PARR

SEC source: 0000919574-16-015821 · p7179931.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,978,637

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000899243-16-031611 · doc4.xml · nonDerivative · entry 1

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,870

F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on October 5, 2017.

SEC source: 0000899243-16-031610 · doc4.xml · derivative · entry 1

DODS WALTER A JR · CIK 0001206921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common stock · 1,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

SEC source: 0000899243-16-031609 · doc4.xml · derivative · entry 1

Cooper L Melvin · CIK 0001505460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common stock · 1,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

SEC source: 0000899243-16-031655 · doc4.xml · derivative · entry 1

SILBERMAN ROBERT S · CIK 0001256121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common stock · 1,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

SEC source: 0000899243-16-031653 · doc4.xml · derivative · entry 1

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

Underlying: Common stock · 1,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service.

SEC source: 0000899243-16-031651 · doc4.xml · derivative · entry 2

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common stock · 1,095 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2017. One half of the vested shares will be delivered to the reporting person following termination of service.

F3 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2017. One half of the vested shares will be delivered to the reporting person following termination of service.

SEC source: 0000899243-16-031651 · doc4.xml · nonDerivative · entry 1

Clossey Timothy · CIK 0001612285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,947

F1 · shares: These shares were issued to the reporting person in lieu of retainer fees of $15,625.

SEC source: 0000899243-16-032221 · doc4.xml · nonDerivative · entry 1

PATE WILLIAM · CIK 0001180447 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,201

SEC source: 0000899243-16-034431 · doc4.xml · nonDerivative · entry 1

Monteleone William · CIK 0001539898 · Director · Senior VP of M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,962

SEC source: 0000899243-16-029999 · doc4.xml · nonDerivative · entry 1

CHAI TRUST CO LLC · CIK 0001250731 · 10% owner

EGI Investors, L.L.C. · CIK 0001526696 · 10% owner

Zell Credit Opportunities Master Fund, L.P. · CIK 0001469407 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 877,632

F1 · kind: On July 14, 2016, EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors") lent $35,000,000 to Issuer in exchange for a 2.50% convertible subordinated bridge note (the "Bridge Note") of Issuer in the principal amount of $36,842,105, which included $1,842,105 as consideration for the commitment fee payable to EGI Investors. The Bridge Note was issued in order to provide liquidity to Issuer prior to completion of its anticipated pro rata rights offering (the "Offering") to Issuer's stockholders. Pursuant to the Offering, which commenced on August 26, 2016 and ended on September 14, 2016, each stockholder of Issuer received one transferable subscription right for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder.

F2 · kind: (Continued from Footnote 1) Each subscription right entitled a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share (the "Subscription Price"). The Bridge Note became due and payable on September 22, 2016, the closing date of the Offering (the "Closing Date"), from the net proceeds of the Offering with any amounts not repaid being mandatorily convertible into shares of Common Stock at the Subscription Price per share. EGI Investors received a cash repayment $34,682,511.50 with respect to the Bridge Note and the 190,913 shares of Common Stock upon the Bridge Note's mandatory conversion. The amount of shares of Issuer Common Stock issuable to EGI Investors upon conversion of the Bridge Note could not be determined until the Closing Date when (i) the net proceeds to Issuer from the Offering and (ii) total interest payable to EGI Investors could be determined.

F3 · ownership.nature: Because Chai Trust Company, LLC, an Illinois limited liability company, is the managing member of EGI Investors ("Managing Member"), it may be deemed to indirectly beneficially own the 877,632 shares of Common Stock held directly by EGI Investors.

SEC source: 0000899243-16-029199 · doc4.xml · nonDerivative · entry 2

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,339

SEC source: 0000899243-16-029199 · doc4.xml · nonDerivative · entry 1

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,339

SEC source: 0000899243-16-030183 · doc4a.xml · nonDerivative · entry 3

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,073

SEC source: 0000899243-16-030183 · doc4a.xml · nonDerivative · entry 2

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,073

SEC source: 0000899243-16-029253 · doc4.xml · derivative · entry 3

Zell Credit Opportunities Master Fund, L.P. · CIK 0001469407 · 10% owner

CHAI TRUST CO LLC · CIK 0001250731 · 10% owner

EGI Investors, L.L.C. · CIK 0001526696 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 284,435 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and ended on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · ownership.nature: EGI Investors received 402,284 Rights in the Offering and, as previously reported, EGI Investors received 2,470,798 Rights that were distributed to EGI Investors by Zell Credit Opportunities Master Fund, L.P., a Delaware limited partnership ("Master Fund"), based on EGI Investors' pro rata limited partner interest in Master Fund. As a result of the Offering being fully subscribed, the number of shares of Common Stock subscribed for by EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors"), became fixed at 284,435 shares of Common Stock. Because Chai Trust Company, LLC, an Illinois limited liability company, is the managing member of EGI Investors ("Managing Member"), it may be deemed to have indirectly beneficially owned the 2,873,082 Rights directly held by EGI Investors and to indirectly beneficially own the 686,719 shares of Common Stock held directly by EGI Investors.

SEC source: 0000899243-16-029253 · doc4.xml · nonDerivative · entry 1

Zell Credit Opportunities Master Fund, L.P. · CIK 0001469407 · 10% owner

CHAI TRUST CO LLC · CIK 0001250731 · 10% owner

EGI Investors, L.L.C. · CIK 0001526696 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 686,719

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and ended on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · kind: EGI Investors received 402,284 Rights in the Offering and, as previously reported, EGI Investors received 2,470,798 Rights that were distributed to EGI Investors by Zell Credit Opportunities Master Fund, L.P., a Delaware limited partnership ("Master Fund"), based on EGI Investors' pro rata limited partner interest in Master Fund. As a result of the Offering being fully subscribed, the number of shares of Common Stock subscribed for by EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors"), became fixed at 284,435 shares of Common Stock. Because Chai Trust Company, LLC, an Illinois limited liability company, is the managing member of EGI Investors ("Managing Member"), it may be deemed to have indirectly beneficially owned the 2,873,082 Rights directly held by EGI Investors and to indirectly beneficially own the 686,719 shares of Common Stock held directly by EGI Investors.

F2 · ownership.nature: EGI Investors received 402,284 Rights in the Offering and, as previously reported, EGI Investors received 2,470,798 Rights that were distributed to EGI Investors by Zell Credit Opportunities Master Fund, L.P., a Delaware limited partnership ("Master Fund"), based on EGI Investors' pro rata limited partner interest in Master Fund. As a result of the Offering being fully subscribed, the number of shares of Common Stock subscribed for by EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors"), became fixed at 284,435 shares of Common Stock. Because Chai Trust Company, LLC, an Illinois limited liability company, is the managing member of EGI Investors ("Managing Member"), it may be deemed to have indirectly beneficially owned the 2,873,082 Rights directly held by EGI Investors and to indirectly beneficially own the 686,719 shares of Common Stock held directly by EGI Investors.

SEC source: 0000919574-16-015471 · p7262892.xml · derivative · entry 2

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 776,756 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and ended on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right") for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-16-015471 · p7262892.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,994,346

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and ended on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right") for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000899243-16-029773 · doc4.xml · derivative · entry 2

Micklas Christopher M. · CIK 0001593822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 200 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029773 · doc4.xml · nonDerivative · entry 1

Micklas Christopher M. · CIK 0001593822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,199

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029772 · doc4.xml · derivative · entry 2

Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 200 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029772 · doc4.xml · nonDerivative · entry 1

Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,577

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029771 · doc4.xml · derivative · entry 2

Israel Joseph · CIK 0001333478 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 400 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029771 · doc4.xml · nonDerivative · entry 1

Israel Joseph · CIK 0001333478 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,853

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029768 · doc4.xml · derivative · entry 2

SILBERMAN ROBERT S · CIK 0001256121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,006 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · derivative.underlying_shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029768 · doc4.xml · nonDerivative · entry 1

SILBERMAN ROBERT S · CIK 0001256121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,605

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029767 · doc4.xml · derivative · entry 2

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,509 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029767 · doc4.xml · nonDerivative · entry 1

ANASTASIO CURT · CIK 0001032097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,775

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029765 · doc4.xml · derivative · entry 2

DODS WALTER A JR · CIK 0001206921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,325 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029765 · doc4.xml · nonDerivative · entry 1

DODS WALTER A JR · CIK 0001206921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,323

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

SEC source: 0000899243-16-029899 · doc4.xml · derivative · entry 2

Cooper L Melvin · CIK 0001505460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 816 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · derivative.underlying_shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029899 · doc4.xml · nonDerivative · entry 1

Cooper L Melvin · CIK 0001505460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029897 · doc4.xml · derivative · entry 2

PATE WILLIAM · CIK 0001180447 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 55,192 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · derivative.underlying_shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029897 · doc4.xml · nonDerivative · entry 1

PATE WILLIAM · CIK 0001180447 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,402

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029896 · doc4.xml · derivative · entry 2

Monteleone William · CIK 0001539898 · Director · Senior VP of M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 30,369 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · derivative.underlying_shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-029896 · doc4.xml · nonDerivative · entry 1

Monteleone William · CIK 0001539898 · Director · Senior VP of M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,734

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-030183 · doc4a.xml · derivative · entry 4

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,734 shares

Expires 2016-09-14

F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · derivative.underlying_shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-030183 · doc4a.xml · nonDerivative · entry 1

KLEIN MELVYN N · CIK 0001209744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,073

F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share.

F2 · shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege.

SEC source: 0000899243-16-028922 · doc4.xml · derivative · entry 3

Zell Credit Opportunities Master Fund, L.P. · CIK 0001469407 · 10% owner

CHAI TRUST CO LLC · CIK 0001250731 · 10% owner

ZCOF Par Petroleum Holdings, L.L.C. · CIK 0001557140 · 10% owner

EGI Investors, L.L.C. · CIK 0001526696 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,672,597

Underlying: Common Stock · 50,013 shares

Expires 2016-09-14

F1 · derivative.exercise_price: Par Pacific Holdings, Inc. (the "Issuer") commenced a pro rata rights offering (the "Offering") on August 26, 2016. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right will entitle a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share. The subscription rights will expire if they are not exercised by 5:00 p.m. New York City time on September 14, 2016 (unless terminated or extended by the Issuer.)

F7 · price: Represents the weighted average price of multiple transactions with a range of prices between $0.05 and $0.07. Master Fund, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

F2 · balance_after: Zell Credit Opportunities Master Fund, L.P., a Delaware limited partnership ("Master Fund"), received 6,340,398 Rights in the Offering. ZCOF Par Petroleum Holdings, L.L.C., a Delaware limited liability company ("Holdings"), distributed the 5,828,346 Rights that it received in the Offering to Master Fund, as the sole member of Holdings, and Master Fund directly held a total of 12,168,744 Rights. Does not include 402,284 Rights that EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors"), received on the Offering Date. Chai Trust Company, LLC, an Illinois limited liability company, is the general partner of Master Fund ("General Partner") and the managing member of EGI Investors. 9,697,916 of the Rights received by Master Fund in the Offering are held by Master Fund for the sole benefit of one of Master Fund's limited partners (the "Limited Partner") which is not an affiliate of Master Fund, Holdings, EGI Investors, or General Partner.

F3 · balance_after: (Continued from Footnote 2) All proceeds from the sale of the total of 1,025,349 Rights shown on this Form 4 on the NYSE MKT and any additional Rights to be sold will be distributed to the unaffiliated Limited Partner in respect of such Limited Partner's pro rata limited partnership interest in Master Fund. None of Master Fund, Holdings, EGI Investors or General Partner has a pecuniary interest in any of the Rights held on behalf of the Limited Partner nor in any proceeds received by Limited Partner upon the sale of Rights; and each of them hereby disclaims any Section 16 beneficial interest in the Rights held on behalf of the Limited Partner.

F4 · balance_after: On September 13, 2016, Master Fund distributed to EGI Investors, the other limited partner in Master Fund, 2,470,798 Rights based on EGI Investors' pro rata limited partner interest in Master Fund. EGI Investors has not sold, and will not, sell any of the Rights distributed to EGI Investors. The amount shown also reflects such distribution.

SEC source: 0000899243-16-028922 · doc4.xml · derivative · entry 2

Zell Credit Opportunities Master Fund, L.P. · CIK 0001469407 · 10% owner

CHAI TRUST CO LLC · CIK 0001250731 · 10% owner

ZCOF Par Petroleum Holdings, L.L.C. · CIK 0001557140 · 10% owner

EGI Investors, L.L.C. · CIK 0001526696 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,648,583

Underlying: Common Stock · 21,646 shares

Expires 2016-09-14

F1 · derivative.exercise_price: Par Pacific Holdings, Inc. (the "Issuer") commenced a pro rata rights offering (the "Offering") on August 26, 2016. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right will entitle a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share. The subscription rights will expire if they are not exercised by 5:00 p.m. New York City time on September 14, 2016 (unless terminated or extended by the Issuer.)

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $0.095 and $0.123. Master Fund, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

F2 · balance_after: Zell Credit Opportunities Master Fund, L.P., a Delaware limited partnership ("Master Fund"), received 6,340,398 Rights in the Offering. ZCOF Par Petroleum Holdings, L.L.C., a Delaware limited liability company ("Holdings"), distributed the 5,828,346 Rights that it received in the Offering to Master Fund, as the sole member of Holdings, and Master Fund directly held a total of 12,168,744 Rights. Does not include 402,284 Rights that EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors"), received on the Offering Date. Chai Trust Company, LLC, an Illinois limited liability company, is the general partner of Master Fund ("General Partner") and the managing member of EGI Investors. 9,697,916 of the Rights received by Master Fund in the Offering are held by Master Fund for the sole benefit of one of Master Fund's limited partners (the "Limited Partner") which is not an affiliate of Master Fund, Holdings, EGI Investors, or General Partner.

F3 · balance_after: (Continued from Footnote 2) All proceeds from the sale of the total of 1,025,349 Rights shown on this Form 4 on the NYSE MKT and any additional Rights to be sold will be distributed to the unaffiliated Limited Partner in respect of such Limited Partner's pro rata limited partnership interest in Master Fund. None of Master Fund, Holdings, EGI Investors or General Partner has a pecuniary interest in any of the Rights held on behalf of the Limited Partner nor in any proceeds received by Limited Partner upon the sale of Rights; and each of them hereby disclaims any Section 16 beneficial interest in the Rights held on behalf of the Limited Partner.

SEC source: 0000919574-16-015377 · p7257494.xml · nonDerivative · entry 4

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,217,590

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-16-015377 · p7257494.xml · nonDerivative · entry 3

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,267,590

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000899243-16-028922 · doc4.xml · derivative · entry 1

Zell Credit Opportunities Master Fund, L.P. · CIK 0001469407 · 10% owner

CHAI TRUST CO LLC · CIK 0001250731 · 10% owner

ZCOF Par Petroleum Holdings, L.L.C. · CIK 0001557140 · 10% owner

EGI Investors, L.L.C. · CIK 0001526696 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,867,238

Underlying: Common Stock · 29,849 shares

Expires 2016-09-14

F1 · derivative.exercise_price: Par Pacific Holdings, Inc. (the "Issuer") commenced a pro rata rights offering (the "Offering") on August 26, 2016. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right will entitle a rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share. The subscription rights will expire if they are not exercised by 5:00 p.m. New York City time on September 14, 2016 (unless terminated or extended by the Issuer.)

F5 · price: Represents the weighted average price of multiple transactions with a range of prices between $0.11 and $0.125. Master Fund, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

F2 · balance_after: Zell Credit Opportunities Master Fund, L.P., a Delaware limited partnership ("Master Fund"), received 6,340,398 Rights in the Offering. ZCOF Par Petroleum Holdings, L.L.C., a Delaware limited liability company ("Holdings"), distributed the 5,828,346 Rights that it received in the Offering to Master Fund, as the sole member of Holdings, and Master Fund directly held a total of 12,168,744 Rights. Does not include 402,284 Rights that EGI Investors, L.L.C., a Delaware limited liability company ("EGI Investors"), received on the Offering Date. Chai Trust Company, LLC, an Illinois limited liability company, is the general partner of Master Fund ("General Partner") and the managing member of EGI Investors. 9,697,916 of the Rights received by Master Fund in the Offering are held by Master Fund for the sole benefit of one of Master Fund's limited partners (the "Limited Partner") which is not an affiliate of Master Fund, Holdings, EGI Investors, or General Partner.

F3 · balance_after: (Continued from Footnote 2) All proceeds from the sale of the total of 1,025,349 Rights shown on this Form 4 on the NYSE MKT and any additional Rights to be sold will be distributed to the unaffiliated Limited Partner in respect of such Limited Partner's pro rata limited partnership interest in Master Fund. None of Master Fund, Holdings, EGI Investors or General Partner has a pecuniary interest in any of the Rights held on behalf of the Limited Partner nor in any proceeds received by Limited Partner upon the sale of Rights; and each of them hereby disclaims any Section 16 beneficial interest in the Rights held on behalf of the Limited Partner.

SEC source: 0000919574-16-015377 · p7257494.xml · nonDerivative · entry 2

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,277,290

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-16-015377 · p7257494.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,324,794

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-16-015329 · p7253556.xml · nonDerivative · entry 3

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,399,794

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-16-015329 · p7253556.xml · nonDerivative · entry 2

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,433,768

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000899243-16-028681 · doc4.xml · derivative · entry 1

PATE WILLIAM · CIK 0001180447 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,210

Underlying: Common stock · 4,835 shares

Expires 2016-09-14

F1 · security: In the rights offering, each subscription right will entitle the holder thereof to purchase 0.099 shares of the Company's common stock at $12.25 per whole share (subject to rounding down to avoid the issuance of fractional shares) (the "basic subscription privilege"). The rights offering will also include an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase at the same exercise price additional shares of the Company's common stock in the rights offering that other holders do not purchase, subject to availability and pro rata allocation of shares among rights holders exercising such oversubscription privilege. No fractional shares of common stock will be issued in the rights offering. The subscription rights will expire if they are not exercised by 5:00 p.m. New York City time on September 14, 2016 (unless extended).

F1 · derivative.expiration_date: In the rights offering, each subscription right will entitle the holder thereof to purchase 0.099 shares of the Company's common stock at $12.25 per whole share (subject to rounding down to avoid the issuance of fractional shares) (the "basic subscription privilege"). The rights offering will also include an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase at the same exercise price additional shares of the Company's common stock in the rights offering that other holders do not purchase, subject to availability and pro rata allocation of shares among rights holders exercising such oversubscription privilege. No fractional shares of common stock will be issued in the rights offering. The subscription rights will expire if they are not exercised by 5:00 p.m. New York City time on September 14, 2016 (unless extended).

F2 · balance_after: Includes an additional 42,210 subscription rights received with respect to shares of common stock owned by the reporting person.

SEC source: 0000919574-16-015329 · p7253556.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,629,323

F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.