Last 12 months
Inside the activity.
0 purchase rows · 27 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 2, 2018 21:30 UTC |
PATE WILLIAMDirector · President and CEO
|
GrantCommon Stock | 16,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-006111 · doc4.xml · nonDerivative · entry 1 PATE WILLIAM · CIK 0001180447 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,520 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 2, 2018 11:05 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
GrantStock option (right to buy) · Derivative | 16,378 | $0.00 Strike: $17.34 | $0.00 |
DisclosureSEC source: 0000899243-18-006012 · doc4.xml · derivative · entry 2 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,378 Underlying: Common stock · 16,378 shares Expires 2026-02-26 F2 · derivative.exercise_date: One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 2, 2018 11:05 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
GrantCommon Stock | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-006012 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,990 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 5, 2018 14:44 UTC |
Monteleone WilliamDirector · Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 48,659 | $0.00 Strike: $17.34 | $0.00 |
DisclosureSEC source: 0000899243-18-006273 · doc4.xml · derivative · entry 2 Monteleone William · CIK 0001539898 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,659 Underlying: Common stock · 48,659 shares Expires 2026-02-26 F2 · derivative.exercise_date: One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 5, 2018 14:44 UTC |
Monteleone WilliamDirector · Chief Financial Officer
|
GrantCommon Stock | 8,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-006273 · doc4.xml · nonDerivative · entry 1 Monteleone William · CIK 0001539898 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,615 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. One fourth of the shares will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 01:39 UTC |
Monteleone WilliamDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 935 | $17.85 | $16,689.75 |
DisclosureSEC source: 0000899243-18-004692 · doc4.xml · nonDerivative · entry 1 Monteleone William · CIK 0001539898 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,505 F1 · shares: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:15 UTC |
Vaughn James MatthewSenior VP and General Counsel
|
Tax withholdingCommon Stock | 774 | $17.85 | $13,815.90 |
DisclosureSEC source: 0000899243-18-004664 · doc4.xml · nonDerivative · entry 1 Vaughn James Matthew · CIK 0001615197 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,531 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| February 01, 2018 Filed Apr 11, 2018 20:00 UTC |
Clossey TimothyDirector
|
Exercise / conversionRestricted stock units · Derivative | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009944 · doc4.xml · derivative · entry 2 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On April 5, 2017, 831 restricted stock units vested in full with 415 of the vested shares previously delivered to the reporting person on April 5, 2017 and 416 of the vested shares delivered to the reporting person on February 1, 2018. F2 · derivative.expiration_date: On April 5, 2017, 831 restricted stock units vested in full with 415 of the vested shares previously delivered to the reporting person on April 5, 2017 and 416 of the vested shares delivered to the reporting person on February 1, 2018. Read SEC document |
| February 01, 2018 Filed Apr 11, 2018 20:00 UTC |
Clossey TimothyDirector
|
Exercise / conversionCommon stock | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009944 · doc4.xml · nonDerivative · entry 1 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: On April 5, 2017, 831 restricted stock units vested in full with 415 of the vested shares previously delivered to the reporting person on April 5, 2017 and 416 of the vested shares delivered to the reporting person on February 1, 2018. Read SEC document |
| January 05, 2018 Filed Jan 23, 2018 21:15 UTC |
Israel JosephDirector · Senior Vice President
|
Tax withholdingCommon Stock | 1,989 | $18.83 | $37,452.87 |
DisclosureSEC source: 0000899243-18-001672 · doc4.xml · nonDerivative · entry 1 Israel Joseph · CIK 0001333478 · Director · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,257 F1 · kind: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| January 05, 2018 Filed Jan 30, 2018 23:39 UTC |
DODS WALTER A JRDirector
|
GrantRestricted stock units · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002316 · doc4.xml · derivative · entry 1 DODS WALTER A JR · CIK 0001206921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: Common stock · 830 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| January 05, 2018 Filed Jan 30, 2018 23:38 UTC |
ANASTASIO CURTDirector
|
GrantCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002315 · doc4.xml · nonDerivative · entry 1 ANASTASIO CURT · CIK 0001032097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,333 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on January 5, 2019. Read SEC document |
| January 05, 2018 Filed Jan 30, 2018 23:35 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002310 · doc4.xml · nonDerivative · entry 2 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,313 F2 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on January 5, 2019. Read SEC document |
| January 05, 2018 Filed Jan 30, 2018 23:35 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 277 | $18.83 | $5,215.91 |
DisclosureSEC source: 0000899243-18-002310 · doc4.xml · nonDerivative · entry 1 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,483 F1 · shares: These shares were issued to the reporting person in lieu of retainer fees of $5,208 Read SEC document |
| January 05, 2018 Filed Jan 30, 2018 23:33 UTC |
KLEIN MELVYN NDirector
|
GrantRestricted stock units · Derivative | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002308 · doc4.xml · derivative · entry 1 KLEIN MELVYN N · CIK 0001209744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328 Underlying: Common stock · 1,328 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| January 05, 2018 Filed Jan 30, 2018 23:33 UTC |
SILBERMAN ROBERT SDirector
|
GrantRestricted stock units · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002307 · doc4.xml · derivative · entry 1 SILBERMAN ROBERT S · CIK 0001256121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: Common stock · 830 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| January 05, 2018 Filed Mar 1, 2018 13:26 UTC |
Cooper L MelvinDirector
|
GrantRestricted stock units · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005902 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: Common stock · 830 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| January 05, 2018 Filed Apr 9, 2018 20:02 UTC Amendment |
Cooper L MelvinDirector
|
GrantCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009740 · doc4a.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,205 F1 · shares: The original Form 4 filed on March 1, 2018 incorrectly reported this grant of shares of restricted stock as a grant of restricted stock units on Table II. F2 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on January 5, 2019. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 22:11 UTC |
Monteleone WilliamDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 644 | $19.62 | $12,635.28 |
DisclosureSEC source: 0000899243-18-000476 · doc4.xml · nonDerivative · entry 1 Monteleone William · CIK 0001539898 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,440 F1 · shares: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| October 20, 2017 Filed Oct 20, 2017 22:13 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 38,405 | $20.53 | $788,454.65 |
DisclosureSEC source: 0000919574-17-007402 · p7687350.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,243,446 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 22:13 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 38,176 | $20.44 | $780,317.44 |
DisclosureSEC source: 0000919574-17-007402 · p7687350.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,281,851 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:13 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 31,029 | $20.53 | $637,025.37 |
DisclosureSEC source: 0000919574-17-007402 · p7687350.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,320,027 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:34 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 11,853 | $20.53 | $243,342.09 |
DisclosureSEC source: 0000919574-17-007295 · p7679119.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,351,056 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:34 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 41,000 | $20.57 | $843,427.40 |
DisclosureSEC source: 0000919574-17-007295 · p7679119.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,362,909 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 21:34 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 63,900 | $20.68 | $1,321,452.00 |
DisclosureSEC source: 0000919574-17-007295 · p7679119.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,403,909 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 22:40 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 65,400 | $20.85 | $1,363,590.00 |
DisclosureSEC source: 0000919574-17-007224 · p7673999.xml · nonDerivative · entry 4 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,467,809 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 09, 2017 Filed Oct 10, 2017 22:40 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 40,400 | $20.72 | $837,088.00 |
DisclosureSEC source: 0000919574-17-007224 · p7673999.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,533,209 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 22:40 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 73,579 | $20.65 | $1,519,406.35 |
DisclosureSEC source: 0000919574-17-007224 · p7673999.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,573,609 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 22:40 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 326,700 | $20.75 | $6,779,025.00 |
DisclosureSEC source: 0000919574-17-007224 · p7673999.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,647,188 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:22 UTC |
KLEIN MELVYN NDirector
|
GrantRestricted stock units · Derivative | 1,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023805 · doc4.xml · derivative · entry 1 KLEIN MELVYN N · CIK 0001209744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205 Underlying: Common stock · 1,205 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:18 UTC |
ANASTASIO CURTDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023803 · doc4.xml · nonDerivative · entry 1 ANASTASIO CURT · CIK 0001032097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,503 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on October 5, 2018. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:16 UTC |
SILBERMAN ROBERT SDirector
|
GrantRestricted stock units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023801 · doc4.xml · derivative · entry 1 SILBERMAN ROBERT S · CIK 0001256121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common stock · 753 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:11 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023799 · doc4.xml · nonDerivative · entry 2 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,206 F2 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on October 5, 2018. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:11 UTC |
Clossey TimothyDirector
|
GrantCommon stock | 251 | $20.75 | $5,208.25 |
DisclosureSEC source: 0000899243-17-023799 · doc4.xml · nonDerivative · entry 1 Clossey Timothy · CIK 0001612285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,453 F1 · shares: These shares were issued to the reporting person in lieu of retainer fees of $5,208 Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:09 UTC |
Cooper L MelvinDirector
|
GrantRestricted stock units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023798 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common stock · 753 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:06 UTC |
DODS WALTER A JRDirector
|
GrantRestricted stock units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023797 · doc4.xml · derivative · entry 1 DODS WALTER A JR · CIK 0001206921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common stock · 753 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 21:57 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 83,800 | $21.07 | $1,765,900.64 |
DisclosureSEC source: 0000919574-17-007095 · p7670717.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,973,888 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 21:57 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 98,579 | $21.00 | $2,070,011.13 |
DisclosureSEC source: 0000919574-17-007095 · p7670717.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,057,688 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:57 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 177,300 | $20.78 | $3,684,294.00 |
DisclosureSEC source: 0000919574-17-007095 · p7670717.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,156,267 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 22:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 235,270 | $21.19 | $4,984,783.13 |
DisclosureSEC source: 0000919574-17-007008 · p7667694.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,333,567 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 22:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 22,449 | $20.47 | $459,504.09 |
DisclosureSEC source: 0000919574-17-007008 · p7667694.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,568,837 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 22:07 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 19,724 | $20.49 | $404,144.76 |
DisclosureSEC source: 0000919574-17-007008 · p7667694.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,591,286 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 21:26 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 30,945 | $20.63 | $638,475.81 |
DisclosureSEC source: 0000919574-17-006928 · p7662825.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnores Disclosed balance after: 5,611,010 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:26 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 32,195 | $20.44 | $657,933.80 |
DisclosureSEC source: 0000919574-17-006928 · p7662825.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,641,955 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 20:00 UTC |
Monteleone WilliamDirector · Chief Financial Officer
|
Tax withholdingCommon Stock | 772 | $20.43 | $15,771.96 |
DisclosureSEC source: 0000899243-17-022636 · doc4.xml · nonDerivative · entry 1 Monteleone William · CIK 0001539898 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,084 F1 · shares: Represents shares of common stock withheld by the Issuer for payment of withholding tax liability incurred upon the vesting of restricted shares of common stock. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:26 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 38,599 | $20.41 | $787,867.35 |
DisclosureSEC source: 0000919574-17-006928 · p7662825.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,674,150 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 21:32 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 34,083 | $19.78 | $674,318.52 |
DisclosureSEC source: 0000919574-17-006829 · p7655837.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,712,749 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 21:32 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 72,944 | $19.80 | $1,444,291.20 |
DisclosureSEC source: 0000919574-17-006829 · p7655837.xml · nonDerivative · entry 2 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,746,832 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:32 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 79,600 | $19.67 | $1,565,787.72 |
DisclosureSEC source: 0000919574-17-006829 · p7655837.xml · nonDerivative · entry 1 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,819,776 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 22:48 UTC |
WHITEBOX ADVISORS LLC10% owner
WHITEBOX GENERAL PARTNER LLC10% owner
|
SaleCommon Stock | 178,825 | $18.45 | $3,299,714.67 |
DisclosureSEC source: 0000919574-17-006735 · p7650496.xml · nonDerivative · entry 3 WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,899,376 F1 · ownership.nature: These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.