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Nasdaq · USD

PATK

PATRICK INDUSTRIES INC

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Tapewire entity
4317
SEC CIK
0000076605
Parsed reports
528

Last 12 months

Inside the activity.

13 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202623
Mar 202621
Apr 202600
May 202680
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2018 Filed Jan 31, 2018 02:26 UTC
Boone Joshua AVP - Finance & CFO
GrantCommon Stock 7,274 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000013 · wf-form4_151736559519796.xml · nonDerivative · entry 2

Boone Joshua A · CIK 0001662876 · VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,654

F3 · price: Shares are performance-based and vest after three years upon achievement of target Company objectives.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 02:26 UTC
Boone Joshua AVP - Finance & CFO
GrantCommon Stock 1,212 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000013 · wf-form4_151736559519796.xml · nonDerivative · entry 1

Boone Joshua A · CIK 0001662876 · VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,380

F1 · price: Annual management grant awarded January 26, 2018 and vesting on January 26, 2021.

F2 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017.

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January 26, 2018 Filed Jan 31, 2018 02:25 UTC
Blosser CourtneyChief Human Resources Officer
GrantCommon Stock 5,001 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000012 · wf-form4_151736554018421.xml · nonDerivative · entry 2

Blosser Courtney · CIK 0001491924 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,070

F2 · price: Shares are performance-based and vest after three years upon achievement of target Company objectives.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 02:25 UTC
Blosser CourtneyChief Human Resources Officer
GrantCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000012 · wf-form4_151736554018421.xml · nonDerivative · entry 1

Blosser Courtney · CIK 0001491924 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,069

F1 · price: Annual management grant awarded January 26, 2018 and vesting on January 26, 2021.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 02:25 UTC
Ellis Kip BEVP Operations & COO
GrantCommon Stock 12,729 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000011 · wf-form4_151736549082014.xml · nonDerivative · entry 2

Ellis Kip B · CIK 0001685896 · EVP Operations & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,350

F3 · price: Shares are performance-based and vest after three years upon achievement of target Company objectives.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 02:25 UTC
Ellis Kip BEVP Operations & COO
GrantCommon Stock 2,121 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000011 · wf-form4_151736549082014.xml · nonDerivative · entry 1

Ellis Kip B · CIK 0001685896 · EVP Operations & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,621

F1 · price: Annual management grant awarded January 26, 2018 and vesting on January 26, 2021.

F2 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:30 UTC OtherCommon Stock, no par value 13,589 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-000847 · a4.xml · nonDerivative · entry 3

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,218,569

F4 · kind: Also on January 2, 2018, TCP 2 distributed 13,589 shares of Common Stock to investors that are not directly or indirectly controlled by Mr. Gendell in connection with the redemption of ownership interests in TCP 2 held by those investors.

F4 · shares: Also on January 2, 2018, TCP 2 distributed 13,589 shares of Common Stock to investors that are not directly or indirectly controlled by Mr. Gendell in connection with the redemption of ownership interests in TCP 2 held by those investors.

F4 · price: Also on January 2, 2018, TCP 2 distributed 13,589 shares of Common Stock to investors that are not directly or indirectly controlled by Mr. Gendell in connection with the redemption of ownership interests in TCP 2 held by those investors.

F4 · acquired: Also on January 2, 2018, TCP 2 distributed 13,589 shares of Common Stock to investors that are not directly or indirectly controlled by Mr. Gendell in connection with the redemption of ownership interests in TCP 2 held by those investors.

F3 · balance_after: All Common Stock holdings reported herein have been adjusted to reflect a three-for-two common stock split completed by the Issuer on December 8, 2017.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F5 · ownership.nature: Mr. Gendell and TAA directly own 0 shares of Common Stock, TCP 2 directly owns 72,456 shares of Common Stock, TA directly owns 190,037 shares of Common Stock, TCM directly owns 218,029 shares of Common Stock and TCP directly owns 738,047 shares of Common Stock.

F6 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F7 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F8 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

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January 02, 2018 Filed Jan 5, 2018 01:30 UTC OtherCommon Stock, no par value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-000847 · a4.xml · nonDerivative · entry 2

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,232,158

F2 · kind: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F2 · shares: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F2 · price: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F2 · acquired: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F3 · balance_after: All Common Stock holdings reported herein have been adjusted to reflect a three-for-two common stock split completed by the Issuer on December 8, 2017.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F5 · ownership.nature: Mr. Gendell and TAA directly own 0 shares of Common Stock, TCP 2 directly owns 72,456 shares of Common Stock, TA directly owns 190,037 shares of Common Stock, TCM directly owns 218,029 shares of Common Stock and TCP directly owns 738,047 shares of Common Stock.

F6 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F7 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F8 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:30 UTC OtherCommon Stock, no par value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-000847 · a4.xml · nonDerivative · entry 1

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,232,158

F2 · kind: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F2 · shares: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F2 · price: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F2 · acquired: On January 2, 2018, in connection with a pro-rata distribution to the holders of the ownership interests in TCP, TCP distributed 7,456 shares of Common Stock to TCM, 6,499 shares of Common Stock to TA and 86,045 shares of Common Stock to TCP 2. The transaction described in this footnote did not change the aggregate Common Stock ownership of the filing parties.

F3 · balance_after: All Common Stock holdings reported herein have been adjusted to reflect a three-for-two common stock split completed by the Issuer on December 8, 2017.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F5 · ownership.nature: Mr. Gendell and TAA directly own 0 shares of Common Stock, TCP 2 directly owns 72,456 shares of Common Stock, TA directly owns 190,037 shares of Common Stock, TCM directly owns 218,029 shares of Common Stock and TCP directly owns 738,047 shares of Common Stock.

F6 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F7 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F8 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 02:13 UTC SaleCommon Stock 1,000 $65.80 $65,800.00
Disclosure

SEC source: 0000076605-17-000167 · wf-form4_151330401127829.xml · nonDerivative · entry 1

Forbes John A · CIK 0001528477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,851

F1 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 02:14 UTC SaleCommon Stock 2,584 $66.71 $172,369.60
Disclosure

SEC source: 0000076605-17-000168 · wf-form4_151330406853455.xml · nonDerivative · entry 1

Kitson Michael A · CIK 0001572673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,941

F1 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 02:12 UTC
Blosser CourtneyChief Human Resources Officer
GiftCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0000076605-17-000165 · wf-form4_151330392450701.xml · nonDerivative · entry 1

Blosser Courtney · CIK 0001491924 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,236

F1 · shares: Represents shares of common stock gifted by the reporting person.

F2 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 02:13 UTC
Cleveland Todd MDirector · CEO
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000076605-17-000166 · wf-form4_151330397021371.xml · nonDerivative · entry 1

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,206

F1 · shares: Represents shares of common stock gifted by the reporting person.

F2 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017.

Read SEC document
December 08, 2017 Filed Dec 9, 2017 02:19 UTC
Rodino Jeffrey MEVP-Sales, Chief Sales Officer
SaleCommon Stock 11,500 $99.00 $1,138,500.00
Disclosure

SEC source: 0000076605-17-000158 · wf-form4_151278594610602.xml · nonDerivative · entry 1

Rodino Jeff · CIK 0001491923 · EVP-Sales, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,815

Read SEC document
December 07, 2017 Filed Jan 3, 2018 02:27 UTC
Rodino Jeffrey MEVP-Sales, Chief Sales Officer
GiftCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0000076605-18-000002 · wf-form5_151494645323068.xml · nonDerivative · entry 3

Rodino Jeff · CIK 0001491923 · EVP-Sales, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,494

F1 · shares: Represents shares of common stock gifted by the reporting person.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 02:19 UTC GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0000076605-17-000156 · wf-form4_151269954828208.xml · nonDerivative · entry 2

Cerulli Joseph M · CIK 0001443241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,067

F2 · shares: Represents shares of common stock gifted by the reporting person.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 02:19 UTC SaleCommon Stock 3,223 $97.64 $314,680.51
Disclosure

SEC source: 0000076605-17-000156 · wf-form4_151269954828208.xml · nonDerivative · entry 1

Cerulli Joseph M · CIK 0001443241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,237

F1 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.30 to $97.925, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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December 04, 2017 Filed Dec 5, 2017 02:21 UTC
Blosser CourtneyChief Human Resources Officer
SaleCommon Stock 4,976 $101.28 $503,966.29
Disclosure

SEC source: 0000076605-17-000150 · wf-form4_151244050137233.xml · nonDerivative · entry 3

Blosser Courtney · CIK 0001491924 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,214

Read SEC document
December 04, 2017 Filed Dec 5, 2017 02:21 UTC
Blosser CourtneyChief Human Resources Officer
SaleCommon Stock 1,024 $101.31 $103,738.98
Disclosure

SEC source: 0000076605-17-000150 · wf-form4_151244050137233.xml · nonDerivative · entry 2

Blosser Courtney · CIK 0001491924 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,190

Read SEC document
December 04, 2017 Filed Dec 7, 2017 02:12 UTC
Rodino Jeffrey MEVP-Sales, Chief Sales Officer
SaleCommon Stock 3,511 $102.22 $358,883.54
Disclosure

SEC source: 0000076605-17-000153 · wf-form4_151261275047611.xml · nonDerivative · entry 1

Rodino Jeff · CIK 0001491923 · EVP-Sales, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,315

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 12,500 $0.00 Strike: $31.87 $0.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 11

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Common Stock · 12,500 shares

Expires 2022-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013.

F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 12,500 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 10

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Common Stock · 12,500 shares

Expires 2022-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013.

F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 12,500 $0.00 Strike: $22.13 $0.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 9

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Common Stock · 12,500 shares

Expires 2022-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013.

F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 12,500 $0.00 Strike: $18.45 $0.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 8

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Common Stock · 12,500 shares

Expires 2022-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013.

F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Tax withholdingCommon Stock 17,127 $101.20 $1,733,252.40
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 6

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,470

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Disposition to issuerCommon Stock 12,230 $101.20 $1,237,676.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 5

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,597

F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionCommon Stock 12,500 $31.87 $398,375.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 4

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionCommon Stock 12,500 $26.56 $332,000.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 3

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionCommon Stock 12,500 $22.13 $276,625.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 2

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 02:26 UTC
Cleveland Todd MDirector · CEO
Exercise / conversionCommon Stock 12,500 $18.45 $230,625.00
Disclosure

SEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 1

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4.

Read SEC document
November 17, 2017 Filed Dec 5, 2017 02:21 UTC
Blosser CourtneyChief Human Resources Officer
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000076605-17-000150 · wf-form4_151244050137233.xml · nonDerivative · entry 1

Blosser Courtney · CIK 0001491924 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,214

F1 · shares: Represents shares of common stock gifted by the reporting person.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:16 UTC
Cleveland Todd MDirector · CEO
SaleCommon Stock 10,000 $89.87 $898,701.00
Disclosure

SEC source: 0000076605-17-000135 · wf-form4_150914257699940.xml · nonDerivative · entry 1

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,827

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.75 to $90.10, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:30 UTC SaleCommon Stock, no par value 4,900 $91.03 $446,047.00
Disclosure

SEC source: 0001104659-17-064744 · a4.xml · nonDerivative · entry 4

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 821,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017. As of October 26, 2017, there were no shares of Common Stock remaining to be sold under such Rule 10b5-1 trading plan.

F6 · price: Also on October 26, 2017, TCP sold 4,900 shares of Common Stock at a weighted average price of $91.03 per share. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 558,698 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:30 UTC SaleCommon Stock, no par value 10,100 $90.30 $912,030.00
Disclosure

SEC source: 0001104659-17-064744 · a4.xml · nonDerivative · entry 3

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 826,339

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017. As of October 26, 2017, there were no shares of Common Stock remaining to be sold under such Rule 10b5-1 trading plan.

F5 · price: Also on October 26, 2017, TCP sold 10,100 shares of Common Stock at a weighted average price of $90.30 per share. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 558,698 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:30 UTC SaleCommon Stock, no par value 4,000 $88.54 $354,160.00
Disclosure

SEC source: 0001104659-17-064744 · a4.xml · nonDerivative · entry 2

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 836,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017. As of October 26, 2017, there were no shares of Common Stock remaining to be sold under such Rule 10b5-1 trading plan.

F4 · price: Also on October 26, 2017, TCP sold 4,000 shares of Common Stock at a weighted average price of $88.54 per share. These shares were sold in multiple transactions at prices ranging from $88.25 to $88.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 558,698 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
October 26, 2017 Filed Oct 31, 2017 00:30 UTC SaleCommon Stock, no par value 6,000 $87.76 $526,560.00
Disclosure

SEC source: 0001104659-17-064744 · a4.xml · nonDerivative · entry 1

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 840,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017. As of October 26, 2017, there were no shares of Common Stock remaining to be sold under such Rule 10b5-1 trading plan.

F3 · price: On October 26, 2017, TCP sold 6,000 shares of Common Stock at a weighted average price of $87.76 per share. These shares were sold in multiple transactions at prices ranging from $87.15 to $88.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 558,698 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
October 06, 2017 Filed Oct 11, 2017 01:20 UTC GiftCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0000076605-17-000128 · wf-form4_150768480293132.xml · nonDerivative · entry 1

HASSLER PAUL E · CIK 0001282569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,791

F1 · shares: Represents shares of common stock gifted by the reporting person.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 01:04 UTC
Cleveland Todd MDirector · CEO
SaleCommon Stock 2,374 $86.43 $205,193.84
Disclosure

SEC source: 0000076605-17-000126 · wf-form4_150716547744188.xml · nonDerivative · entry 3

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,827

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

F4 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.20 to $86.80, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 00:30 UTC SaleCommon Stock, no par value 10,000 $86.76 $867,600.00
Disclosure

SEC source: 0001104659-17-060933 · a4.xml · nonDerivative · entry 3

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 846,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F5 · price: On October 3, 2017, TCP sold 10,000 shares of Common Stock at a weighted average price of $86.76 per share. These shares were sold in multiple transactions at prices ranging from $86.50 to $87.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F6 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 583,698 shares of Common Stock.

F7 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F8 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F9 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
October 02, 2017 Filed Oct 5, 2017 01:04 UTC
Cleveland Todd MDirector · CEO
SaleCommon Stock 7,626 $86.21 $657,403.91
Disclosure

SEC source: 0000076605-17-000126 · wf-form4_150716547744188.xml · nonDerivative · entry 2

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,201

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

F3 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.20 to $86.25, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Oct 5, 2017 01:03 UTC
NEMETH ANDY LDirector · President
SaleCommon Stock 3,000 $85.22 $255,660.00
Disclosure

SEC source: 0000076605-17-000125 · wf-form4_150716541048578.xml · nonDerivative · entry 1

NEMETH ANDY L · CIK 0001209929 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,193

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.50, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Oct 5, 2017 00:30 UTC SaleCommon Stock, no par value 6,058 $85.51 $518,019.58
Disclosure

SEC source: 0001104659-17-060933 · a4.xml · nonDerivative · entry 2

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 856,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F4 · price: Also on October 2, 2017, TCP sold 6,058 shares of Common Stock at a weighted average price of $85.51 per share. These shares were sold in multiple transactions at prices ranging from $85.50 to $85.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F6 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 583,698 shares of Common Stock.

F7 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F8 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F9 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
October 02, 2017 Filed Oct 5, 2017 00:30 UTC SaleCommon Stock, no par value 10,000 $84.76 $847,600.00
Disclosure

SEC source: 0001104659-17-060933 · a4.xml · nonDerivative · entry 1

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 862,497

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F3 · price: On October 2, 2017, TCP sold 10,000 shares of Common Stock at a weighted average price of $84.76 per share. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F6 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 583,698 shares of Common Stock.

F7 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F8 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F9 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

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September 28, 2017 Filed Sep 30, 2017 01:35 UTC
NEMETH ANDY LDirector · President
SaleCommon Stock 2,000 $84.95 $169,900.00
Disclosure

SEC source: 0000076605-17-000122 · wf-form4_150673528721792.xml · nonDerivative · entry 2

NEMETH ANDY L · CIK 0001209929 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,193

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

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September 28, 2017 Filed Sep 30, 2017 00:30 UTC SaleCommon Stock, no par value 200 $85.04 $17,008.00
Disclosure

SEC source: 0001104659-17-060019 · a4.xml · nonDerivative · entry 4

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 872,497

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F6 · price: On September 28, 2017, TCP sold 200 shares of Common Stock at a weighted average price of $85.04 per share. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 609,756 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

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September 27, 2017 Filed Sep 30, 2017 01:35 UTC
NEMETH ANDY LDirector · President
SaleCommon Stock 5,000 $83.03 $415,150.00
Disclosure

SEC source: 0000076605-17-000122 · wf-form4_150673528721792.xml · nonDerivative · entry 1

NEMETH ANDY L · CIK 0001209929 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,193

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.95 to $83.15, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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September 27, 2017 Filed Sep 30, 2017 01:33 UTC
Cleveland Todd MDirector · CEO
SaleCommon Stock 10,000 $83.16 $831,617.00
Disclosure

SEC source: 0000076605-17-000121 · wf-form4_150673518931078.xml · nonDerivative · entry 1

Cleveland Todd M · CIK 0001407402 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,227

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2017.

F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.15 to $83.25, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

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September 27, 2017 Filed Sep 30, 2017 00:30 UTC SaleCommon Stock, no par value 3,742 $84.50 $316,199.00
Disclosure

SEC source: 0001104659-17-060019 · a4.xml · nonDerivative · entry 3

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 872,697

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F5 · price: Also on September 27, 2017, TCP sold 3,742 shares of Common Stock at a weighted average price of $84.50 per share. These shares were sold in multiple transactions at prices ranging from $84.50 to $84.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 609,756 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

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September 27, 2017 Filed Sep 30, 2017 00:30 UTC SaleCommon Stock, no par value 300 $83.50 $25,050.00
Disclosure

SEC source: 0001104659-17-060019 · a4.xml · nonDerivative · entry 2

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 876,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F4 · price: Also on September 27, 2017, TCP sold 300 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $83.50 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 609,756 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

Read SEC document
September 27, 2017 Filed Sep 30, 2017 00:30 UTC SaleCommon Stock, no par value 19,700 $82.92 $1,633,524.00
Disclosure

SEC source: 0001104659-17-060019 · a4.xml · nonDerivative · entry 1

GENDELL JEFFREY L ET AL · CIK 0000948904 · Director

TONTINE CAPITAL PARTNERS L P · CIK 0001276922 · Director

TONTINE CAPITAL MANAGEMENT LLC · CIK 0001272374 · Director

TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. · CIK 0001482608 · Director

TONTINE ASSET ASSOCIATES, L.L.C. · CIK 0001482609 · Director

Tontine Associates, LLC · CIK 0001491514 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 876,739

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.

F3 · price: On September 27, 2017, TCP sold 19,700 shares of Common Stock at a weighted average price of $82.92 per share. These shares were sold in multiple transactions at prices ranging from $82.50 to $83.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.

F7 · ownership.nature: Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 609,756 shares of Common Stock.

F8 · ownership.nature: All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.

F9 · ownership.nature: Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.

F10 · ownership.nature: TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.