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Nasdaq · USD

PAYS

Paysign, Inc.

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Tapewire entity
5220
SEC CIK
0001496443
Parsed reports
232

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202605
Jul 202603
Aug 202602
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2021 Filed Apr 19, 2021 21:28 UTC ConversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001471 · ownership.xml · derivative · entry 2

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.exercise_date: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.expiration_date: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.underlying_shares: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
April 19, 2021 Filed Apr 19, 2021 21:28 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001471 · ownership.xml · nonDerivative · entry 1

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

F1 · price: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:37 UTC Amendment
Newcomer MarkDirector · CEO · 10% owner
Tax withholdingCommon Stock 37,300 $4.45 $166,149.12
Disclosure

SEC source: 0001683168-21-001209 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262,441

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:48 UTC
Attinger Mark KennethFormer Officer
OtherStock Options · Derivative 75,000 Not disclosed Strike: $3.87 Not disclosed
Disclosure

SEC source: 0001683168-21-001199 · ownership.xml · derivative · entry 3

Attinger Mark Kenneth · CIK 0001742593 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · price: On 3/23/20 received an option to purchase 100,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

F3 · derivative.exercise_date: On 3/23/20 received an option to purchase 100,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

F3 · derivative.expiration_date: On 3/23/20 received an option to purchase 100,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

F3 · derivative.underlying_shares: On 3/23/20 received an option to purchase 100,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:48 UTC
Attinger Mark KennethFormer Officer
OtherStock Grant · Derivative 180,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001199 · ownership.xml · derivative · entry 2

Attinger Mark Kenneth · CIK 0001742593 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F1 · derivative.exercise_date: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F1 · derivative.expiration_date: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F1 · derivative.underlying_shares: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:53 UTC
Spence DanielDirector · EVP · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001203 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

F1 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

F1 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

F1 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:53 UTC
Spence DanielDirector · EVP · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001203 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,090,000

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:51 UTC
Newcomer MarkDirector · CEO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001201 · ownership.xml · derivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested.

F1 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested.

F1 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested.

F1 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 00:51 UTC
Newcomer MarkDirector · CEO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001201 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278,018

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:38 UTC Amendment
Spence DanielDirector · EVP · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001210 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares have vested of which 1.7 million shares have been issued.

F1 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares have vested of which 1.7 million shares have been issued.

F1 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares have vested of which 1.7 million shares have been issued.

F1 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares have vested of which 1.7 million shares have been issued.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:38 UTC Amendment
Spence DanielDirector · EVP · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001210 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,190,000

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares have vested of which 1.7 million shares have been issued.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:37 UTC Amendment
Newcomer MarkDirector · CEO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001209 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares granted have vested and been issued.

F2 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares granted have vested and been issued.

F2 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares granted have vested and been issued.

F2 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares granted have vested and been issued.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:37 UTC Amendment
Newcomer MarkDirector · CEO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001209 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299,741

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.8 million shares granted have vested and been issued.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:48 UTC
Attinger Mark KennethFormer Officer
SaleCommon Stock 80,000 $4.12 $329,680.00
Disclosure

SEC source: 0001683168-21-001199 · ownership.xml · nonDerivative · entry 1

Attinger Mark Kenneth · CIK 0001742593 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,084

Read SEC document
March 29, 2021 Filed Mar 30, 2021 20:37 UTC
Mina Bruce ADirector
ConversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001095 · ownership.xml · derivative · entry 2

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On March 29, 2018, the Director received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which the Director is still serving in his capacity as Director.

F1 · derivative.exercise_date: On March 29, 2018, the Director received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which the Director is still serving in his capacity as Director.

F1 · derivative.expiration_date: On March 29, 2018, the Director received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which the Director is still serving in his capacity as Director.

F1 · derivative.underlying_shares: On March 29, 2018, the Director received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which the Director is still serving in his capacity as Director.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 20:37 UTC
Mina Bruce ADirector
GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001095 · ownership.xml · nonDerivative · entry 1

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,500

F1 · price: On March 29, 2018, the Director received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which the Director is still serving in his capacity as Director.

Read SEC document
February 22, 2021 Filed Mar 22, 2021 12:19 UTC ConversionStock Grant · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001012 · ownership.xml · derivative · entry 1

Baker Jeffery Bradford · CIK 0001851465 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Not applicable

F2 · price: On 2/22/21 received grant of 300,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of February, beginning February 28, 2022, if employed by company at that time. No shares have vested nor been issued at this time.

F2 · derivative.exercise_date: On 2/22/21 received grant of 300,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of February, beginning February 28, 2022, if employed by company at that time. No shares have vested nor been issued at this time.

F2 · derivative.expiration_date: On 2/22/21 received grant of 300,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of February, beginning February 28, 2022, if employed by company at that time. No shares have vested nor been issued at this time.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 00:04 UTC
Newcomer MarkDirector · CEO · 10% owner
Tax withholdingCommon Stock 39,262 $4.65 $182,603.64
Disclosure

SEC source: 0001683168-21-000034 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199,741

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:37 UTC
Spence DanielDirector · CTO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000036 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

F1 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

F1 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

F1 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:37 UTC
Spence DanielDirector · CTO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000036 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,090,000

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares have vested of which 1.6 million shares have been issued.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:04 UTC
Newcomer MarkDirector · CEO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000034 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares granted have vested and been issued.

F2 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares granted have vested and been issued.

F2 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares granted have vested and been issued.

F2 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares granted have vested and been issued.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:04 UTC
Newcomer MarkDirector · CEO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000034 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,239,003

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.7 million shares granted have vested and been issued.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 10:03 UTC Tax withholdingCommon Stock 36,759 $4.84 $177,854.75
Disclosure

SEC source: 0001683168-20-003681 · ownership.xml · nonDerivative · entry 2

Attinger Mark Kenneth · CIK 0001742593 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,084

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 15:06 UTC
Strobo RobertChief Legal Officer
Tax withholdingCommon Stock 13,639 $4.84 $65,982.75
Disclosure

SEC source: 0001683168-20-003683 · ownership.xml · nonDerivative · entry 2

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,052

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 10:03 UTC ConversionStock Grant · Derivative 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003681 · ownership.xml · derivative · entry 3

Attinger Mark Kenneth · CIK 0001742593 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F2 · derivative.exercise_date: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F2 · derivative.expiration_date: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F2 · derivative.underlying_shares: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 10:03 UTC GrantCommon Stock 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003681 · ownership.xml · nonDerivative · entry 1

Attinger Mark Kenneth · CIK 0001742593 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,843

F2 · price: On 10/29/18 received grant of 450,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 15:06 UTC
Strobo RobertChief Legal Officer
ConversionStock Grant · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003683 · ownership.xml · derivative · entry 3

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 10/22/18 received grant of 200,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F2 · derivative.exercise_date: On 10/22/18 received grant of 200,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F2 · derivative.expiration_date: On 10/22/18 received grant of 200,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

F2 · derivative.underlying_shares: On 10/22/18 received grant of 200,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

Read SEC document
October 30, 2020 Filed Nov 4, 2020 15:06 UTC
Strobo RobertChief Legal Officer
GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003683 · ownership.xml · nonDerivative · entry 1

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,691

F2 · price: On 10/22/18 received grant of 200,000 shares of Common Stock vesting in equal amounts over a 5 year period on the last day of October if employed by company at that time.

Read SEC document
October 01, 2020 Filed Oct 3, 2020 01:28 UTC
Newcomer MarkDirector · CEO · 10% owner
Tax withholdingCommon Stock 39,015 $5.73 $223,520.84
Disclosure

SEC source: 0001683168-20-003344 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,139,003

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
September 30, 2020 Filed Oct 3, 2020 01:28 UTC
Newcomer MarkDirector · CEO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003344 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested and been issued.

F2 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested and been issued.

F2 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested and been issued.

F2 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested and been issued.

Read SEC document
September 30, 2020 Filed Oct 3, 2020 01:28 UTC
Newcomer MarkDirector · CEO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003344 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178,018

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested and been issued.

Read SEC document
September 30, 2020 Filed Oct 30, 2020 00:41 UTC
Spence DanielDirector · EVP · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003598 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested of which 1.5 million shares have been issued.

F1 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested of which 1.5 million shares have been issued.

F1 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested of which 1.5 million shares have been issued.

F1 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested of which 1.5 million shares have been issued.

Read SEC document
September 30, 2020 Filed Oct 30, 2020 00:41 UTC
Spence DanielDirector · EVP · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003598 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,990,000

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.6 million shares granted have vested of which 1.5 million shares have been issued.

Read SEC document
September 08, 2020 Filed Oct 30, 2020 00:41 UTC
Herman Joan MDirector · Chief Operating Officer
Tax withholdingCommon Stock 83,193 $5.72 $475,722.53
Disclosure

SEC source: 0001683168-20-003597 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,615

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
September 04, 2020 Filed Oct 30, 2020 00:41 UTC
Herman Joan MDirector · Chief Operating Officer
ConversionStock Grant · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003597 · ownership.xml · derivative · entry 3

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

F2 · derivative.exercise_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

F2 · derivative.expiration_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

F2 · derivative.underlying_shares: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

Read SEC document
September 04, 2020 Filed Oct 30, 2020 00:41 UTC
Herman Joan MDirector · Chief Operating Officer
GrantCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-003597 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,808

F2 · price: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:51 UTC
Newcomer MarkDirector · CEO · 10% owner
Tax withholdingCommon Stock 41,128 $9.29 $382,112.02
Disclosure

SEC source: 0001683168-20-002176 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078,018

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:53 UTC
Spence DanielDirector · Chief Technology Officer · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-002178 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

F1 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

F1 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

F1 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:53 UTC
Spence DanielDirector · Chief Technology Officer · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-002178 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890,000

F1 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:51 UTC
Newcomer MarkDirector · CEO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-002176 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

F2 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

F2 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

F2 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:51 UTC
Newcomer MarkDirector · CEO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-002176 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,119,146

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.5 million shares granted have vested and been issued.

Read SEC document
May 04, 2020 Filed May 7, 2020 12:06 UTC ConversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001435 · ownership.xml · derivative · entry 2

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.exercise_date: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.expiration_date: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.underlying_shares: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
May 04, 2020 Filed May 7, 2020 12:06 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001435 · ownership.xml · nonDerivative · entry 1

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 14:30 UTC ConversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001202 · ownership.xml · derivative · entry 2

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.exercise_date: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.expiration_date: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.underlying_shares: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 14:30 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001202 · ownership.xml · nonDerivative · entry 1

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
April 13, 2020 Filed Apr 21, 2020 16:26 UTC Amendment ConversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001237 · ownership.xml · derivative · entry 2

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable.

F1 · price: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.exercise_date: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.expiration_date: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.underlying_shares: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
April 13, 2020 Filed Apr 21, 2020 16:26 UTC Amendment GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001237 · ownership.xml · nonDerivative · entry 1

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · price: On April 13, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
March 31, 2020 Filed Apr 3, 2020 10:01 UTC
Newcomer MarkDirector · CEO · 10% owner
ConversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001094 · ownership.xml · derivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.4 million shares granted have vested and been issued.

F2 · derivative.exercise_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.4 million shares granted have vested and been issued.

F2 · derivative.expiration_date: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.4 million shares granted have vested and been issued.

F2 · derivative.underlying_shares: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.4 million shares granted have vested and been issued.

Read SEC document
March 31, 2020 Filed Apr 3, 2020 10:01 UTC
Newcomer MarkDirector · CEO · 10% owner
Tax withholdingCommon Stock 35,450 $5.16 $182,922.00
Disclosure

SEC source: 0001683168-20-001094 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019,146

F1 · shares: Represents shares withheld to satisfy tax withholding obligation on vesting of stock grants.

Read SEC document
March 31, 2020 Filed Apr 3, 2020 10:01 UTC
Newcomer MarkDirector · CEO · 10% owner
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-20-001094 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,057,596

F2 · price: On 11/11/16 received grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by company at that time. As of the date of this filing, 1.4 million shares granted have vested and been issued.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.