Last 12 months
Inside the activity.
0 purchase rows · 27 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2017 Filed Sep 13, 2017 22:48 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 171,304 | $18.52 | $3,173,149.64 |
DisclosureSEC source: 0000919574-17-006735 · p7650496.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,078,201 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:48 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 43,893 | $18.51 | $812,529.66 |
DisclosureSEC source: 0000919574-17-006735 · p7650496.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,249,505 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 21:52 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 230,910 | $17.67 | $4,080,987.89 |
DisclosureSEC source: 0000919574-17-006650 · p7636401.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,293,398 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 21:52 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 108,194 | $17.42 | $1,884,955.87 |
DisclosureSEC source: 0000919574-17-006650 · p7636401.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,524,308 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 21:52 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 40,900 | $17.41 | $711,942.21 |
DisclosureSEC source: 0000919574-17-006650 · p7636401.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,632,502 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 30, 2017 Filed Aug 30, 2017 22:04 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 20,900 | $17.77 | $371,455.70 |
DisclosureSEC source: 0000919574-17-006507 · p7603593.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,673,402 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:04 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 44,800 | $17.78 | $796,664.96 |
DisclosureSEC source: 0000919574-17-006507 · p7603593.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,694,302 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 22:04 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 32,141 | $17.74 | $570,313.12 |
DisclosureSEC source: 0000919574-17-006507 · p7603593.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,739,102 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 21:51 UTC |
ANASTASIO CURTDirector
|
PurchaseCommon Stock | 1,000 | $16.44 | $16,440.00 |
DisclosureSEC source: 0000899243-17-020076 · doc4.xml · nonDerivative · entry 1 ANASTASIO CURT · CIK 0001032097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,750 Read SEC document |
| July 28, 2017 Filed Aug 2, 2017 22:39 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
Tax withholdingCommon Stock | 843 | $18.10 | $15,258.30 |
DisclosureSEC source: 0000899243-17-019594 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,305 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| July 05, 2017 Filed Jul 25, 2017 22:29 UTC |
SILBERMAN ROBERT SDirector
|
GrantRestricted stock units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018924 · doc4.xml · derivative · entry 1 SILBERMAN ROBERT S · CIK 0001256121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common stock · 860 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| July 05, 2017 Filed Jul 25, 2017 22:28 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018923 · doc4.xml · nonDerivative · entry 2 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,202 F2 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on July 5, 2018. Read SEC document |
| July 05, 2017 Filed Jul 25, 2017 22:28 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 287 | $18.17 | $5,214.79 |
DisclosureSEC source: 0000899243-17-018923 · doc4.xml · nonDerivative · entry 1 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,342 F1 · shares: These shares were issued to the reporting person in lieu of retainer fees of $5,208 Read SEC document |
| July 05, 2017 Filed Jul 26, 2017 20:05 UTC |
Cooper L MelvinDirector
|
GrantRestricted stock units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019002 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common stock · 860 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| July 05, 2017 Filed Jul 26, 2017 20:01 UTC |
KLEIN MELVYN NDirector
|
GrantRestricted stock units · Derivative | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018987 · doc4.xml · derivative · entry 1 KLEIN MELVYN N · CIK 0001209744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376 Underlying: Common stock · 1,376 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| July 05, 2017 Filed Jul 26, 2017 20:00 UTC |
ANASTASIO CURTDirector
|
GrantCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018984 · doc4.xml · nonDerivative · entry 1 ANASTASIO CURT · CIK 0001032097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,750 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on July 5, 2018. Read SEC document |
| July 05, 2017 Filed Jul 26, 2017 20:00 UTC |
DODS WALTER A JRDirector
|
GrantRestricted stock units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018982 · doc4.xml · derivative · entry 1 DODS WALTER A JR · CIK 0001206921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common stock · 860 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| July 03, 2017 Filed Jul 12, 2017 20:14 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
Tax withholdingCommon Stock | 384 | $18.38 | $7,057.92 |
DisclosureSEC source: 0000899243-17-018213 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,148 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 00:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 83,400 | $16.71 | $1,393,614.00 |
DisclosureSEC source: 0000919574-17-004710 · p7507860.xml · nonDerivative · entry 4 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,771,243 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 00:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 62,216 | $16.82 | $1,046,249.14 |
DisclosureSEC source: 0000919574-17-004710 · p7507860.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,854,643 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 00:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 66,458 | $17.06 | $1,133,633.92 |
DisclosureSEC source: 0000919574-17-004710 · p7507860.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,916,859 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 01, 2017 Filed Jun 6, 2017 00:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 23,600 | $17.25 | $407,154.28 |
DisclosureSEC source: 0000919574-17-004710 · p7507860.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,983,317 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:30 UTC |
KLEIN MELVYN NDirector
|
PurchaseCommon stock | 10,000 | $16.95 | $169,516.00 |
DisclosureSEC source: 0000899243-17-014993 · doc4.xml · nonDerivative · entry 1 KLEIN MELVYN N · CIK 0001209744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,073 Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:00 UTC |
PATE WILLIAMDirector · President and CEO
|
PurchaseCommon Stock | 15,000 | $16.83 | $252,450.00 |
DisclosureSEC source: 0000899243-17-014682 · doc4.xml · nonDerivative · entry 1 PATE WILLIAM · CIK 0001180447 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,111 F1 · price: The price reported is a weighted average price. The shares were bought in multiple transactions at prices ranging from $16.70 - 16.90 inclusive. The reporting person undertakes to provide Par Pacific Holdings, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:32 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 9,942 | $17.13 | $170,300.49 |
DisclosureSEC source: 0000919574-17-003995 · p7492557.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,006,917 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:31 UTC |
Clossey TimothyDirector
|
Exercise / conversionRestricted stock units · Derivative | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009955 · doc4.xml · derivative · entry 4 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 Underlying: Common stock · 415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of common stock. F4 · derivative.exercise_date: On April 5, 2017, the restricted stock units vested in full with one half of the vested shares delivered to the reporting person on April 5, 2017 and one half of the vested share to be delivered to the reporting person on February 1, 2018. F4 · derivative.expiration_date: On April 5, 2017, the restricted stock units vested in full with one half of the vested shares delivered to the reporting person on April 5, 2017 and one half of the vested share to be delivered to the reporting person on February 1, 2018. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:31 UTC |
Clossey TimothyDirector
|
Exercise / conversionCommon stock | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009955 · doc4.xml · nonDerivative · entry 3 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represented a contingent right to receive one share of common stock. F4 · price: On April 5, 2017, the restricted stock units vested in full with one half of the vested shares delivered to the reporting person on April 5, 2017 and one half of the vested share to be delivered to the reporting person on February 1, 2018. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:31 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 957 | $16.33 | $15,627.81 |
DisclosureSEC source: 0000899243-17-009955 · doc4.xml · nonDerivative · entry 2 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,640 F2 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on April 5, 2018. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:31 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 319 | $16.33 | $5,209.27 |
DisclosureSEC source: 0000899243-17-009955 · doc4.xml · nonDerivative · entry 1 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,683 F1 · shares: These shares were issued to the reporting person in lieu of retainer fees of $5,208 Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:30 UTC |
DODS WALTER A JRDirector
|
GrantRestricted stock units · Derivative | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009953 · doc4.xml · derivative · entry 1 DODS WALTER A JR · CIK 0001206921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common stock · 957 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:30 UTC |
ANASTASIO CURTDirector
|
GrantCommon Stock | 957 | $16.33 | $15,627.81 |
DisclosureSEC source: 0000899243-17-009952 · doc4.xml · nonDerivative · entry 1 ANASTASIO CURT · CIK 0001032097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,890 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on April 5, 2018. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 20:30 UTC |
SILBERMAN ROBERT SDirector
|
GrantRestricted stock units · Derivative | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009951 · doc4.xml · derivative · entry 1 SILBERMAN ROBERT S · CIK 0001256121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common stock · 957 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| April 05, 2017 Filed Apr 12, 2017 13:16 UTC |
Cooper L MelvinDirector
|
GrantRestricted stock units · Derivative | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010038 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common stock · 957 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| April 05, 2017 Filed Apr 17, 2017 20:00 UTC |
KLEIN MELVYN NDirector
|
GrantRestricted stock units · Derivative | 1,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010339 · doc4.xml · derivative · entry 1 KLEIN MELVYN N · CIK 0001209744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531 Underlying: Common stock · 1,531 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| March 20, 2017 Filed Mar 31, 2017 20:53 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
Tax withholdingCommon Stock | 573 | $16.07 | $9,208.11 |
DisclosureSEC source: 0000899243-17-009024 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,532 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 21:15 UTC |
Israel JosephDirector · Senior Vice President
|
SaleCommon Stock | 13,914 | $15.66 | $217,893.24 |
DisclosureSEC source: 0000899243-17-007629 · doc4.xml · nonDerivative · entry 2 Israel Joseph · CIK 0001333478 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,233 F2 · price: The price reported is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.60 - $15.71 inclusive. The reporting person undertakes to provide to Par Pacific Holdings, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:15 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
Tax withholdingCommon Stock | 445 | $15.60 | $6,942.00 |
DisclosureSEC source: 0000899243-17-007630 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,955 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:15 UTC |
Israel JosephDirector · Senior Vice President
|
Tax withholdingCommon Stock | 409 | $15.60 | $6,380.40 |
DisclosureSEC source: 0000899243-17-007629 · doc4.xml · nonDerivative · entry 1 Israel Joseph · CIK 0001333478 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,147 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:14 UTC |
Micklas Christopher M.Chief Financial Officer
|
Tax withholdingCommon Stock | 817 | $15.60 | $12,745.20 |
DisclosureSEC source: 0000899243-17-007627 · doc4.xml · nonDerivative · entry 1 Micklas Christopher M. · CIK 0001593822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,386 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| March 13, 2017 Filed Aug 21, 2017 21:53 UTC |
Monteleone WilliamDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 524 | $15.60 | $8,174.40 |
DisclosureSEC source: 0000899243-17-020768 · doc4.xml · nonDerivative · entry 1 Monteleone William · CIK 0001539898 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,856 F1 · shares: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 23:19 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 4,205 | $15.50 | $65,196.42 |
DisclosureSEC source: 0000919574-17-002480 · p7426650.xml · nonDerivative · entry 4 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,016,859 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:19 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 53,379 | $15.52 | $828,217.89 |
DisclosureSEC source: 0000919574-17-002480 · p7426650.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,021,064 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:19 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 9,945 | $15.47 | $153,849.15 |
DisclosureSEC source: 0000919574-17-002480 · p7426650.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,074,443 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:19 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 73,300 | $15.77 | $1,156,197.55 |
DisclosureSEC source: 0000919574-17-002480 · p7426650.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,084,388 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:54 UTC |
PATE WILLIAMDirector · President and CEO
|
GrantStock option (right to buy) · Derivative | 71,918 | $0.00 Strike: $14.60 | $0.00 |
DisclosureSEC source: 0000899243-17-006083 · doc4.xml · derivative · entry 2 PATE WILLIAM · CIK 0001180447 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,918 Underlying: Common stock · 71,918 shares Expires 2025-02-27 F2 · derivative.exercise_date: One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:54 UTC |
PATE WILLIAMDirector · President and CEO
|
GrantCommon Stock | 23,973 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006083 · doc4.xml · nonDerivative · entry 1 PATE WILLIAM · CIK 0001180447 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,098 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:50 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
GrantStock option (right to buy) · Derivative | 26,712 | $0.00 Strike: $14.60 | $0.00 |
DisclosureSEC source: 0000899243-17-006073 · doc4.xml · derivative · entry 2 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,712 Underlying: Common stock · 26,712 shares Expires 2025-02-27 F2 · derivative.exercise_date: One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:50 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
GrantCommon Stock | 13,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006073 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,400 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:45 UTC |
Micklas Christopher M.Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 14,384 | $0.00 Strike: $14.60 | $0.00 |
DisclosureSEC source: 0000899243-17-006061 · doc4.xml · derivative · entry 2 Micklas Christopher M. · CIK 0001593822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,384 Underlying: Common stock · 14,384 shares Expires 2025-02-27 F2 · derivative.exercise_date: One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:45 UTC |
Micklas Christopher M.Chief Financial Officer
|
GrantCommon Stock | 9,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006061 · doc4.xml · nonDerivative · entry 1 Micklas Christopher M. · CIK 0001593822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,203 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.