E · CIK 0001032722 · Former Director and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F3 · price: On November 11,2016, the Company granted Anthony E. DePrima five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. DePrima is still employed by the Company at that time. As of December 5, 2018, 2018, two hundred thousand shares have vested and have been issued to Mr. DePrima. On November 8th 2018 Mr. DePrima retired from the Company. Therefore, the remaining grant for three hundred thousand shares has been cancelled.

F3 · derivative.exercise_date: On November 11,2016, the Company granted Anthony E. DePrima five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. DePrima is still employed by the Company at that time. As of December 5, 2018, 2018, two hundred thousand shares have vested and have been issued to Mr. DePrima. On November 8th 2018 Mr. DePrima retired from the Company. Therefore, the remaining grant for three hundred thousand shares has been cancelled.

F3 · derivative.expiration_date: On November 11,2016, the Company granted Anthony E. DePrima five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. DePrima is still employed by the Company at that time. As of December 5, 2018, 2018, two hundred thousand shares have vested and have been issued to Mr. DePrima. On November 8th 2018 Mr. DePrima retired from the Company. Therefore, the remaining grant for three hundred thousand shares has been cancelled.

SEC source: 0001683168-18-003637 · ownership.xml · nonDerivative · entry 1

DEPRIMA ANTHONY E · CIK 0001032722 · Former Director and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945,163

F1 · price: N/A

SEC source: 0001683168-18-003640 · ownership.xml · derivative · entry 2

Polan Brian · CIK 0001689541 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F3 · price: On November 11 2016, the company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vested in equal amounts over a five year period on the last day of each calendar quarter if Mr. Polan still employed by the company at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Three hundred thousand shares have not vested and have not been issued.

F3 · derivative.exercise_date: On November 11 2016, the company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vested in equal amounts over a five year period on the last day of each calendar quarter if Mr. Polan still employed by the company at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Three hundred thousand shares have not vested and have not been issued.

F3 · derivative.expiration_date: On November 11 2016, the company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vested in equal amounts over a five year period on the last day of each calendar quarter if Mr. Polan still employed by the company at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Three hundred thousand shares have not vested and have not been issued.

SEC source: 0001683168-18-003640 · ownership.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,390

F1 · price: N/A

SEC source: 0001683168-18-003641 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 800,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F3 · price: On November 11 2016, the company granted Daniel Spence two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. Spence still employed by the company at that time. As of December 5th, 2018, eight hundred thousand shares have vested and have been issued. One million, two hundred thousand shares have not vested and have not been issued.

F3 · derivative.exercise_date: On November 11 2016, the company granted Daniel Spence two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. Spence still employed by the company at that time. As of December 5th, 2018, eight hundred thousand shares have vested and have been issued. One million, two hundred thousand shares have not vested and have not been issued.

F3 · derivative.expiration_date: On November 11 2016, the company granted Daniel Spence two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. Spence still employed by the company at that time. As of December 5th, 2018, eight hundred thousand shares have vested and have been issued. One million, two hundred thousand shares have not vested and have not been issued.

SEC source: 0001683168-18-003641 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,310,000

F1 · price: N/A

SEC source: 0001683168-18-003639 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 800,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F3 · price: On November 11, 2016 the company granted Mark Newcomer two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. Newcomer still employed by the company at that time. As of December 5, 2018, eight hundred thousand shares have vested and have been issued. One million, two hundred thousand shares have not vested and have not been issued.

F3 · derivative.exercise_date: On November 11, 2016 the company granted Mark Newcomer two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. Newcomer still employed by the company at that time. As of December 5, 2018, eight hundred thousand shares have vested and have been issued. One million, two hundred thousand shares have not vested and have not been issued.

F3 · derivative.expiration_date: On November 11, 2016 the company granted Mark Newcomer two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mr. Newcomer still employed by the company at that time. As of December 5, 2018, eight hundred thousand shares have vested and have been issued. One million, two hundred thousand shares have not vested and have not been issued.

SEC source: 0001683168-18-003639 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050,000

F1 · price: N/A

SEC source: 0001683168-18-003638 · ownership.xml · derivative · entry 2

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F3 · price: Upon employment, the Company granted Joan M. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but did not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Six hundred thousand shares have not vested, and have not been issued.

F3 · derivative.exercise_date: Upon employment, the Company granted Joan M. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but did not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Six hundred thousand shares have not vested, and have not been issued.

F3 · derivative.expiration_date: Upon employment, the Company granted Joan M. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but did not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Six hundred thousand shares have not vested, and have not been issued.

SEC source: 0001683168-18-003638 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F1 · price: N/A

SEC source: 0001683168-19-001054 · ownership.xml · derivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-07-18

F1 · derivative.exercise_date: Vests in equal parts over 5 years on the anniversary date.

SEC source: 0001683168-17-000211 · polan_f4.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,390

SEC source: 0001683168-17-000102 · polan_f4.xml · nonDerivative · entry 2

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

SEC source: 0001683168-17-000102 · polan_f4.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

SEC source: 0001683168-16-000904 · polan_f4-120916.xml · nonDerivative · entry 3

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

SEC source: 0001683168-16-000904 · polan_f4-120916.xml · nonDerivative · entry 2

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

SEC source: 0001683168-16-000904 · polan_f4-120916.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

SEC source: 0001683168-16-000812 · polan_frm4.xml · nonDerivative · entry 3

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

SEC source: 0001683168-16-000812 · polan_frm4.xml · nonDerivative · entry 2

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,250

SEC source: 0001683168-16-000812 · polan_frm4.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

SEC source: 0001683168-16-000774 · polan_frm4.xml · nonDerivative · entry 2

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,250

SEC source: 0001683168-16-000774 · polan_frm4.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

SEC source: 0001683168-16-000712 · polan_f4.xml · nonDerivative · entry 4

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

SEC source: 0001683168-16-000712 · polan_f4.xml · nonDerivative · entry 3

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

SEC source: 0001683168-16-000712 · polan_f4.xml · nonDerivative · entry 2

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

SEC source: 0001683168-16-000712 · polan_f4.xml · nonDerivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001683168-16-000677 · deprima_f4.xml · derivative · entry 1

DEPRIMA ANTHONY E · CIK 0001032722 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · price: On November 11, 2016 the Company granted Anthony E. DePrima five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Anthony E. DePrima still serves as a director at that time. The shares have not been issued at this time.

F2 · derivative.exercise_date: On November 11, 2016 the Company granted Anthony E. DePrima five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Anthony E. DePrima still serves as a director at that time. The shares have not been issued at this time.

F2 · derivative.expiration_date: On November 11, 2016 the Company granted Anthony E. DePrima five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Anthony E. DePrima still serves as a director at that time. The shares have not been issued at this time.

SEC source: 0001683168-16-000675 · polan_f4.xml · derivative · entry 1

Polan Brian · CIK 0001689541 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · price: On November 11, 2016 the Company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Brian Polan is still employed at that time. The shares have not been issued at this time.

F2 · derivative.exercise_date: On November 11, 2016 the Company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Brian Polan is still employed at that time. The shares have not been issued at this time.

F2 · derivative.expiration_date: On November 11, 2016 the Company granted Brian Polan five hundred thousand shares of common stock with a value of $78,795. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Brian Polan is still employed at that time. The shares have not been issued at this time.

SEC source: 0001683168-16-000678 · newcomer_f4.xml · derivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · price: On November 11, 2016 the Company granted Mark Newcomer two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mark Newcomer is still employed at that time. The shares have not been issued at this time.

F2 · derivative.exercise_date: On November 11, 2016 the Company granted Mark Newcomer two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mark Newcomer is still employed at that time. The shares have not been issued at this time.

F2 · derivative.expiration_date: On November 11, 2016 the Company granted Mark Newcomer two million shares of common stock with a value of $315,180. The stock grant vests in equal amounts over a five year period on the last day of each calendar quarter if Mark Newcomer is still employed at that time. The shares have not been issued at this time.